Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beeline Holdings, Inc.EAST · Entity 7378 | Director | June 30, 2019 | July 02, 2019 |
| JONES SODA CO.JSDA · Entity 7351 | Director | January 03, 2022 | January 18, 2022 |
| S&W Seed CoSANW · Entity 81242 | Director | October 19, 2016 | October 20, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beeline Holdings, Inc.
Report date June 30, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,729 |
Reported balance
After 2019-06-30 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-06-30 · Exercise / conversion · Acquired 1,112 · Balance 17,729 F1: The closing price of Eastside Distilling, Inc. common stock (EAST) on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price. |
| Common StockSEC Table I · non-derivative | Direct | 22,142 |
Reported balance
After 2019-07-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-07-01 · Exercise / conversion · Acquired 4,396 · Balance 22,142 F2: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-09-30 | Direct | Not disclosed |
Reported balance
After 2019-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-30 · Exercise / conversion · Disposed Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F4: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter on the last day of each quarter through and including September 30, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-07-01 | Direct | Not disclosed |
Reported balance
After 2019-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-01 · Grant · Acquired Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-07-01 | Direct | Not disclosed |
Reported balance
After 2019-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-01 · Exercise / conversion · Disposed Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of Eastside Distilling, Inc. common stock (EAST) on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price.
F2: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price.
F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock.
F4: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter on the last day of each quarter through and including September 30, 2019.
F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately.
JONES SODA CO.
Report date January 03, 2022 · Filed January 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.68 · Expires 2032-01-02 | Direct | 37,037 |
Reported balance
After 2022-01-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 37,037 · Balance 37,037 F1: Subject to the reporting person's continuous service with the Company through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to the reporting person's continuous service with the Company through such vesting date.
S&W Seed Co
Report date October 19, 2016 · Filed October 20, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,983 |
Ending reported balance
After 2016-10-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-10-19 · Exercise / conversion · Acquired 10,000 · Balance 19,060 Row 2 · 2016-10-19 · Tax withholding · Disposed 8,077 · Balance 10,983 |
| Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2016-10-24 | Direct | 0 |
Reported balance
After 2016-10-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-10-19 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: The options vested and became exercisable in four quarterly installments over one year, commencing on January 1, 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested and became exercisable in four quarterly installments over one year, commencing on January 1, 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 18, 2022 18:02 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 37,037 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001437749-22-001054 · rdgdoc.xml · derivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,037 Underlying: Common Stock · 37,037 shares Expires 2032-01-02 F1 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company through such vesting date. Read SEC document |
| September 07, 2021 Filed Sep 15, 2021 21:13 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.32 | $0.00 |
DisclosureSEC source: 0001437749-21-022205 · rdgdoc.xml · derivative · entry 3 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was fully vested as of April 13, 2016. Read SEC document |
| September 07, 2021 Filed Sep 15, 2021 21:13 UTC | JONES SODA CO. JSDA · Entity 7351 | SaleCommon Stock | 50,000 | $1.05 | $52,565.00 |
DisclosureSEC source: 0001437749-21-022205 · rdgdoc.xml · nonDerivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,368 Read SEC document |
| September 07, 2021 Filed Sep 15, 2021 21:13 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 50,000 | $0.32 | $16,000.00 |
DisclosureSEC source: 0001437749-21-022205 · rdgdoc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2021 Filed Sep 3, 2021 17:51 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001437749-21-021462 · rdgdoc.xml · derivative · entry 3 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was fully vested as of August 29, 2013. Read SEC document |
| August 26, 2021 Filed Sep 3, 2021 17:51 UTC | JONES SODA CO. JSDA · Entity 7351 | SaleCommon Stock | 50,000 | $1.11 | $55,695.00 |
DisclosureSEC source: 0001437749-21-021462 · rdgdoc.xml · nonDerivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,368 Read SEC document |
| August 26, 2021 Filed Sep 3, 2021 17:51 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 50,000 | $0.34 | $17,000.00 |
DisclosureSEC source: 0001437749-21-021462 · rdgdoc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:08 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 104,690 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001437749-21-000302 · rdgdoc.xml · derivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,690 Underlying: Common Stock · 104,690 shares Expires 2031-01-03 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:40 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 80,645 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001562762-20-000007 · certent-form4.xml · derivative · entry 4 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,645 Underlying: Common Stock · 80,645 shares Expires 2030-01-01 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:40 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 59,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000007 · certent-form4.xml · derivative · entry 3 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,760 shares Expires 2029-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis. F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:40 UTC | JONES SODA CO. JSDA · Entity 7351 | Tax withholdingCommon Stock | 17,928 | $0.31 | $5,557.68 |
DisclosureSEC source: 0001562762-20-000007 · certent-form4.xml · nonDerivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,373 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:40 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 59,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-20-000007 · certent-form4.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:32 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $20,000.00 |
DisclosureSEC source: 0001249155-19-000018 · primary_doc.xml · derivative · entry 5 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5 · reported_value: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.exercise_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.expiration_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:32 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantRestricted Stock Units · Derivative | Not disclosed | $0.00 | $20,000.00 |
DisclosureSEC source: 0001249155-19-000018 · primary_doc.xml · derivative · entry 4 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-07-01 F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5 · reported_value: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.exercise_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.expiration_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · underlyingValue: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:32 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionCommon Stock | 4,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-19-000018 · primary_doc.xml · nonDerivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:32 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $5,000.00 |
DisclosureSEC source: 0001249155-19-000018 · primary_doc.xml · derivative · entry 3 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F4 · reported_value: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter on the last day of each quarter through and including September 30, 2019. F4 · derivative.exercise_date: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter on the last day of each quarter through and including September 30, 2019. F4 · derivative.expiration_date: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter on the last day of each quarter through and including September 30, 2019. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:32 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionCommon Stock | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-19-000018 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The closing price of Eastside Distilling, Inc. common stock (EAST) on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 21:56 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $5,000.00 |
DisclosureSEC source: 0001137638-19-000005 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on the March 31, 2019 vesting date was $5.81. F2 · derivative.exercise_date: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 21:56 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001137638-19-000005 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:36 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 59,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000024 · certent-form4.xml · derivative · entry 3 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,760 Underlying: Common Stock · 59,760 shares Expires 2029-01-02 F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis. F3 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:36 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 40,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000024 · certent-form4.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,541 Underlying: Common Stock · 40,541 shares Expires 2028-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to shares of common stock on a one-for-one-basis. F2 · derivative.exercise_date: The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:36 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 40,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-19-000024 · certent-form4.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to shares of common stock on a one-for-one-basis. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 17:48 UTC Amendment | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $5,000.00 |
DisclosureSEC source: 0001249155-19-000002 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · Not disclosed shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on the December 31, 2018 vesting date was $6.18. F3 · derivative.exercise_date: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter on the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 17:48 UTC Amendment | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-19-000002 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price was incorrectly noted as $6.18 in the original filing, which was the closing stock price on the vesting date. The reporting person paid $0 for the shares upon settlement of the vested restricted stock units ("RSUs"). Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 17:22 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $5,000.00 |
DisclosureSEC source: 0001249155-19-000001 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · Not disclosed shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on the December 31, 2018 vesting date was $6.18. F2 · derivative.exercise_date: On October 15, 2018, the Reporting Person was awarded $20,000 of restricted stock units ("RSUs"), which vest in four quarterly installments beginning on December 31, 2018 and continuing thereafter on the last day of each quarter through and including September 30, 2019, subject to continued services with the Issuer on each respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 17:22 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionCommon Stock | 810 | $6.18 | $5,005.80 |
DisclosureSEC source: 0001249155-19-000001 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:43 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantRestricted Stock Units · Derivative | Not disclosed | $0.00 | $20,000.00 |
DisclosureSEC source: 0001249155-18-000063 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-09-30 F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on the October 15, 2018 award date was $7.87. F3 · derivative.exercise_date: The RSUs will vest in four quarterly $5,000 installments (for a total of $20,000) on the last day of each quarter, beginning on December 31, 2018 and continuing through and including September 30, 2019, the exact number of shares to be issued on each vesting date to be calculated based on the closing price of the Issuer's common stock on such date, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:43 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.87 | $0.00 |
DisclosureSEC source: 0001249155-18-000063 · primary_doc.xml · derivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-10-15 F1 · derivative.exercise_date: The options are immediately exercisable. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 14:35 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001249155-18-000021 · primary_doc.xml · derivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-01-11 F1 · derivative.exercise_date: The options will vest in four quarterly installments of 1,875 shares on the last day of the quarter, beginning on March 31, 2018 and continuing through and including December 31, 2018, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| September 17, 2017 Filed Sep 19, 2017 20:47 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000064 · primary_doc.xml · derivative · entry 3 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2017-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78. F4 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F3 · derivative.exercise_date: All 1,000 RSUs vested immediately upon grant. F3 · derivative.expiration_date: All 1,000 RSUs vested immediately upon grant. Read SEC document |
| September 17, 2017 Filed Sep 19, 2017 20:47 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000064 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2017-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78. F4 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F3 · derivative.exercise_date: All 1,000 RSUs vested immediately upon grant. F3 · derivative.expiration_date: All 1,000 RSUs vested immediately upon grant. Read SEC document |
| September 17, 2017 Filed Sep 19, 2017 20:47 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000064 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 17, 2017. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:35 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 1,000 | $0.01 Strike: $5.40 | $10.00 |
DisclosureSEC source: 0001249155-17-000055 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2022-08-10 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:35 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | PurchaseCommon Stock | 1,000 | $4.49 | $4,490.00 |
DisclosureSEC source: 0001249155-17-000055 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,963 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. F2 · balance_after: Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 16:27 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionStock Options (right to buy) · Derivative | 13,888 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001249155-17-000033 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,121 Underlying: Common Stock · 13,888 shares Expires 2026-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. F1 · shares: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. F3 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F2 · derivative.exercise_date: The options vested on the following schedule: 5,000 options vested immediately, and thereafter, the balance of 30,000 options vested in equal monthly installments of 5,000, assuming continued service with the Issuer on each respective vesting date. F1 · derivative.underlying_shares: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. F1 · balance_after: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 16:27 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionCommon Stock | 13,888 | $1.80 | $24,998.40 |
DisclosureSEC source: 0001249155-17-000033 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:30 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.44 Strike: $0.44 | $22,000.00 |
DisclosureSEC source: 0001083522-17-000009 · certent-form4.xml · derivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Stock Option (Right to Buy) · 50,000 shares Expires 2027-01-03 F1 · derivative.exercise_date: This option is fully vested and exercisable one year after the date of grant. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 17:19 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionStock options (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001249155-16-000082 · primary_doc.xml · derivative · entry 3 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2016-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested and became exercisable in four quarterly installments over one year, commencing on January 1, 2012. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 17:19 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 8,077 | $5.20 | $42,000.40 |
DisclosureSEC source: 0001249155-16-000082 · primary_doc.xml · nonDerivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,983 Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 17:19 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 10,000 | $4.20 | $42,000.00 |
DisclosureSEC source: 0001249155-16-000082 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 19:06 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantNon-Qualified Option (right to buy) · Derivative | 700,000 | $0.00 Strike: $0.09 | $0.00 |
DisclosureSEC source: 0001615774-16-007646 · s104343_form4.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2026-10-13 F2 · price: The options were issued pursuant to the Issuer's 2016 Equity Incentive Plan. F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Eastside Distilling, Inc. 2016 Equity Incentive Plan. 100,000 Non-Qualified Options ("Options") vest on the date first listed. An additional 100,000 Options will vest monthly until a total of 700,000 Options have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.