Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JONES SODA CO.JSDA · Entity 7351 | COO, President of Beverage Div | February 15, 2023 | February 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JONES SODA CO.
Report date February 15, 2023 · Filed February 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.24 · Expires 2033-02-16 | Direct | 120,000 |
Reported balance
After 2023-02-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-16 · Grant · Acquired 120,000 · Balance 120,000 F1: One-fourth of the shares subject to the option will vest on February 15, 2024 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to employee's continuous service with Company). |
Filing footnotes · ownership attribution and instrument terms
F1: One-fourth of the shares subject to the option will vest on February 15, 2024 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to employee's continuous service with Company).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 18, 2023 02:05 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001437749-23-003865 · rdgdoc.xml · derivative · entry 1 Chastain Eric · CIK 0001611589 · COO, President of Beverage Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2033-02-16 F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on February 15, 2024 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to employee's continuous service with Company). Read SEC document |
| February 03, 2022 Filed Feb 8, 2022 00:37 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001437749-22-002644 · rdgdoc.xml · derivative · entry 1 Chastain Eric · CIK 0001611589 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-02-02 F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on February 3, 2023 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to employee's continuous service with Company). Read SEC document |
| March 23, 2021 Filed Mar 31, 2021 19:18 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001437749-21-007803 · rdgdoc.xml · derivative · entry 1 Chastain Eric · CIK 0001611589 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-03-23 F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on March 23, 2022 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to the employee's continuous service with the Company). Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 19:55 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001562762-20-000141 · certent-form4.xml · derivative · entry 1 Chastain Eric · CIK 0001611589 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-03-26 F1 · derivative.exercise_date: On March 26, 2020, the Board granted Mr. Chastain stock options to purchase up to 50,000 shares of common stock. The stock options are subject to Mr. Chastain's continuous service with the Issuer. The options vest in four equal annual installments on the one-year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter. F1 · balance_after: On March 26, 2020, the Board granted Mr. Chastain stock options to purchase up to 50,000 shares of common stock. The stock options are subject to Mr. Chastain's continuous service with the Issuer. The options vest in four equal annual installments on the one-year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 19:58 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantConvertible Subordinated Promissory Note · Derivative | 0 | $10,000.00 Strike: $0.32 | $0.00 |
DisclosureSEC source: 0001562762-18-000142 · certent-form4.xml · derivative · entry 1 Chastain Eric · CIK 0001611589 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,750 Underlying: Common Stock · Not disclosed shares Expires 2022-04-18 F1 · shares: Mr. Chastain purchased a $10,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Chastain may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note. F1 · derivative.underlying_shares: Mr. Chastain purchased a $10,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Chastain may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 00:45 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.35 Strike: $0.35 | $17,500.00 |
DisclosureSEC source: 0001562762-18-000086 · certent-form4.xml · derivative · entry 1 Chastain Eric · CIK 0001611589 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,750 Underlying: Stock Option (Right to Buy) · 50,000 shares Expires 2028-03-06 F1 · derivative.exercise_date: (a) 25,000 shares underlying this stock option will vest on January 31, 2019 if certain performance targets are met and (b) 25,000 shares underlying this stock option will vest on a schedule whereby 25% of such shares vest on the one year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter, subject to optionee being a service provider on each such date. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:59 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.49 Strike: $0.49 | $49,000.00 |
DisclosureSEC source: 0001083522-16-000110 · certent-form4.xml · derivative · entry 1 Chastain Eric · CIK 0001611589 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,750 Underlying: Stock Option (Right to Buy) · 100,000 shares Expires 2026-12-08 F1 · derivative.exercise_date: (a) 50,000 shares underlying this stock option will vest on March 31, 2018 if certain performance targets are met and (b) 50,000 shares underlying this stock option will vest on a schedule whereby 25% of such shares vest on the one year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter, subject to optionee being a service provider on each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.