Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JONES SODA CO.JSDA · Entity 7351 | Director | January 02, 2019 | January 04, 2019 |
| Neptune Wellness Solutions Inc.NEPT · Entity 91648 | Chief Financial Officer | August 18, 2022 | August 22, 2022 |
| PERRIGO Co plcPRGO · Entity 4516 | EVP, Chief Financial Officer | April 05, 2022 | April 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JONES SODA CO.
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-01-02 | Direct | 59,760 |
Reported balance
After 2019-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 59,760 · Balance 59,760 F1: Restricted stock units convert to shares of common stock on a one-for-one-basis. F2: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert to shares of common stock on a one-for-one-basis.
F2: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.
Neptune Wellness Solutions Inc.
Report date August 18, 2022 · Filed August 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.55 · Expires 2027-08-18 | Direct | 114,286 |
Reported balance
After 2022-08-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-18 · Grant · Acquired 114,286 · Balance 114,286 F1: The options were granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer pursuant to the Issuer's Stock Option Plan. F2: The options will vest over four years, as follows: 1/12 will vest on September 30, 2022 with the remaining 11/12 vesting in 11 equal quarterly installments at the end of each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The options were granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer pursuant to the Issuer's Stock Option Plan.
F2: The options will vest over four years, as follows: 1/12 will vest on September 30, 2022 with the remaining 11/12 vesting in 11 equal quarterly installments at the end of each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.
PERRIGO Co plc
Report date April 05, 2022 · Filed April 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 59,488 |
Ending reported balance
After 2022-04-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-05 · Exercise / conversion · Acquired 3,963 · Balance 60,955 F1: Vesting of service-based restricted stock units granted on 5 April 2019. Row 2 · 2022-04-05 · Tax withholding · Disposed 1,467 · Balance 59,488 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-05 · Exercise / conversion · Disposed 3,963 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1: Vesting of service-based restricted stock units granted on 5 April 2019. F3: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of service-based restricted stock units granted on 5 April 2019.
F2: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.
F3: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PINNACLE FOODS INC.
Report date October 26, 2018 · Filed October 26, 2018
Section 16 reporting ended · disclosed 2018-10-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-10-26 · Disposition to issuer · Disposed 86,703 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent. Each disposition reported in this Form 4 is an exempt transaction. |
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-10-26 · Disposition to issuer · Disposed 2,337 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent. Each disposition reported in this Form 4 is an exempt transaction.
F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2022 Filed Aug 22, 2022 16:44 UTC | Neptune Wellness Solutions Inc. NEPT · Entity 91648 | GrantOption (right to buy) · Derivative | 114,286 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0000899243-22-029445 · doc4.xml · derivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,286 Underlying: Common Shares · 114,286 shares Expires 2027-08-18 F1 · security: The options were granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer pursuant to the Issuer's Stock Option Plan. F2 · derivative.exercise_date: The options will vest over four years, as follows: 1/12 will vest on September 30, 2022 with the remaining 11/12 vesting in 11 equal quarterly installments at the end of each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 07:41 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 3,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-22-000034 · wf-form4_164933166909596.xml · derivative · entry 3 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · kind: Vesting of service-based restricted stock units granted on 5 April 2019. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F3 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. F3 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 07:41 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 1,467 | $36.27 | $53,208.09 |
DisclosureSEC source: 0001585364-22-000034 · wf-form4_164933166909596.xml · nonDerivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,488 Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 07:41 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,963 | $36.27 | $143,738.01 |
DisclosureSEC source: 0001585364-22-000034 · wf-form4_164933166909596.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of service-based restricted stock units granted on 5 April 2019. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 20,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · derivative · entry 9 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,764 Underlying: Ordinary Shares · 20,764 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F4 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F7 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 7 March 2023. F7 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 7 March 2023. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 4,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · derivative · entry 8 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,746 Underlying: Ordinary Shares · 4,874 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F3 · kind: Vesting of service-based restricted stock units granted on 5 March 2021. F4 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F6 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2022. F6 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2022. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 3,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · derivative · entry 7 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,628 Underlying: Ordinary Shares · 3,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · kind: Vesting of service-based restricted stock units granted on 5 March 2020. F4 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F5 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2021. F5 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2021. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 1,804 | $37.23 | $67,162.92 |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · nonDerivative · entry 6 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,992 Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 4,874 | $37.23 | $181,459.02 |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · nonDerivative · entry 5 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of service-based restricted stock units granted on 5 March 2021. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 1,343 | $37.23 | $49,999.89 |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · nonDerivative · entry 4 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,922 Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,628 | $37.23 | $135,070.44 |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · nonDerivative · entry 3 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of service-based restricted stock units granted on 5 March 2020. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 5,481 | $37.23 | $204,057.63 |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · nonDerivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,637 Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:54 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantOrdinary Shares | 19,422 | $37.23 | $723,081.06 |
DisclosureSEC source: 0001585364-22-000022 · wf-form4_164677648125834.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,118 F1 · kind: Vesting of performance-based restricted stock units granted on 6 March 2019. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 08:31 UTC | PERRIGO Co plc PRGO · Entity 4516 | PurchaseOrdinary Shares | 27,500 | $36.03 | $990,929.50 |
DisclosureSEC source: 0001585364-21-000116 · wf-form4_163879745289335.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,696 Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 11:46 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 3,964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-21-000043 · wf-form4_161781039676941.xml · derivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,963 Underlying: Ordinary Shares · 3,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 11:46 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,964 | $40.39 | $160,105.96 |
DisclosureSEC source: 0001585364-21-000043 · wf-form4_161781039676941.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:19 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 14,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-21-000032 · wf-form4_161534273053698.xml · derivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,620 Underlying: Ordinary Shares · 14,620 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F3 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2022. F3 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:19 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,629 | $41.04 | $148,934.16 |
DisclosureSEC source: 0001585364-21-000032 · wf-form4_161534273053698.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Vesting of service-based restricted stock units granted on March 5, 2020. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 15:43 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 3,964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-20-000041 · wf-form4_158628856689367.xml · derivative · entry 3 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,927 Underlying: Ordinary Shares · 3,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 15:43 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 1,361 | $44.36 | $60,373.96 |
DisclosureSEC source: 0001585364-20-000041 · wf-form4_158628856689367.xml · nonDerivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,603 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 15:43 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,964 | $44.36 | $175,843.04 |
DisclosureSEC source: 0001585364-20-000041 · wf-form4_158628856689367.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 19:36 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | Not disclosed | Not disclosed | $10,885.00 |
DisclosureSEC source: 0001585364-20-000022 · wf-form4_158379699729229.xml · derivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,885 Underlying: Ordinary Shares · 10,885 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2021. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 March 2021. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 16:50 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 11,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001585364-19-000042 · wf-form4_155484302898087.xml · derivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,891 Underlying: Ordinary Shares · 11,891 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 5 April 2020. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:37 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 59,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000026 · certent-form4.xml · derivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,760 Underlying: Common Stock · 59,760 shares Expires 2029-01-02 F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis. F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:31 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerCommon Stock, par value $0.01 | 2,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-18-001098 · form4.xml · nonDerivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:31 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerCommon Stock, par value $0.01 | 86,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-18-001098 · form4.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent. Each disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 16:12 UTC | PINNACLE FOODS INC. PF · Entity 16422 | OtherCommon Stock, par value $0.01 | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051066 · doc4.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,040 F1 · shares: Represents a transfer of shares from the reporting person to the MS Global Impact Funding Trust. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 15:57 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 40,750 | $0.33 | $13,529.00 |
DisclosureSEC source: 0001562762-18-000290 · certent-form4.xml · nonDerivative · entry 2 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Silcock Revocable Trust Disclosed balance after: 42,000 Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 15:57 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 1,250 | $0.33 | $412.00 |
DisclosureSEC source: 0001562762-18-000290 · certent-form4.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Silcock Revocable Trust Disclosed balance after: 1,250 Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:21 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 51,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-18-000239 · certent-form4.xml · derivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,691 Underlying: Common Stock · 51,691 shares Expires 2028-08-07 F1 · derivative.exercise_price: Restricted stock units convert to shares on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on 8/7/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:50 UTC | PINNACLE FOODS INC. PF · Entity 16422 | GrantCommon Stock, par value $0.01 | 2,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034727 · doc4.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,877 F1 · shares: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 30, 2019, or (ii) the day of the Company's 2019 annual meeting of stockholders. F1 · price: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 30, 2019, or (ii) the day of the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2017 Filed May 25, 2017 16:35 UTC | PINNACLE FOODS INC. PF · Entity 16422 | GrantCommon Stock, par value $0.01 | 2,457 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-035413 · doc4.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,540 F1 · shares: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 23, 2018, or (ii) the day of the Company's 2018 annual meeting of stockholders. F1 · price: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 23, 2018, or (ii) the day of the Company's 2018 annual meeting of stockholders. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 16:00 UTC | PINNACLE FOODS INC. PF · Entity 16422 | GiftCommon Stock, par value $0.01 | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154361 · doc4.xml · nonDerivative · entry 1 SILCOCK RAYMOND · CIK 0001189768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,083 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.