Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTELLIGENT BIO SOLUTIONS INC.INBS · Entity 8088 | Director | October 04, 2023 | October 06, 2023 |
| Katapult Holdings, Inc.KPLT · Entity 5517 | Chief Accounting Officer | March 15, 2024 | March 19, 2024 |
| NewtekOne, Inc.NEWT · Entity 5823 | Chief Accounting Officer | December 31, 2020 | March 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTELLIGENT BIO SOLUTIONS INC.
Report date October 04, 2023 · Filed October 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,880 |
Reported balance
After 2023-10-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-04 · Purchase · Acquired 9,090 · Balance 9,880 F1: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). F4: On February 9, 2023, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Split"). Unless otherwise noted, the amount of securities and purchase prices reported on this Form 4 have been adjusted to reflect the Reverse Split. |
| Common Stock Warrants (Series E)SEC Table II · derivative / convertible security · Expires 2029-04-04 | Direct | 9,090 |
Reported balance
After 2023-10-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-10-04 · Purchase · Acquired 9,090 · Balance 9,090 F2: The exercise price of the Series E Warrants is $0.55 per share. However, under the one-time reset provision of the Series E Warrants, the exercise price of the Series E Warrants will reset to a price equal to the lesser of (i) the then exercise price and (ii) 90% of the five-day volume weighted average price for the five trading days immediately following the date the Company effects a reverse stock split. F1: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). |
| Common Stock Warrants (Series F)SEC Table II · derivative / convertible security · Expires 2025-04-04 | Direct | 9,090 |
Reported balance
After 2023-10-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-10-04 · Purchase · Acquired 9,090 · Balance 9,090 F3: The exercise price of the Series F Warrants is $0.55 per share. However,under the alternate cashless exercise option of the Series F Warrants, the holder of the Series F Warrant (beginning on the date the Warrant Stockholder Approval is effective), has the right to receive an aggregate number of shares of Common Stock on a one-for-one basis (subject to adjustment). F1: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval").
F2: The exercise price of the Series E Warrants is $0.55 per share. However, under the one-time reset provision of the Series E Warrants, the exercise price of the Series E Warrants will reset to a price equal to the lesser of (i) the then exercise price and (ii) 90% of the five-day volume weighted average price for the five trading days immediately following the date the Company effects a reverse stock split.
F3: The exercise price of the Series F Warrants is $0.55 per share. However,under the alternate cashless exercise option of the Series F Warrants, the holder of the Series F Warrant (beginning on the date the Warrant Stockholder Approval is effective), has the right to receive an aggregate number of shares of Common Stock on a one-for-one basis (subject to adjustment).
F4: On February 9, 2023, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Split"). Unless otherwise noted, the amount of securities and purchase prices reported on this Form 4 have been adjusted to reflect the Reverse Split.
Katapult Holdings, Inc.
Report date March 15, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,504 |
Reported balance
After 2024-03-15 transaction · row 1
1 source rowRow 1 · 2024-03-15 · Tax withholding · Disposed 556 · Balance 10,504 F1: Shares reported were withheld for the payment of taxes associated with the vesting of one-third of an award of RSUs originally granted on June 16, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported were withheld for the payment of taxes associated with the vesting of one-third of an award of RSUs originally granted on June 16, 2023.
NewtekOne, Inc.
Report date December 31, 2020 · Filed March 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,977 |
Reported balance
After 2020-03-31 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-03-31 · Purchase · Acquired 77 · Balance 1,977 F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,977 |
Reported balance
After 2020-05-15 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-05-15 · Purchase · Disposed 530 · Balance 1,977 F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisy tax withholding obligations relating to vesting of Restricted Shares. |
| Common StockSEC Table I · non-derivative | Direct | 1,977 |
Reported balance
After 2020-07-31 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-07-31 · Purchase · Acquired 54 · Balance 1,977 F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,977 |
Reported balance
After 2020-09-30 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2020-09-30 · Purchase · Acquired 58 · Balance 1,977 F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,977 |
Reported balance
After 2020-12-30 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2020-12-30 · Purchase · Acquired 48 · Balance 1,977 F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisy tax withholding obligations relating to vesting of Restricted Shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 19, 2024 17:59 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 556 | $14.13 | $7,856.28 |
DisclosureSEC source: 0001628280-24-011965 · wk-form4_1710885581.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,504 F1 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of one-third of an award of RSUs originally granted on June 16, 2023. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 17:17 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005972 · wk-form4_1708553853.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 785 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 17:17 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 274 | $14.66 | $4,016.84 |
DisclosureSEC source: 0001628280-24-005972 · wk-form4_1708553853.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,060 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021 and March 15, 2022. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 17:17 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005972 · wk-form4_1708553853.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:48 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039542 · wk-form4_1700264906.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 982 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:48 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 223 | $11.00 | $2,453.00 |
DisclosureSEC source: 0001628280-23-039542 · wk-form4_1700264906.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,137 F2 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:48 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039542 · wk-form4_1700264906.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 22:45 UTC | INTELLIGENT BIO SOLUTIONS INC. INBS · Entity 8088 | PurchaseCommon Stock Warrants (Series F) · Derivative | 9,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-036582 · ownership.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,090 Underlying: Common Stock · 9,090 shares Expires 2025-04-04 F3 · derivative.exercise_price: The exercise price of the Series F Warrants is $0.55 per share. However,under the alternate cashless exercise option of the Series F Warrants, the holder of the Series F Warrant (beginning on the date the Warrant Stockholder Approval is effective), has the right to receive an aggregate number of shares of Common Stock on a one-for-one basis (subject to adjustment). F1 · price: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). F1 · derivative.exercise_date: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 22:45 UTC | INTELLIGENT BIO SOLUTIONS INC. INBS · Entity 8088 | PurchaseCommon Stock Warrants (Series E) · Derivative | 9,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-036582 · ownership.xml · derivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,090 Underlying: Common Stock · 9,090 shares Expires 2029-04-04 F2 · derivative.exercise_price: The exercise price of the Series E Warrants is $0.55 per share. However, under the one-time reset provision of the Series E Warrants, the exercise price of the Series E Warrants will reset to a price equal to the lesser of (i) the then exercise price and (ii) 90% of the five-day volume weighted average price for the five trading days immediately following the date the Company effects a reverse stock split. F1 · price: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). F1 · derivative.exercise_date: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 22:45 UTC | INTELLIGENT BIO SOLUTIONS INC. INBS · Entity 8088 | PurchaseCommon Stock | 9,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-036582 · ownership.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,880 F1 · price: The reported securities are included within 9,090 INBS Class A Units purchased by the reporting person for $0.55 per Unit. Each Unit consists of one share of the common stock, one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series E Warrants"), and one warrant to purchase one share of Common Stock at an exercise price of $0.55 per share ("Series F Warrants"). The Warrants will be exercisable beginning on the effective date of such stockholder approvals as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) to permit the exercise of the Warrants ("Warrant Stockholder Approval"). F4 · balance_after: On February 9, 2023, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Split"). Unless otherwise noted, the amount of securities and purchase prices reported on this Form 4 have been adjusted to reflect the Reverse Split. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 19:02 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029894 · wk-form4_1692313338.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,179 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 19:02 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 256 | $17.05 | $4,364.80 |
DisclosureSEC source: 0001628280-23-029894 · wk-form4_1692313338.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,163 F2 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 19:02 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029894 · wk-form4_1692313338.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 17:43 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 103,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022943 · wk-form4_1687383795.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,543 F1 · shares: One-third (1/3) of the RSUs will vest on March 15, 2024. The remaining RSUs will vest in eight substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:13 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018693 · wf-form4_168435438746335.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,395 Underlying: Common Stock · 4,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:13 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 5,442 | $0.72 | $3,918.24 |
DisclosureSEC source: 0001628280-23-018693 · wf-form4_168435438746335.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,543 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022. Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:13 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018693 · wf-form4_168435438746335.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:12 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 17,479 | $0.54 | $9,438.66 |
DisclosureSEC source: 0001628280-23-008481 · wf-form4_167908394444298.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,072 F1 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on March 15, 2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:25 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 4,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004041 · wf-form4_167666912316377.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,308 Underlying: Common Stock · 4,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:25 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 2,061 | $0.96 | $1,984.74 |
DisclosureSEC source: 0001628280-23-004041 · wf-form4_167666912316377.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,551 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:25 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 4,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004041 · wf-form4_167666912316377.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:39 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030330 · wf-form4_166872117236134.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,222 Underlying: Common Stock · 4,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:39 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 1,772 | $0.98 | $1,733.02 |
DisclosureSEC source: 0001628280-22-030330 · wf-form4_166872117236134.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,698 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:39 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030330 · wf-form4_166872117236134.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 10:06 UTC | INTELLIGENT BIO SOLUTIONS INC. GBS · Entity 8088 | GrantCommon Stock, par value $0.01 per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-028193 · ownership.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:54 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 4,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023167 · wf-form4_166076967832535.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,135 Underlying: Common Stock · 4,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:54 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 1,772 | $1.56 | $2,764.32 |
DisclosureSEC source: 0001628280-22-023167 · wf-form4_166076967832535.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,557 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:54 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 4,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023167 · wf-form4_166076967832535.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014795 · wf-form4_165291416920727.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,049 Underlying: Common Stock · 4,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 1,772 | $1.32 | $2,339.04 |
DisclosureSEC source: 0001628280-22-014795 · wf-form4_165291416920727.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,415 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014795 · wf-form4_165291416920727.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 169,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006618 · wf-form4_164756098644857.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,274 F1 · shares: Restricted stock unit award that will vest over four years, with 25% of the RSUs vesting on March 15, 2023, and the remaining RSUs vesting in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:22 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 19,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004759 · wf-form4_164627051120621.xml · derivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,962 Underlying: Common Stock · 19,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. This transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 58,962 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 58,962 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:22 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 8,213 | $2.36 | $19,382.68 |
DisclosureSEC source: 0001628280-22-004759 · wf-form4_164627051120621.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,191 F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:22 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 19,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004759 · wf-form4_164627051120621.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. This transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:49 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantRestricted Stock Units · Derivative | 78,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-047855 · ownership.xml · derivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,616 Underlying: Common Stock · 78,616 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs will vest on February 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSUs will vest on February 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:06 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 2,750 | $3.66 | $10,062.25 |
DisclosureSEC source: 0001213900-21-043218 · ownership.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 12:22 UTC | INTELLIGENT BIO SOLUTIONS INC. GBS · Entity 8088 | PurchaseCommon Stock | 800 | $6.84 | $5,472.00 |
DisclosureSEC source: 0001493152-21-004780 · ownership.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| December 30, 2020 Filed Mar 11, 2021 15:43 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 48 | $18.65 | $895.20 |
DisclosureSEC source: 0001493152-21-005786 · ownership.xml · nonDerivative · entry 5 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2020 Filed Mar 11, 2021 15:43 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 58 | $18.57 | $1,077.06 |
DisclosureSEC source: 0001493152-21-005786 · ownership.xml · nonDerivative · entry 4 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 31, 2020 Filed Mar 11, 2021 15:43 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 54 | $18.73 | $1,011.42 |
DisclosureSEC source: 0001493152-21-005786 · ownership.xml · nonDerivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| May 15, 2020 Filed Mar 11, 2021 15:43 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 530 | $14.66 | $7,769.80 |
DisclosureSEC source: 0001493152-21-005786 · ownership.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| March 31, 2020 Filed Mar 11, 2021 15:43 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 77 | $13.21 | $1,017.17 |
DisclosureSEC source: 0001493152-21-005786 · ownership.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 30, 2019 Filed Feb 25, 2020 14:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 69.62 | $22.37 | $1,557.40 |
DisclosureSEC source: 0001209191-20-012346 · doc5.xml · nonDerivative · entry 3 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273.04 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2019 Filed Feb 25, 2020 14:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 55.02 | $22.58 | $1,242.35 |
DisclosureSEC source: 0001209191-20-012346 · doc5.xml · nonDerivative · entry 2 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273.04 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 28, 2019 Filed Feb 25, 2020 14:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 41.97 | $23.00 | $965.31 |
DisclosureSEC source: 0001209191-20-012346 · doc5.xml · nonDerivative · entry 1 TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273.04 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.