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NYSE · USD

KODK

EASTMAN KODAK CO

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5053
SEC CIK
0000031235
Parsed reports
416

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 22, 2020 20:41 UTC GrantStock Option (Right to Buy) · Derivative 4,400 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000131 · edgar.xml · derivative · entry 5

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock, par value $.01 · 4,400 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:41 UTC GrantStock Option (Right to Buy) · Derivative 7,699 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000131 · edgar.xml · derivative · entry 4

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:41 UTC GrantStock Option (Right to Buy) · Derivative 7,699 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000131 · edgar.xml · derivative · entry 3

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:41 UTC GrantStock Option (Right to Buy) · Derivative 25,297 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000131 · edgar.xml · derivative · entry 2

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,297

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:40 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 4,400 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 10

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock, par value $.01 · 4,400 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:40 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 7,699 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:40 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 7,699 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:40 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 25,297 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,297

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:39 UTC GrantStock Option (Right to Buy) · Derivative 3,666 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000129 · edgar.xml · derivative · entry 5

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

Underlying: Common Stock, par value $.01 · 3,666 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:39 UTC GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000129 · edgar.xml · derivative · entry 4

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:39 UTC GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000129 · edgar.xml · derivative · entry 3

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:39 UTC GrantStock Option (Right to Buy) · Derivative 21,081 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000129 · edgar.xml · derivative · entry 2

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081

Underlying: Common Stock, par value $.01 · 21,081 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:38 UTC GrantStock Option (Right to Buy) · Derivative 3,666 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 6

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

Underlying: Common Stock, par value $.01 · 3,666 shares

Expires 2027-05-19

F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:38 UTC GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 5

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:38 UTC GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 4

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:38 UTC GrantStock Option (Right to Buy) · Derivative 21,081 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 3

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081

Underlying: Common Stock, par value $.01 · 21,081 shares

Expires 2027-05-19

F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC GrantStock Option (Right to Buy) · Derivative 3,666 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 5

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

Underlying: Common Stock, par value $.01 · 3,666 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 4

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 3

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC GrantStock Option (Right to Buy) · Derivative 21,081 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081

Underlying: Common Stock, par value $.01 · 21,081 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:36 UTC
KARFUNKEL GEORGEDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 3,666 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 5

KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

Underlying: Common Stock, par value $.01 · 3,666 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:36 UTC
KARFUNKEL GEORGEDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 4

KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:36 UTC
KARFUNKEL GEORGEDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 3

KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:36 UTC
KARFUNKEL GEORGEDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 21,081 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 2

KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081

Underlying: Common Stock, par value $.01 · 21,081 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:07 UTC
Bullwinkle David ECFO and Senior Vice President
PurchaseCommon Stock, par value $.01 2,872 $2.64 $7,582.08
Disclosure

SEC source: 0000891839-20-000125 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,853

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.64 to $2.65, inclusive. Mr. Bullwinkle undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 02, 2020 Filed Apr 2, 2020 22:30 UTC GrantRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000094 · edgar.xml · derivative · entry 2

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

Read SEC document
April 02, 2020 Filed Apr 2, 2020 22:30 UTC GrantCommon Stock, par value $.01 13,006 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000094 · edgar.xml · nonDerivative · entry 1

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,006

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:29 UTC
Katz Philippe DDirector · 10% owner
GrantCommon Stock, par value $.01 13,006 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000093 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,368

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:27 UTC GrantCommon Stock, par value $.01 13,006 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000092 · edgar.xml · nonDerivative · entry 1

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,689

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:25 UTC GrantCommon Stock, par value $.01 10,839 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000091 · edgar.xml · nonDerivative · entry 1

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,792

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:24 UTC GrantCommon Stock, par value $.01 10,839 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000090 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,180

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:22 UTC
KARFUNKEL GEORGEDirector · 10% owner
GrantCommon Stock, par value $.01 10,839 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000089 · edgar.xml · nonDerivative · entry 1

KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,373,965

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

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March 23, 2020 Filed Mar 25, 2020 18:05 UTC
MARX MOSES10% owner
PurchaseCommon Stock 53,729 $1.55 $83,279.95
Disclosure

SEC source: 0001104659-20-038158 · tv538995_4.xml · nonDerivative · entry 1

MARX MOSES · CIK 0000941992 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,303

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March 21, 2020 Filed Mar 24, 2020 20:54 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 1,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000081 · edgar.xml · derivative · entry 3

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,503 shares

Expires 2020-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These securities are fully vested as of the date of this report.

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March 21, 2020 Filed Mar 24, 2020 20:54 UTC
Samuels EricCAO and Corp. Controller
Tax withholdingCommon Stock, par value $.01 591 $1.59 $939.69
Disclosure

SEC source: 0000891839-20-000081 · edgar.xml · nonDerivative · entry 2

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,653

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:54 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionCommon Stock, par value $.01 1,503 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000081 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:55 UTC
CONTINENZA JAMES VDirector · Executive Chairman
PurchaseCommon Stock, par value $.01 50,000 $1.79 $89,500.00
Disclosure

SEC source: 0000891839-20-000082 · edgar.xml · nonDerivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,263

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.76 to $1.80, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 20, 2020 Filed Mar 24, 2020 20:50 UTC
Katz Philippe DDirector · 10% owner
PurchaseCommon Stock, par value $.01 40,000 $1.72 $68,800.00
Disclosure

SEC source: 0000891839-20-000080 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,362

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.77, inclusive. Mr. Katz undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 16, 2020 Filed Jan 21, 2020 21:04 UTC
Byrd Roger W.General Counsel, Sec., SVP
Exercise / conversionRestricted Stock Units · Derivative 18,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000031 · edgar.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,757

Underlying: Common Stock, par value $.01 · 18,878 shares

Expires 2022-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 1/16/2020 and vest one-third on each of 1/16/2021 and 1/16/2022.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 1/16/2020 and vest one-third on each of 1/16/2021 and 1/16/2022.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:04 UTC
Byrd Roger W.General Counsel, Sec., SVP
Tax withholdingCommon Stock, par value $.01 7,414 $3.78 $28,024.92
Disclosure

SEC source: 0000891839-20-000031 · edgar.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,464

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:04 UTC
Byrd Roger W.General Counsel, Sec., SVP
Exercise / conversionCommon Stock, par value $.01 18,878 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000031 · edgar.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:37 UTC
Katz Philippe DDirector · 10% owner
GrantRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000028 · edgar.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F6 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F6 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F6 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:34 UTC
CONTINENZA JAMES VDirector · Executive Chairman
GrantPhantom Stock · Derivative 88,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000026 · edgar.xml · derivative · entry 7

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,589

Underlying: Common Stock, par value $.01 · 88,029 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

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January 08, 2020 Filed Jan 10, 2020 21:34 UTC
CONTINENZA JAMES VDirector · Executive Chairman
Disposition to issuerRestricted Stock Units · Derivative 88,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000026 · edgar.xml · derivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 88,029 shares

Expires 2020-01-08

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2020, Mr. Continenza deferred the receipt of 88,029 shares of common stock and received instead 88,029 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 88,029 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2020, Mr. Continenza deferred the receipt of 88,029 shares of common stock and received instead 88,029 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 88,029 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:34 UTC GrantPhantom Stock · Derivative 52,817 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000027 · edgar.xml · derivative · entry 4

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,336

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

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January 08, 2020 Filed Jan 10, 2020 21:34 UTC Disposition to issuerRestricted Stock Units · Derivative 52,817 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000027 · edgar.xml · derivative · entry 3

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires 2020-01-08

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2020, Mr. Parrett deferred the receipt of 52,817 shares of common stock and received instead 52,817 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 52,817 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2020, Mr. Parrett deferred the receipt of 52,817 shares of common stock and received instead 52,817 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 52,817 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:34 UTC GrantRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000027 · edgar.xml · derivative · entry 2

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:33 UTC GrantRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000025 · edgar.xml · derivative · entry 4

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:33 UTC Exercise / conversionRestricted Stock Units · Derivative 52,817 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000025 · edgar.xml · derivative · entry 3

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires 2020-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:33 UTC Exercise / conversionCommon Stock, par value $.01 52,817 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000025 · edgar.xml · nonDerivative · entry 1

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.