Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JONES SODA CO.JSDA · Entity 7351 | Director | January 02, 2019 | January 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JONES SODA CO.
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,406 |
Ending reported balance
After 2019-01-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-02 · Exercise / conversion · Acquired 40,541 · Balance 40,541 F1: Restricted stock units convert to shares of common stock on a one-for-one-basis. Row 2 · 2019-01-02 · Tax withholding · Disposed 10,135 · Balance 30,406 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-01-02 | Direct | 40,541 |
Reported balance
After 2019-01-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-02 · Exercise / conversion · Disposed 40,541 · Balance 40,541 F1: Restricted stock units convert to shares of common stock on a one-for-one-basis. F2: The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-01-02 | Direct | 59,760 |
Reported balance
After 2019-01-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-02 · Grant · Acquired 59,760 · Balance 59,760 F1: Restricted stock units convert to shares of common stock on a one-for-one-basis. F3: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert to shares of common stock on a one-for-one-basis.
F2: The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.
F3: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 21:34 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 59,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000022 · certent-form4.xml · derivative · entry 4 Cautero Richard V · CIK 0001537570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,760 Underlying: Common Stock · 59,760 shares Expires 2029-01-02 F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis. F3 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:34 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 40,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000022 · certent-form4.xml · derivative · entry 3 Cautero Richard V · CIK 0001537570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,541 Underlying: Common Stock · 40,541 shares Expires 2028-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis. F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:34 UTC | JONES SODA CO. JSDA · Entity 7351 | Tax withholdingCommon Stock | 10,135 | $0.25 | $2,543.89 |
DisclosureSEC source: 0001562762-19-000022 · certent-form4.xml · nonDerivative · entry 2 Cautero Richard V · CIK 0001537570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,406 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:34 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 40,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-19-000022 · certent-form4.xml · nonDerivative · entry 1 Cautero Richard V · CIK 0001537570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:26 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.44 Strike: $0.44 | $22,000.00 |
DisclosureSEC source: 0001083522-17-000007 · certent-form4.xml · derivative · entry 1 Cautero Richard V · CIK 0001537570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Stock Option (Right to Buy) · 50,000 shares Expires 2027-01-03 F1 · derivative.exercise_date: This option is fully vested and exercisable one year after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.