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OTC · USD

JSDA

JONES SODA CO.

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Tapewire entity
7351
SEC CIK
0001083522
Parsed reports
188

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2020 Filed Nov 12, 2020 22:00 UTC PurchaseCommon Stock 1,000,000 $0.17 $171,500.00
Disclosure

SEC source: 0001562762-20-000416 · certent-form4.xml · nonDerivative · entry 1

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,152

Read SEC document
November 10, 2020 Filed Nov 27, 2020 22:29 UTC SaleCommon Shares 2,000,000 $0.02 $35,000.00
Disclosure

SEC source: 0001567619-20-020402 · doc1.xml · nonDerivative · entry 1

Heavenly RX Ltd. · CIK 0001773103 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000,000

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:59 UTC GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001562762-20-000396 · certent-form4.xml · derivative · entry 2

Murray Mark F. · CIK 0001824525 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2030-11-02

F2 · derivative.exercise_date: Option vests at a rate of 25% on the one-year anniversary of grant date and 1/48th monthly thereafter (subject to employee's continuous service with the company).

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:59 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001562762-20-000396 · certent-form4.xml · derivative · entry 1

Murray Mark F. · CIK 0001824525 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: Option vests immediately.

Read SEC document
August 07, 2020 Filed Aug 12, 2020 00:58 UTC Exercise / conversionRestricted Stock Units · Derivative 15,152 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000340 · certent-form4.xml · derivative · entry 2

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units converted into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vested in full on 8/7/20 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

F2 · derivative.expiration_date: The restricted stock units vested in full on 8/7/20 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
August 07, 2020 Filed Aug 12, 2020 00:58 UTC Exercise / conversionCommon Stock 15,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-20-000340 · certent-form4.xml · nonDerivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
August 07, 2020 Filed Aug 12, 2020 00:54 UTC Exercise / conversionRestricted Stock Units · Derivative 15,152 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000338 · certent-form4.xml · derivative · entry 2

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units converted into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vested in full on 8/7/20 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

F2 · derivative.expiration_date: The restricted stock units vested in full on 8/7/20 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
August 07, 2020 Filed Aug 12, 2020 00:54 UTC Exercise / conversionCommon Stock 15,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-20-000338 · certent-form4.xml · nonDerivative · entry 1

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
May 28, 2020 Filed May 29, 2020 22:31 UTC PurchaseCommon Stock 90,650 $0.17 $15,637.13
Disclosure

SEC source: 0001562762-20-000216 · certent-form4.xml · nonDerivative · entry 2

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,301

Read SEC document
May 27, 2020 Filed May 29, 2020 22:31 UTC PurchaseCommon Stock 9,350 $0.17 $1,584.83
Disclosure

SEC source: 0001562762-20-000216 · certent-form4.xml · nonDerivative · entry 1

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,651

Read SEC document
May 20, 2020 Filed Apr 7, 2022 21:50 UTC PurchaseCommon Stock 1,175 $0.19 $223.25
Disclosure

SEC source: 0001437749-22-008513 · rdgdoc.xml · nonDerivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,059

Read SEC document
May 13, 2020 Filed May 14, 2020 23:52 UTC PurchaseCommon Stock 250,000 $0.19 $47,500.00
Disclosure

SEC source: 0001562762-20-000195 · certent-form4.xml · nonDerivative · entry 1

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
May 13, 2020 Filed May 14, 2020 23:48 UTC PurchaseCommon Stock 298,825 $0.19 $56,776.75
Disclosure

SEC source: 0001562762-20-000193 · certent-form4.xml · nonDerivative · entry 2

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,884

Read SEC document
May 12, 2020 Filed May 14, 2020 23:48 UTC PurchaseCommon Stock 11,250 $0.19 $2,137.50
Disclosure

SEC source: 0001562762-20-000193 · certent-form4.xml · nonDerivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,059

Read SEC document
March 26, 2020 Filed Mar 30, 2020 19:55 UTC
Chastain EricChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.22 $0.00
Disclosure

SEC source: 0001562762-20-000141 · certent-form4.xml · derivative · entry 1

Chastain Eric · CIK 0001611589 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-03-26

F1 · derivative.exercise_date: On March 26, 2020, the Board granted Mr. Chastain stock options to purchase up to 50,000 shares of common stock. The stock options are subject to Mr. Chastain's continuous service with the Issuer. The options vest in four equal annual installments on the one-year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter.

F1 · balance_after: On March 26, 2020, the Board granted Mr. Chastain stock options to purchase up to 50,000 shares of common stock. The stock options are subject to Mr. Chastain's continuous service with the Issuer. The options vest in four equal annual installments on the one-year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:47 UTC GrantStock Option (right to buy) · Derivative 80,645 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001562762-20-000013 · certent-form4.xml · derivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires 2030-01-01

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:43 UTC GrantStock Option (right to buy) · Derivative 80,645 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001562762-20-000009 · certent-form4.xml · derivative · entry 3

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires 2030-01-01

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:43 UTC Exercise / conversionRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000009 · certent-form4.xml · derivative · entry 2

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:43 UTC Exercise / conversionCommon Stock 59,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-20-000009 · certent-form4.xml · nonDerivative · entry 1

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:45 UTC GrantStock Option (right to buy) · Derivative 80,645 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001562762-20-000011 · certent-form4.xml · derivative · entry 1

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires 2030-01-01

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:40 UTC
FLEMING MICKDirector
GrantStock Option (right to buy) · Derivative 80,645 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001562762-20-000007 · certent-form4.xml · derivative · entry 4

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires 2030-01-01

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:40 UTC
FLEMING MICKDirector
Exercise / conversionRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000007 · certent-form4.xml · derivative · entry 3

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:40 UTC
FLEMING MICKDirector
Tax withholdingCommon Stock 17,928 $0.31 $5,557.68
Disclosure

SEC source: 0001562762-20-000007 · certent-form4.xml · nonDerivative · entry 2

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,373

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:40 UTC
FLEMING MICKDirector
Exercise / conversionCommon Stock 59,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-20-000007 · certent-form4.xml · nonDerivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

Read SEC document
August 07, 2019 Filed Oct 1, 2019 18:40 UTC GrantRestricted Stock Units · Derivative 15,152 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000257 · certent-form4.xml · derivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Common Stock · 15,152 shares

Expires 2029-08-06

F1 · derivative.exercise_price: Restricted stock units convert to shares on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on August 7, 2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
August 07, 2019 Filed Oct 1, 2019 18:39 UTC GrantRestricted Stock Units · Derivative 15,152 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000255 · certent-form4.xml · derivative · entry 1

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Common Stock · 15,152 shares

Expires 2029-08-06

F1 · derivative.exercise_price: Restricted stock units convert to shares on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on August 7, 2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:39 UTC GrantRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000028 · certent-form4.xml · derivative · entry 1

Walker Vanessa · CIK 0001760113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,760

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:37 UTC GrantRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000026 · certent-form4.xml · derivative · entry 1

SILCOCK RAYMOND · CIK 0001189768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,760

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:36 UTC
FLEMING MICKDirector
GrantRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000024 · certent-form4.xml · derivative · entry 3

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,760

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F3 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:36 UTC
FLEMING MICKDirector
Exercise / conversionRestricted Stock Units · Derivative 40,541 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000024 · certent-form4.xml · derivative · entry 2

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Underlying: Common Stock · 40,541 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:36 UTC
FLEMING MICKDirector
Exercise / conversionCommon Stock 40,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-19-000024 · certent-form4.xml · nonDerivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:32 UTC GrantRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000020 · certent-form4.xml · derivative · entry 1

Beach Christopher E · CIK 0001363973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,760

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:34 UTC GrantRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000022 · certent-form4.xml · derivative · entry 4

Cautero Richard V · CIK 0001537570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,760

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F3 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 40,541 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000022 · certent-form4.xml · derivative · entry 3

Cautero Richard V · CIK 0001537570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Underlying: Common Stock · 40,541 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:34 UTC Tax withholdingCommon Stock 10,135 $0.25 $2,543.89
Disclosure

SEC source: 0001562762-19-000022 · certent-form4.xml · nonDerivative · entry 2

Cautero Richard V · CIK 0001537570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,406

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:34 UTC Exercise / conversionCommon Stock 40,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-19-000022 · certent-form4.xml · nonDerivative · entry 1

Cautero Richard V · CIK 0001537570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:31 UTC GrantRestricted Stock Units · Derivative 59,760 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000018 · certent-form4.xml · derivative · entry 3

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,760

Underlying: Common Stock · 59,760 shares

Expires 2029-01-02

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F3 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 40,541 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000018 · certent-form4.xml · derivative · entry 2

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Underlying: Common Stock · 40,541 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:31 UTC Exercise / conversionCommon Stock 40,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-19-000018 · certent-form4.xml · nonDerivative · entry 1

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 17:46 UTC GrantRestricted Stock Units · Derivative 23,659 $0.00 $0.00
Disclosure

SEC source: 0001562762-18-000398 · certent-form4.xml · derivative · entry 1

Walker Vanessa · CIK 0001760113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,659

Underlying: Common Stock · 23,659 shares

Expires 2028-12-12

F1 · derivative.exercise_price: Restricted stock units convert to shares on a one-for-one-basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 12/13/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 15:57 UTC PurchaseCommon Stock 40,750 $0.33 $13,529.00
Disclosure

SEC source: 0001562762-18-000290 · certent-form4.xml · nonDerivative · entry 2

SILCOCK RAYMOND · CIK 0001189768 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Silcock Revocable Trust

Disclosed balance after: 42,000

Read SEC document
September 12, 2018 Filed Sep 14, 2018 15:57 UTC PurchaseCommon Stock 1,250 $0.33 $412.00
Disclosure

SEC source: 0001562762-18-000290 · certent-form4.xml · nonDerivative · entry 1

SILCOCK RAYMOND · CIK 0001189768 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Silcock Revocable Trust

Disclosed balance after: 1,250

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:21 UTC GrantRestricted Stock Units · Derivative 51,691 $0.00 $0.00
Disclosure

SEC source: 0001562762-18-000239 · certent-form4.xml · derivative · entry 1

SILCOCK RAYMOND · CIK 0001189768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,691

Underlying: Common Stock · 51,691 shares

Expires 2028-08-07

F1 · derivative.exercise_price: Restricted stock units convert to shares on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 8/7/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

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August 07, 2018 Filed Aug 9, 2018 21:19 UTC GrantRestricted Stock Units · Derivative 56,390 $0.00 $0.00
Disclosure

SEC source: 0001562762-18-000237 · certent-form4.xml · derivative · entry 1

Beach Christopher E · CIK 0001363973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,390

Underlying: Common Stock · 56,390 shares

Expires 2028-08-07

F1 · derivative.exercise_price: Restricted stock units convert to shares on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on 8/7/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.

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April 18, 2018 Filed Apr 20, 2018 20:01 UTC
Schroedl MaxChief Financial Officer
GrantConvertible Subordinated Promissory Note · Derivative 0 $5,000.00 Strike: $0.32 $0.00
Disclosure

SEC source: 0001562762-18-000144 · certent-form4.xml · derivative · entry 1

Schroedl Max · CIK 0001674012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · Not disclosed shares

Expires 2022-04-18

F1 · shares: Mr. Schroedl purchased a $5,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Schroedl may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.

F1 · derivative.underlying_shares: Mr. Schroedl purchased a $5,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Schroedl may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.

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April 18, 2018 Filed Apr 20, 2018 19:58 UTC
Chastain EricChief Operating Officer
GrantConvertible Subordinated Promissory Note · Derivative 0 $10,000.00 Strike: $0.32 $0.00
Disclosure

SEC source: 0001562762-18-000142 · certent-form4.xml · derivative · entry 1

Chastain Eric · CIK 0001611589 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,750

Underlying: Common Stock · Not disclosed shares

Expires 2022-04-18

F1 · shares: Mr. Chastain purchased a $10,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Chastain may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.

F1 · derivative.underlying_shares: Mr. Chastain purchased a $10,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Chastain may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.

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March 23, 2018 Filed Apr 9, 2018 20:30 UTC
CUE JENNIFERChief Executive Officer
GrantConvertible Subordinated Promissory Note · Derivative 0 $100,000.00 Strike: $0.32 $0.00
Disclosure

SEC source: 0001562762-18-000127 · certent-form4.xml · derivative · entry 1

CUE JENNIFER · CIK 0001241468 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Common Stock · Not disclosed shares

Expires 2022-03-23

F1 · shares: Mrs. Cue purchased a $100,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Ms. Cue may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.

F1 · derivative.underlying_shares: Mrs. Cue purchased a $100,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Ms. Cue may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.

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March 06, 2018 Filed Mar 9, 2018 00:47 UTC
CUE JENNIFERChief Executive Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.35 Strike: $0.35 $35,000.00
Disclosure

SEC source: 0001562762-18-000088 · certent-form4.xml · derivative · entry 1

CUE JENNIFER · CIK 0001241468 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Stock Option (Right to Buy) · 100,000 shares

Expires 2028-03-06

F1 · derivative.exercise_date: The shares underlying this stock option will vest on a schedule whereby 12.5% of such shares vest on March 31, 2018 and an additional 1/8th of such shares will vest at the end of each calendar quarter thereafter, subject to the optionee being a service provider on such date.

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March 06, 2018 Filed Mar 9, 2018 00:45 UTC
Chastain EricChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.35 Strike: $0.35 $17,500.00
Disclosure

SEC source: 0001562762-18-000086 · certent-form4.xml · derivative · entry 1

Chastain Eric · CIK 0001611589 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,750

Underlying: Stock Option (Right to Buy) · 50,000 shares

Expires 2028-03-06

F1 · derivative.exercise_date: (a) 25,000 shares underlying this stock option will vest on January 31, 2019 if certain performance targets are met and (b) 25,000 shares underlying this stock option will vest on a schedule whereby 25% of such shares vest on the one year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter, subject to optionee being a service provider on each such date.

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March 06, 2018 Filed Mar 9, 2018 00:43 UTC
Schroedl MaxChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.35 Strike: $0.35 $17,500.00
Disclosure

SEC source: 0001562762-18-000084 · certent-form4.xml · derivative · entry 1

Schroedl Max · CIK 0001674012 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Stock Option (Right to Buy) · 50,000 shares

Expires 2028-03-06

F1 · derivative.exercise_date: (a) 25,000 shares underlying this stock option will vest on January 31, 2019 if certain performance targets are met and (b) 25,000 shares underlying this stock option will vest on a schedule whereby 25% of such shares vest on the one year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter, subject to optionee being a service provider on each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.