Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JONES SODA CO.JSDA · Entity 7351 | Director | July 31, 2026 | August 04, 2026 |
| KELLANOVAK · Entity 71752 | Senior Vice President | February 16, 2018 | February 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JONES SODA CO.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,162,821 |
Reported balance
After 2026-07-31 transaction · row 1
1 source rowRow 1 · 2026-07-31 · Exercise / conversion · Acquired 121,213 · Balance 3,162,821 F1: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 121,212 |
Reported balance
After 2026-07-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-31 · Exercise / conversion · Disposed 121,213 · Balance 121,212 F2: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3: On July 15, 2026, the reporting person was granted 242,425 RSUs, of which 50% vested into shares on July 31, 2026, an additional 25% are scheduled to vest into shares on September 30, 2026, and the remaining 25% are scheduled to vest into shares on December 31, 2026. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting.
F2: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement.
F3: On July 15, 2026, the reporting person was granted 242,425 RSUs, of which 50% vested into shares on July 31, 2026, an additional 25% are scheduled to vest into shares on September 30, 2026, and the remaining 25% are scheduled to vest into shares on December 31, 2026. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date.
KELLANOVA
Report date February 16, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-16 | Direct | 1,300 |
Reported balance
After 2018-02-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-16 · Grant · Acquired 1,300 · Balance 1,300 F1: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. F2: The restricted stock units vest on February 16, 2021, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $69.66 · Expires 2028-02-16 | Direct | 27,800 |
Reported balance
After 2018-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-16 · Grant · Acquired 27,800 · Balance 27,800 F3: The option vests in three equal annual installments beginning February 16, 2019. |
| CommonSEC Table I · non-derivative | Direct | 5,400 |
Reported balance
Holding disclosure · report date 2018-02-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,400 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
F2: The restricted stock units vest on February 16, 2021, the third anniversary of the grant date.
F3: The option vests in three equal annual installments beginning February 16, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Aug 4, 2026 22:29 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 121,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-036058 · ownership.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,212 Underlying: Common Stock · 121,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: On July 15, 2026, the reporting person was granted 242,425 RSUs, of which 50% vested into shares on July 31, 2026, an additional 25% are scheduled to vest into shares on September 30, 2026, and the remaining 25% are scheduled to vest into shares on December 31, 2026. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On July 15, 2026, the reporting person was granted 242,425 RSUs, of which 50% vested into shares on July 31, 2026, an additional 25% are scheduled to vest into shares on September 30, 2026, and the remaining 25% are scheduled to vest into shares on December 31, 2026. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 22:29 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 121,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-036058 · ownership.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,162,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| July 15, 2026 Filed Jul 16, 2026 23:50 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 242,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-033615 · ownership.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,425 Underlying: Common Stock · 242,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: On July 15, 2026, the reporting person was granted 242,425 RSUs, of which 50% are scheduled to vest into shares on July 31, 2026, an additional 25% are scheduled to vest into shares on September 30, 2026, and the remaining 25% are scheduled to vest into shares on December 31, 2026. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On July 15, 2026, the reporting person was granted 242,425 RSUs, of which 50% are scheduled to vest into shares on July 31, 2026, an additional 25% are scheduled to vest into shares on September 30, 2026, and the remaining 25% are scheduled to vest into shares on December 31, 2026. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| December 31, 2025 Filed Jan 29, 2026 16:58 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004181 · ownership.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% vested into shares on July 31, 2025, an additional 25% vested into shares on September 30, 2025, and the remaining 25% vested into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% vested into shares on July 31, 2025, an additional 25% vested into shares on September 30, 2025, and the remaining 25% vested into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| December 31, 2025 Filed Jan 29, 2026 16:58 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 115,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004181 · ownership.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,041,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| September 30, 2025 Filed Dec 4, 2025 20:18 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 115,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-026162 · ownership.xml · derivative · entry 4 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% vested into shares on July 31, 2025, an additional 25% vested into shares on September 30, 2025, and the remaining 25% are scheduled to vest into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% vested into shares on July 31, 2025, an additional 25% vested into shares on September 30, 2025, and the remaining 25% are scheduled to vest into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| September 30, 2025 Filed Dec 4, 2025 20:18 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 115,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-026162 · ownership.xml · nonDerivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,926,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| July 31, 2025 Filed Dec 4, 2025 20:18 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 230,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-026162 · ownership.xml · derivative · entry 3 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,001 Underlying: Common Stock · 230,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% vested into shares on July 31, 2025, an additional 25% vested into shares on September 30, 2025, and the remaining 25% are scheduled to vest into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% vested into shares on July 31, 2025, an additional 25% vested into shares on September 30, 2025, and the remaining 25% are scheduled to vest into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| July 31, 2025 Filed Dec 4, 2025 20:18 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 230,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-026162 · ownership.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,811,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| July 18, 2025 Filed Jul 21, 2025 20:55 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 460,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-020432 · ownership.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,003 Underlying: Common Stock · 460,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% are scheduled to vest into shares on July 31, 2025, an additional 25% are scheduled to vest into shares on September 30, 2025, and the remaining 25% are scheduled to vest into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On July 18, 2025, the reporting person was granted 460,003 RSUs, of which 50% are scheduled to vest into shares on July 31, 2025, an additional 25% are scheduled to vest into shares on September 30, 2025, and the remaining 25% are scheduled to vest into shares on December 31, 2025. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| December 31, 2024 Filed Jun 4, 2025 20:56 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 145,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-013656 · ownership.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,349 Underlying: Common Stock · 145,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: On June 26, 2024, the reporting person was granted 581,394 RSUs, of which 50% vested into shares on June 30, 2024, an additional 25% vested into shares on September 30, 2024, and the remaining 25% vested into shares on December 31, 2024. Upon vesting, the reporting person received a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On June 26, 2024, the reporting person was granted 581,394 RSUs, of which 50% vested into shares on June 30, 2024, an additional 25% vested into shares on September 30, 2024, and the remaining 25% vested into shares on December 31, 2024. Upon vesting, the reporting person received a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| December 31, 2024 Filed Jun 4, 2025 20:56 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 145,349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-013656 · ownership.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,581,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| September 30, 2024 Filed Oct 18, 2024 14:47 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 145,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-031526 · rdgdoc.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,348 Underlying: Common Stock · 145,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: On June 26, 2024, the reporting person was granted 581,394 RSUs, of which 50% vested into shares on June 30, 2024, an additional 25% vested into shares on September 30, 2024, and the remaining 25% vest into shares on December 31, 2024. In the event of a change in control, all unvested RSUs will vest immediately. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On June 26, 2024, the reporting person was granted 581,394 RSUs, of which 50% vested into shares on June 30, 2024, an additional 25% vested into shares on September 30, 2024, and the remaining 25% vest into shares on December 31, 2024. In the event of a change in control, all unvested RSUs will vest immediately. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| September 30, 2024 Filed Oct 18, 2024 14:47 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 145,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-031526 · rdgdoc.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,436,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| June 30, 2024 Filed Sep 9, 2024 20:24 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 290,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-028767 · rdgdoc.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,697 Underlying: Common Stock · 290,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: On June 26, 2024, the reporting person was granted 581,394 RSUs, of which 50% vested into shares on June 30, 2024, an additional 25% vest into shares on September 30, 2024, and the remaining 25% vest into shares on December 31, 2024. In the event of a change in control, all unvested RSUs will vest immediately. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On June 26, 2024, the reporting person was granted 581,394 RSUs, of which 50% vested into shares on June 30, 2024, an additional 25% vest into shares on September 30, 2024, and the remaining 25% vest into shares on December 31, 2024. In the event of a change in control, all unvested RSUs will vest immediately. Upon vesting, the reporting person will receive a number of shares of the issuer's common stock equal to the number of RSUs that vest on that date. Read SEC document |
| June 30, 2024 Filed Sep 9, 2024 20:24 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 290,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-028767 · rdgdoc.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,290,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of the issuer's common stock on a one-for-one basis on the vesting date. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 19:39 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 581,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021555 · rdgdoc.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 581,394 Underlying: Common Stock · 581,394 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Jones Soda common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On June 26, 2024, the reporting person was granted 581,396 RSUs, of which 50% vest into shares on June 30, 2024, an additional 25% vest into shares on September 30, 2024, and the remaining 25% vest into shares on December 31, 2024. In the event of a change in control, all unvested RSUs will vest immediately. Upon vesting, the reporting person will receive a number of shares of Jones Soda common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On June 26, 2024, the reporting person was granted 581,396 RSUs, of which 50% vest into shares on June 30, 2024, an additional 25% vest into shares on September 30, 2024, and the remaining 25% vest into shares on December 31, 2024. In the event of a change in control, all unvested RSUs will vest immediately. Upon vesting, the reporting person will receive a number of shares of Jones Soda common stock equal to the number of RSUs that vest on that date. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:02 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.21 | $0.00 |
DisclosureSEC source: 0001437749-23-016100 · rdgdoc.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2033-05-25 F1 · derivative.exercise_date: Stock Options shall vest and become exercisable into shares of the Company's common stock in accordance with the following vesting schedule: (i) 150,000 Stock Options on January 2, 2024, (ii) 150,000 Stock Options on January 2, 2025, and (iii) the remaining 150,000 Stock Options on January 2, 2026. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 02:03 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001437749-23-003860 · rdgdoc.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2033-02-15 F2 · derivative.exercise_date: 40,000 of the shares subject to the option vest on February 15, 2023, and an additional 40,000 of the shares subject to the option vest on February 15, 2024, and the remaining 40,000 of the shares subject to the option vest on February 15, 2025. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 02:03 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 420,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001437749-23-003860 · rdgdoc.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,000 Underlying: Common Stock · 420,000 shares Expires 2033-02-15 F1 · derivative.exercise_date: 140,000 of the shares subject to the option vest on February 15, 2023, and an additional 140,000 of the shares subject to the option vest on May 15, 2023, and the remaining 140,000 of the shares subject to the option vest on August 15, 2024. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 00:36 UTC | JONES SODA CO. JSDA · Entity 7351 | Disposition to issuerCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000381 · rdgdoc.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,211 F1 · shares: On December 30, 2022, the Reporting Person entered into a rescission agreement (the "Rescission Agreement") with Jones Soda Co. (the "Issuer"). Under the terms of the Rescission Agreement each of the Issuer and Reporting Person agreed to rescind and cancel for no consideration all currently outstanding restricted stock units (the "RSUs") previously granted to the Reporting Person in May 2022 as well as all 140,000 shares of the Issuer's common stock previously issued to Reporting Person as a result of the vesting of 140,000 RSUs in August 2022. The cancellation of those shares of common stock is reported in this Form 4. F1 · price: On December 30, 2022, the Reporting Person entered into a rescission agreement (the "Rescission Agreement") with Jones Soda Co. (the "Issuer"). Under the terms of the Rescission Agreement each of the Issuer and Reporting Person agreed to rescind and cancel for no consideration all currently outstanding restricted stock units (the "RSUs") previously granted to the Reporting Person in May 2022 as well as all 140,000 shares of the Issuer's common stock previously issued to Reporting Person as a result of the vesting of 140,000 RSUs in August 2022. The cancellation of those shares of common stock is reported in this Form 4. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:01 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-020864 · rdgdoc.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 140,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person was granted 540,000 RSUs on May 27, 2022 that vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 140,000 RSUs on August 15, 2022, 40,000 RSUs on February 15, 2023, 140,000 RSUs on May 15, 2023, 40,000 RSUs on February 15, 2024, 140,000 RSUs on August 15, 2024 and the remaining 40,000 RSUs on February 15, 2025. F2 · derivative.expiration_date: The reporting person was granted 540,000 RSUs on May 27, 2022 that vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 140,000 RSUs on August 15, 2022, 40,000 RSUs on February 15, 2023, 140,000 RSUs on May 15, 2023, 40,000 RSUs on February 15, 2024, 140,000 RSUs on August 15, 2024 and the remaining 40,000 RSUs on February 15, 2025. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:01 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 140,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-020864 · rdgdoc.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 27, 2022 Filed Jun 2, 2022 19:33 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 540,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-014106 · rdgdoc.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,000 Underlying: Common Stock · 540,000 shares Expires 2032-05-27 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the issuer's common stock on the applicable vesting date. F2 · derivative.exercise_date: The RSUs vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 140,000 on August 15, 2022, 40,000 RSUs on February 15, 2023, 140,000 May 15, 2023, 40,000 RSUs on February 15, 2024, 140,000, on August 15, 2024 and the remaining 40,000 RSUs on February 15, 2025. All RSUs will immediately vest upon the occurrence of a "Change in Control" as defined in the issuer's 2022 Omnibus Equity Incentive Plan. Read SEC document |
| May 13, 2022 Filed May 19, 2022 21:10 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-013097 · rdgdoc.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,211 F1 · price: Unrestricted common stock award granted under the Issuer's 2011 Incentive Plan Read SEC document |
| February 15, 2022 Filed Mar 4, 2022 00:19 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantShare Purchase Special Warrant · Derivative | 400,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001437749-22-005218 · rdgdoc.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2024-02-14 F1 · derivative.exercise_date: The share purchase special warrants shall only become exercisable upon the Company increasing its authorized capital to an amount to cover the aggregate number of shares of the Company's Common Stock issuable pursuant to all of the Company's outstanding share purchase special warrants as well as the other shares of the Company's Common Stock issuable pursuant to the then outstanding convertible/exercisable securities of the Company. Read SEC document |
| February 15, 2022 Filed Mar 4, 2022 00:19 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantCommon Stock | 400,000 | $0.50 | $200,000.00 |
DisclosureSEC source: 0001437749-22-005218 · rdgdoc.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919,036 Read SEC document |
| January 03, 2022 Filed Jan 14, 2022 21:28 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 37,037 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001437749-22-000939 · rdgdoc.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,037 Underlying: Common Stock · 37,037 shares Expires 2032-01-02 F1 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company through such vesting date. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:09 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (Right to Buy) · Derivative | 104,690 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001437749-21-000304 · rdgdoc.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,690 Underlying: Common Stock · 104,690 shares Expires 2031-01-03 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:05 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 1,000,000 | $0.17 | $171,500.00 |
DisclosureSEC source: 0001562762-20-000419 · certent-form4.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519,036 Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 00:58 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionRestricted Stock Units · Derivative | 15,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000340 · certent-form4.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vested in full on 8/7/20 subject to the reporting person continuing to be a member of the Board of Directors as of such date. F2 · derivative.expiration_date: The restricted stock units vested in full on 8/7/20 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 00:58 UTC | JONES SODA CO. JSDA · Entity 7351 | Exercise / conversionCommon Stock | 15,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-20-000340 · certent-form4.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 20, 2020 Filed Apr 7, 2022 21:50 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 1,175 | $0.19 | $223.25 |
DisclosureSEC source: 0001437749-22-008513 · rdgdoc.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,059 Read SEC document |
| May 13, 2020 Filed May 14, 2020 23:48 UTC | JONES SODA CO. JDSA · Entity 7351 | PurchaseCommon Stock | 298,825 | $0.19 | $56,776.75 |
DisclosureSEC source: 0001562762-20-000193 · certent-form4.xml · nonDerivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,884 Read SEC document |
| May 12, 2020 Filed May 14, 2020 23:48 UTC | JONES SODA CO. JDSA · Entity 7351 | PurchaseCommon Stock | 11,250 | $0.19 | $2,137.50 |
DisclosureSEC source: 0001562762-20-000193 · certent-form4.xml · nonDerivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,059 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantStock Option (right to buy) · Derivative | 80,645 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001562762-20-000013 · certent-form4.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,645 Underlying: Common Stock · 80,645 shares Expires 2030-01-01 Read SEC document |
| August 07, 2019 Filed Oct 1, 2019 18:40 UTC | JONES SODA CO. JSDA · Entity 7351 | GrantRestricted Stock Units · Derivative | 15,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000257 · certent-form4.xml · derivative · entry 1 SIRKIN CLIVE M · CIK 0001673527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,152 Underlying: Common Stock · 15,152 shares Expires 2029-08-06 F1 · derivative.exercise_price: Restricted stock units convert to shares on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on August 7, 2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:18 UTC | KELLANOVA K · Entity 71752 | GrantStock Option · Derivative | 27,800 | $0.00 Strike: $69.66 | $0.00 |
DisclosureSEC source: 0001225208-18-003562 · doc4.xml · derivative · entry 3 SIRKIN CLIVE M · CIK 0001673527 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 Underlying: Common · 27,800 shares Expires 2028-02-16 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 16, 2019. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:18 UTC | KELLANOVA K · Entity 71752 | GrantRestricted Stock Units · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003562 · doc4.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common · 1,300 shares Expires 2021-02-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. F2 · derivative.exercise_date: The restricted stock units vest on February 16, 2021, the third anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest on February 16, 2021, the third anniversary of the grant date. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:21 UTC | KELLANOVA K · Entity 71752 | GrantStock Option · Derivative | 34,100 | $0.00 Strike: $72.90 | $0.00 |
DisclosureSEC source: 0001225208-17-004110 · doc4.xml · derivative · entry 3 SIRKIN CLIVE M · CIK 0001673527 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,100 Underlying: Common · 34,100 shares Expires 2027-02-17 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 17, 2018. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:21 UTC | KELLANOVA K · Entity 71752 | GrantRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004110 · doc4.xml · derivative · entry 2 SIRKIN CLIVE M · CIK 0001673527 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common · 1,500 shares Expires 2020-02-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. F2 · derivative.exercise_date: The restricted stock units vest on February 17, 2020, the third anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest on February 17, 2020, the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.