Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Katapult Holdings, Inc.KPLT · Entity 5517 | Chief of Decision Science | June 08, 2022 | June 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Katapult Holdings, Inc.
Report date June 08, 2022 · Filed June 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 979,438 |
Ending reported balance
After 2022-06-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-06-08 · Sale · Disposed 5,000 · Balance 984,438 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.75 to $1.80. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2022-06-09 · Sale · Disposed 5,000 · Balance 979,438 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.75 to $1.80. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2022 Filed Jun 10, 2022 16:10 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | SaleCommon Stock | 5,000 | $1.58 | $7,900.00 |
DisclosureSEC source: 0001628280-22-016818 · wf-form4_165489179434054.xml · nonDerivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,438 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 16:10 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | SaleCommon Stock | 5,000 | $1.79 | $8,930.00 |
DisclosureSEC source: 0001628280-22-016818 · wf-form4_165489179434054.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,438 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.75 to $1.80. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 19:29 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | SaleCommon Stock | 2,000 | $1.55 | $3,100.00 |
DisclosureSEC source: 0001628280-22-016636 · wf-form4_165473094786164.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,438 Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 12,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014796 · wf-form4_165291418620959.xml · derivative · entry 3 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,689 Underlying: Common Stock · 12,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 3,159 | $1.32 | $4,169.88 |
DisclosureSEC source: 0001628280-22-014796 · wf-form4_165291418620959.xml · nonDerivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,438 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 12,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014796 · wf-form4_165291418620959.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 51,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006617 · wf-form4_164756096599982.xml · derivative · entry 4 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,661 Underlying: Common Stock · 51,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F4 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 155,661 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F4 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 155,661 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 266,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006617 · wf-form4_164756096599982.xml · nonDerivative · entry 3 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,625 F3 · shares: Restricted stock unit award that will vest over four years, with 25% of the RSUs vesting on March 15, 2023, and the remaining RSUs vesting in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 12,387 | $1.87 | $23,163.69 |
DisclosureSEC source: 0001628280-22-006617 · wf-form4_164756096599982.xml · nonDerivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,799 F2 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 51,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006617 · wf-form4_164756096599982.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 16:21 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | SaleCommon Stock | 5,000 | $4.10 | $20,500.00 |
DisclosureSEC source: 0001628280-21-025226 · wf-form4_163968969659476.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,300 Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 17:57 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | SaleCommon Stock | 8,000 | $3.91 | $31,300.00 |
DisclosureSEC source: 0001628280-21-025059 · wf-form4_163952261380861.xml · nonDerivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,300 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.85 to $3.95. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 17:57 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | SaleCommon Stock | 25,500 | $3.72 | $94,824.30 |
DisclosureSEC source: 0001628280-21-025059 · wf-form4_163952261380861.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,300 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.65 to $3.79. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:33 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionStock Options (right to buy) · Derivative | 44,334 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001628280-21-023972 · wf-form4_163761679931954.xml · derivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,334 shares Expires 2028-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:33 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 44,334 | $0.85 | $37,683.90 |
DisclosureSEC source: 0001628280-21-023972 · wf-form4_163761679931954.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes earn out shares in connection with the Issuer's initial business combination, subject to certain vesting conditions. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:46 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantRestricted Stock Units · Derivative | 207,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-047850 · ownership.xml · derivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief of Decision Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,547 Underlying: Common Stock · 207,547 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 16:30 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionStock Options (right to buy) · Derivative | 95,000 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001213900-21-045615 · ownership.xml · derivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,334 Underlying: Common Stock · 95,000 shares Expires 2028-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 16:30 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 95,000 | $0.85 | $80,750.00 |
DisclosureSEC source: 0001213900-21-045615 · ownership.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 16:05 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionStock Options (right to buy) · Derivative | 274,887 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001213900-21-044340 · ownership.xml · derivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 274,887 shares Expires 2029-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 16:05 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 274,887 | $0.19 | $52,228.53 |
DisclosureSEC source: 0001213900-21-044340 · ownership.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 17:11 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001213900-21-043672 · ownership.xml · derivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,887 Underlying: Common Stock · 100,000 shares Expires 2029-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 17:11 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 100,000 | $0.19 | $19,000.00 |
DisclosureSEC source: 0001213900-21-043672 · ownership.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions. Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:48 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantStock Options (right to buy) · Derivative | 374,887 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001213900-21-032412 · ownership.xml · derivative · entry 3 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,887 Underlying: Common Stock · 374,887 shares Expires 2029-09-04 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:48 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantStock Options (right to buy) · Derivative | 139,334 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001213900-21-032412 · ownership.xml · derivative · entry 2 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,334 Underlying: Common Stock · 139,334 shares Expires 2028-10-21 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:48 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | OtherCommon Stock | 172,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-032412 · ownership.xml · nonDerivative · entry 1 Sun Fangqui · CIK 0001866027 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,579 F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing. F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions. F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing. F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.