KDP

SEC source: 0001209191-21-018215 · doc4.xml · derivative · entry 1

Gamgort Robert James · CIK 0001570836 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,495

Underlying: Common Stock · 153,495 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001209191-21-018204 · doc4.xml · derivative · entry 1

YOUNG LARRY D · CIK 0001206946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001209191-21-018203 · doc4.xml · derivative · entry 1

Van de Put Dirk · CIK 0001536137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. (Mondelez International) and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving on the Board of Directors of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001209191-21-018197 · doc4.xml · derivative · entry 1

Pleuhs Gerhard W. · CIK 0001251844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. (Mondelez International) and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving on the Board of Directors of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001209191-21-018194 · doc4.xml · derivative · entry 1

Michaels Paul S. · CIK 0001646199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001209191-21-018193 · doc4.xml · derivative · entry 1

Hovde Genevieve · CIK 0001745834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · balance_after: The Reporting Person is a Partner of BDT Capital Partners, LLC, which, through its affiliate BDT Oak Acquisition, B.V., is a stockholder of the Issuer. The Reporting Person has agreed that she will not receive any separate compensation for serving on the Board of Directors of the Issuer and will transfer to affiliated funds of BDT Capital Partners any director compensation she receives from the Issuer, including restricted stock units granted to directors. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of her pecuniary interests therein and this report shall not be deemed that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001209191-21-018191 · doc4.xml · derivative · entry 1

Hickman Juliette · CIK 0001841123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001209191-21-018189 · doc4.xml · derivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001209191-21-018187 · doc4.xml · derivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001209191-21-017872 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

SEC source: 0001209191-21-017872 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,500

SEC source: 0001209191-21-010951 · doc4.xml · nonDerivative · entry 3

Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,250

F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker.

SEC source: 0001209191-21-010952 · doc4.xml · nonDerivative · entry 4

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,710

F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker.

SEC source: 0001104659-20-137024 · tm2038827d2_4.xml · nonDerivative · entry 2

Acorn Top Holding B.V. · CIK 0001833608 · 10% owner

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 472,909,049

F3 · shares: On December 17, 2020, JAB Holdings agreed to contribute down to Acorn Top Holding B.V., an indirect subsidiary of JAB Holdings ("ATH"), equity interests of Acorn Holdings B.V., a direct subsidiary of ATH, that were held directly by JAB Holdings.

F3 · price: On December 17, 2020, JAB Holdings agreed to contribute down to Acorn Top Holding B.V., an indirect subsidiary of JAB Holdings ("ATH"), equity interests of Acorn Holdings B.V., a direct subsidiary of ATH, that were held directly by JAB Holdings.

F2 · ownership.nature: These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-137024 · tm2038827d2_4.xml · nonDerivative · entry 1

Acorn Top Holding B.V. · CIK 0001833608 · 10% owner

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 472,909,049

F1 · shares: On December 17, 2020, JAB Holdings B.V. ("JAB Holdings") agreed to contribute down to Maple Holdings B.V., an indirect subsidiary of JAB Holdings ("Maple Holdings"), 6,607,849 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") that were held directly by JAB Holdings.

F1 · price: On December 17, 2020, JAB Holdings B.V. ("JAB Holdings") agreed to contribute down to Maple Holdings B.V., an indirect subsidiary of JAB Holdings ("Maple Holdings"), 6,607,849 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") that were held directly by JAB Holdings.

F2 · ownership.nature: These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 4

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 466,301,200

F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F3 · ownership.nature: These Shares are held by Maple Holdings B.V. ("Maple Holdings"). On the basis of each Reporting Person's indirect interest in Maple Holdings, each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 3

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032,360

F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F2 · ownership.direct: These Shares are held by JAB Holdings. On the basis of each other Reporting Person's direct or indirect interest in JAB Holdings, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 2

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 466,301,200

F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F3 · ownership.nature: These Shares are held by Maple Holdings B.V. ("Maple Holdings"). On the basis of each Reporting Person's indirect interest in Maple Holdings, each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 1

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067,745

F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021.

F2 · ownership.direct: These Shares are held by JAB Holdings. On the basis of each other Reporting Person's direct or indirect interest in JAB Holdings, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-20-062710 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

SEC source: 0001209191-20-062710 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

SEC source: 0001209191-20-060625 · doc4.xml · nonDerivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

SEC source: 0001209191-20-060625 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

SEC source: 0001209191-20-060625 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

SEC source: 0001209191-20-059374 · doc4.xml · nonDerivative · entry 1

Mondelez International, Inc. · CIK 0001103982 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,218,223

SEC source: 0001104659-20-127422 · tm2036419-3_4.xml · nonDerivative · entry 2

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,301,200

F3 · shares: On November 17, 2020, Acorn Holdings B.V. ("Acorn") and Maple Holdings entered into an agreement with JAB Consumer Fund SCA SICAR ("JCF"), pursuant to which Acorn agreed to distribute 119,062,598 Shares of KDP to JCF in redemption of JCF's existing interest in Acorn. JCF has advised the Reporting Persons that it expects to distribute such Shares to its limited partners. The distributed Shares will be subject to a lock-up arrangement with Acorn that will ratably apply for a period from six to twelve months.

F3 · price: On November 17, 2020, Acorn Holdings B.V. ("Acorn") and Maple Holdings entered into an agreement with JAB Consumer Fund SCA SICAR ("JCF"), pursuant to which Acorn agreed to distribute 119,062,598 Shares of KDP to JCF in redemption of JCF's existing interest in Acorn. JCF has advised the Reporting Persons that it expects to distribute such Shares to its limited partners. The distributed Shares will be subject to a lock-up arrangement with Acorn that will ratably apply for a period from six to twelve months.

F2 · ownership.direct: These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-127422 · tm2036419-3_4.xml · nonDerivative · entry 1

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,363,798

F1 · shares: On November 17, 2020, Maple Holdings B.V. ("Maple Holdings") agreed to sell (the "Share Sale") 20,000,000 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC (the "Underwriters"), pursuant to an Underwriting Agreement, by and among Maple Holdings, KDP, Mondelez International Holdings LLC and the Underwriters.

F2 · ownership.direct: These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-127423 · tm2036419d2_4.xml · nonDerivative · entry 1

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 466,301,200

F1 · shares: On November 17, 2020, Maple Holdings B.V. ("Maple Holdings") agreed to sell (the "Share Sale") 20,000,000 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC (the "Underwriters"), pursuant to an Underwriting Agreement, by and among Maple Holdings, KDP, Mondelez International Holdings LLC and the Underwriters.

F2 · shares: On the basis of Acorn Top Holding B.V.'s ("ATH") beneficial ownership of Ordinary Shares J of Acorn, the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.

F3 · ownership.nature: These Shares are held by Maple Holdings. On the basis of ATH's beneficial ownership of Acorn, each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-20-059474 · doc4.xml · derivative · entry 1

Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,292

Underlying: Common Stock · 171,292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on November 17, 2023; 20% on November 17, 2024, and 20% on November 17, 2025.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on November 17, 2023; 20% on November 17, 2024, and 20% on November 17, 2025.

SEC source: 0001209191-21-010951 · doc4.xml · nonDerivative · entry 2

Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,653

F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker.

SEC source: 0001209191-21-010952 · doc4.xml · nonDerivative · entry 3

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,326

F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker.

SEC source: 0001209191-20-051082 · doc4.xml · derivative · entry 1

Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,612

Underlying: Common Stock · 173,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025.

SEC source: 0001209191-20-051081 · doc4.xml · derivative · entry 1

Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,945

Underlying: Common Stock · 381,945 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025.

SEC source: 0001209191-20-051080 · doc4.xml · derivative · entry 1

Gamgort Robert James · CIK 0001570836 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,056

Underlying: Common Stock · 868,056 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025.

SEC source: 0001209191-20-049981 · doc4.xml · nonDerivative · entry 1

Mondelez International, Inc. · CIK 0001103982 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,218,223

SEC source: 0001104659-20-103473 · tm2030475-3_4.xml · nonDerivative · entry 1

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,363,798

F1 · shares: On September 8, 2020, Acorn Holdings B.V. ("Acorn") distributed (the "Distribution") shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to affiliates of each of BDT Capital Partners, LLC ("BDT"), Quadrant Capital Advisors, Inc. ("Quadrant") and JAB Consumer Fund SCA SICAR ("JCF" and together with BDT and Quadrant, the "Minority Partners") in redemption of all or some of each such Minority Partner's existing interest in Acorn. Acorn distributed an aggregate number of 75,720,324 Shares to the Minority Partners. All of the Minority Partners that received Shares in the Distribution are subject to lock-up provisions on the distributed Shares until March 8, 2021. In connection with the Distribution, Acorn's Ordinary Shares K are no longer a derivative security of the Shares.

F1 · price: On September 8, 2020, Acorn Holdings B.V. ("Acorn") distributed (the "Distribution") shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to affiliates of each of BDT Capital Partners, LLC ("BDT"), Quadrant Capital Advisors, Inc. ("Quadrant") and JAB Consumer Fund SCA SICAR ("JCF" and together with BDT and Quadrant, the "Minority Partners") in redemption of all or some of each such Minority Partner's existing interest in Acorn. Acorn distributed an aggregate number of 75,720,324 Shares to the Minority Partners. All of the Minority Partners that received Shares in the Distribution are subject to lock-up provisions on the distributed Shares until March 8, 2021. In connection with the Distribution, Acorn's Ordinary Shares K are no longer a derivative security of the Shares.

F2 · ownership.direct: These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-103475 · tm2030475-2_4.xml · nonDerivative · entry 1

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 605,363,798

F1 · shares: On September 8, 2020, Acorn Holdings B.V. ("Acorn") redeemed certain of its outstanding equity interests from JAB Forest B.V. for cash (the "Redemption"). Acorn is an indirect beneficial owner (as such term is defined pursuant to Rule 16a-1(a)(2)) of shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares" ). To the extent of the resulting decrease in each Reporting Person's interest in those Shares beneficially owned by Acorn, the Redemption may be deemed to be (but is not conceded by this filing to be) a sale of Shares by each Reporting Person. Considered against the decrease in JAB Forest B.V 's interest in Shares beneficially owned by Acorn, the cash payment in the Redemption was equivalent to $29.00 per Share.

F1 · price: On September 8, 2020, Acorn Holdings B.V. ("Acorn") redeemed certain of its outstanding equity interests from JAB Forest B.V. for cash (the "Redemption"). Acorn is an indirect beneficial owner (as such term is defined pursuant to Rule 16a-1(a)(2)) of shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares" ). To the extent of the resulting decrease in each Reporting Person's interest in those Shares beneficially owned by Acorn, the Redemption may be deemed to be (but is not conceded by this filing to be) a sale of Shares by each Reporting Person. Considered against the decrease in JAB Forest B.V 's interest in Shares beneficially owned by Acorn, the cash payment in the Redemption was equivalent to $29.00 per Share.

F2 · balance_after: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Acorn., each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

F2 · ownership.nature: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Acorn., each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-20-049836 · doc4.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $29.035-$29.070. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-20-096949 · tm2028979-2_4.xml · nonDerivative · entry 1

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,084,122

F1 · shares: On August 17, 2020, Maple Holdings B.V. agreed to sell 45,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter.

F2 · ownership.direct: The Shares described in this report are held and beneficially owned by Maple Holdings B.V., a direct subsidiary of Acorn Holdings B.V. As such, Acorn Holdings B.V. may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Acorn Holdings B.V. disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-096950 · tm2028979-3_4.xml · nonDerivative · entry 1

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 681,084,122

F1 · shares: On August 17, 2020, Maple Holdings B.V. agreed to sell (the "Share Sale") 45,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter.

F2 · shares: On the basis of JAB Forest B.V.'s beneficial ownership of Acorn Holdings B.V., the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.

F3 · ownership.nature: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Acorn Holdings B.V., each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-20-044517 · doc4.xml · nonDerivative · entry 1

Mondelez International, Inc. · CIK 0001103982 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,725,048

SEC source: 0001209191-21-010951 · doc4.xml · nonDerivative · entry 1

Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,027

F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker.

SEC source: 0001209191-21-010952 · doc4.xml · nonDerivative · entry 2

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,916

F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker.

SEC source: 0001209191-20-036600 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,500

SEC source: 0001104659-20-072977 · tm2022038d2_form4.xml · nonDerivative · entry 1

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,084,122

F1 · shares: On June 11, 2020, Acorn Holdings B.V. ("Acorn") and Maple Holdings B.V. ("Maple Holdings") entered into agreements (each, a "Redemption Agreement") with affiliates of each of BDT Capital Partners, LLC ("BDT"), Quadrant Capital Advisors, Inc. ("Quadrant") and JAB Consumer Fund SCA SICAR ("JCF" and together with BDT and Quadrant, the "Minority Partners"), pursuant to which Acorn shall distribute shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to each Minority Partner (collectively, the "Distribution") in partial redemption of such Minority Partner's existing interest in Acorn. Under the Redemption Agreements, Acorn shall distribute an aggregate number of 142,660,973 Shares to the Minority Partners. All of the Minority Partners receiving Shares as part of the Distribution will be subject to lock-up provisions on 50% of distributed Shares until November 16, 2020 and on the remaining 50% of the Shares until June 11, 2021.

F1 · price: On June 11, 2020, Acorn Holdings B.V. ("Acorn") and Maple Holdings B.V. ("Maple Holdings") entered into agreements (each, a "Redemption Agreement") with affiliates of each of BDT Capital Partners, LLC ("BDT"), Quadrant Capital Advisors, Inc. ("Quadrant") and JAB Consumer Fund SCA SICAR ("JCF" and together with BDT and Quadrant, the "Minority Partners"), pursuant to which Acorn shall distribute shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to each Minority Partner (collectively, the "Distribution") in partial redemption of such Minority Partner's existing interest in Acorn. Under the Redemption Agreements, Acorn shall distribute an aggregate number of 142,660,973 Shares to the Minority Partners. All of the Minority Partners receiving Shares as part of the Distribution will be subject to lock-up provisions on 50% of distributed Shares until November 16, 2020 and on the remaining 50% of the Shares until June 11, 2021.

F2 · ownership.direct: These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-20-036255 · doc4.xml · nonDerivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,500

SEC source: 0001209191-20-036255 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,251

SEC source: 0001104659-20-072978 · tm2022038d3_4.xml · derivative · entry 3

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 458,629,049

Underlying: Common Stock · 24,757,964 shares

Expires not disclosed

F5 · security: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares.

F5 · derivative.exercise_price: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares.

F5 · kind: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares.

F5 · derivative.exercise_date: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares.

F5 · derivative.expiration_date: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares.

F6 · ownership.nature: These Ordinary Shares K are held and beneficially owned by JAB Forest, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Ordinary Shares K held by JAB Forest. Each of the Reporting Persons disclaims any beneficial ownership of such Ordinary Shares K, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-072978 · tm2022038d3_4.xml · nonDerivative · entry 1

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 726,084,122

F1 · shares: JAB Forest B.V. ("JAB Forest") holds and beneficially owns ordinary shares K (the "Ordinary Shares K") and ordinary shares J (the "Ordinary Shares J") of Acorn Holdings B.V. ("Acorn"). On June 11, 2020, Acorn transferred (the "Letter Business Transfer") equity interests of Maple Holdings B.V. ("Maple Holdings") allocated to the Ordinary Shares K to the Ordinary Shares J. Maple Holdings holds and beneficially owns shares (the "Shares") of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. ("KDP").

F2 · shares: On the basis of JAB Forest's beneficial ownership of Ordinary Shares K and Ordinary Shares J of Acorn, the Letter Business Transfer may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.

F1 · price: JAB Forest B.V. ("JAB Forest") holds and beneficially owns ordinary shares K (the "Ordinary Shares K") and ordinary shares J (the "Ordinary Shares J") of Acorn Holdings B.V. ("Acorn"). On June 11, 2020, Acorn transferred (the "Letter Business Transfer") equity interests of Maple Holdings B.V. ("Maple Holdings") allocated to the Ordinary Shares K to the Ordinary Shares J. Maple Holdings holds and beneficially owns shares (the "Shares") of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. ("KDP").

F2 · price: On the basis of JAB Forest's beneficial ownership of Ordinary Shares K and Ordinary Shares J of Acorn, the Letter Business Transfer may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.

F3 · ownership.nature: These Shares are held and beneficially owned by Maple Holdings, an indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of the Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-20-036255 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,751