Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JONES SODA CO.JSDA · Entity 7351 | Chief Financial Officer | April 18, 2018 | April 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JONES SODA CO.
Report date April 18, 2018 · Filed April 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible Subordinated Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.32 · Expires 2022-04-18 | Direct | 250,000 |
Reported balance
After 2018-04-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-18 · Grant · Acquired 0 · Balance 250,000 F1: Mr. Schroedl purchased a $5,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Schroedl may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Schroedl purchased a $5,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Schroedl may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 18, 2018 Filed Apr 20, 2018 20:01 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantConvertible Subordinated Promissory Note · Derivative | 0 | $5,000.00 Strike: $0.32 | $0.00 |
DisclosureSEC source: 0001562762-18-000144 · certent-form4.xml · derivative · entry 1 Schroedl Max · CIK 0001674012 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · Not disclosed shares Expires 2022-04-18 F1 · shares: Mr. Schroedl purchased a $5,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Schroedl may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note. F1 · derivative.underlying_shares: Mr. Schroedl purchased a $5,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Mr. Schroedl may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 00:43 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.35 Strike: $0.35 | $17,500.00 |
DisclosureSEC source: 0001562762-18-000084 · certent-form4.xml · derivative · entry 1 Schroedl Max · CIK 0001674012 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Stock Option (Right to Buy) · 50,000 shares Expires 2028-03-06 F1 · derivative.exercise_date: (a) 25,000 shares underlying this stock option will vest on January 31, 2019 if certain performance targets are met and (b) 25,000 shares underlying this stock option will vest on a schedule whereby 25% of such shares vest on the one year anniversary of the date of grant and an additional 1/48th of such shares will vest each month thereafter, subject to optionee being a service provider on each such date. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:57 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.49 Strike: $0.49 | $49,000.00 |
DisclosureSEC source: 0001083522-16-000108 · certent-form4.xml · derivative · entry 1 Schroedl Max · CIK 0001674012 · Vice President of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Stock Option (Right to Buy) · 100,000 shares Expires 2026-12-08 F1 · derivative.exercise_date: One fourth of the shares underlying this stock option will vest on December 8, 2017 and an additional one forty-eighth of such shares will vest each month thereafter until December 8, 2020, subject to optionee being a service provider to the company on each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.