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NUVEEN FLOATING RATE INCOME FUND

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8899
SEC CIK
0001276533
Parsed reports
84

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 1, 2021 21:26 UTC
Caraher Scott C.Portfolio Manager
PurchaseCommon Stock 7,000 $9.42 $65,973.60
Disclosure

SEC source: 0001225208-21-004072 · doc4.xml · nonDerivative · entry 2

Caraher Scott C. · CIK 0001521119 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
November 09, 2020 Filed Nov 20, 2020 11:47 UTC SalePreferred Stock 67072TAD0 37,091,000 $100.00 $3,709,100,000.00
Disclosure

SEC source: 0000813913-20-000002 · primary_doc.xml · nonDerivative · entry 1

KNIGHTS OF COLUMBUS · CIK 0000813913 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,909,000

F1 · date: Late filing due to an inadvertent administrative error.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 10:34 UTC PurchaseCommon Stock 3,600 $8.33 $29,988.00
Disclosure

SEC source: 0001510281-20-000200 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,685,445

Read SEC document
September 30, 2020 Filed Oct 2, 2020 09:48 UTC PurchaseCommon Stock 54,729 $8.34 $456,439.86
Disclosure

SEC source: 0001510281-20-000197 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,681,845

Read SEC document
September 29, 2020 Filed Sep 30, 2020 13:33 UTC PurchaseCommon Stock 349,951 $8.30 $2,904,593.30
Disclosure

SEC source: 0001510281-20-000194 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,627,116

Read SEC document
September 28, 2020 Filed Sep 30, 2020 13:33 UTC PurchaseCommon Stock 25,842 $8.30 $214,488.60
Disclosure

SEC source: 0001510281-20-000194 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,277,165

Read SEC document
September 25, 2020 Filed Sep 28, 2020 08:17 UTC PurchaseCommon Stock 138,774 $8.27 $1,147,660.98
Disclosure

SEC source: 0001510281-20-000191 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,251,323

Read SEC document
September 24, 2020 Filed Sep 28, 2020 08:17 UTC PurchaseCommon Stock 60,105 $8.30 $498,871.50
Disclosure

SEC source: 0001510281-20-000191 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,112,549

Read SEC document
September 23, 2020 Filed Sep 24, 2020 13:43 UTC PurchaseCommon Stock 205,462 $8.33 $1,711,498.46
Disclosure

SEC source: 0001510281-20-000188 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,052,444

Read SEC document
September 22, 2020 Filed Sep 24, 2020 13:43 UTC PurchaseCommon Stock 95,907 $8.37 $802,741.59
Disclosure

SEC source: 0001510281-20-000188 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,846,982

Read SEC document
June 11, 2020 Filed Jun 15, 2020 19:46 UTC PurchaseCommon Stock 3,000 $7.87 $23,610.00
Disclosure

SEC source: 0001225208-20-008989 · doc4.xml · nonDerivative · entry 1

MOSCHNER ALBIN F · CIK 0001244284 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,200

Read SEC document
March 25, 2020 Filed Mar 1, 2021 21:26 UTC
Caraher Scott C.Portfolio Manager
PurchaseCommon Stock 2,000 $6.66 $13,320.00
Disclosure

SEC source: 0001225208-21-004072 · doc4.xml · nonDerivative · entry 1

Caraher Scott C. · CIK 0001521119 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
November 27, 2018 Filed Nov 28, 2018 17:12 UTC SaleCommon Stock 35,775 $9.64 $344,878.16
Disclosure

SEC source: 0001225208-18-015937 · doc4.xml · nonDerivative · entry 1

SCHNEIDER WILLIAM J · CIK 0001189629 · other

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 03, 2018 Filed Oct 5, 2018 19:15 UTC
Caraher Scott C.Portfolio Manager
PurchaseCommon Stock 2,000 $10.43 $20,861.40
Disclosure

SEC source: 0001225208-18-014452 · doc4.xml · nonDerivative · entry 1

Caraher Scott C. · CIK 0001521119 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
January 22, 2018 Filed Jan 24, 2018 11:18 UTC PurchaseCommon Stock 35,775 $11.18 $400,132.64
Disclosure

SEC source: 0001225208-18-001412 · doc4.xml · nonDerivative · entry 1

SCHNEIDER WILLIAM J · CIK 0001189629 · other

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,775

Read SEC document
April 06, 2017 Filed Apr 10, 2017 19:37 UTC PurchaseCommon Stock 200 $11.40 $2,280.00
Disclosure

SEC source: 0001225208-17-007841 · doc4.xml · nonDerivative · entry 1

MOSCHNER ALBIN F · CIK 0001244284 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,200

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:57 UTC SaleCommon Stock 7,000 $11.40 $79,800.00
Disclosure

SEC source: 0001225208-17-007868 · doc4.xml · nonDerivative · entry 1

Nuveen Fund Advisors, LLC · CIK 0001311016 · other

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 21, 2017 Filed Mar 23, 2017 22:31 UTC
LAMB DAVID JVice President
PurchaseCommon Stock 4,000 $11.30 $45,200.00
Disclosure

SEC source: 0001225208-17-006769 · doc4.xml · nonDerivative · entry 1

LAMB DAVID J · CIK 0001189649 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
March 21, 2017 Filed Mar 23, 2017 22:32 UTC
Jones Nathaniel T.Vice President and Treasurer
PurchaseCommon Stock 750 $11.31 $8,482.43
Disclosure

SEC source: 0001225208-17-006770 · doc4.xml · nonDerivative · entry 1

Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:44 UTC PurchaseCommon Stock 25,000 $12.02 $300,500.00
Disclosure

SEC source: 0001225208-17-003431 · doc4.xml · nonDerivative · entry 1

MOSCHNER ALBIN F · CIK 0001244284 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
January 13, 2017 Filed Oct 16, 2018 12:35 UTC SalePreferred Stock 67072TAD0 4,000 $1,001.00 $4,004,000.00
Disclosure

SEC source: 0001209191-18-055062 · doc5.xml · nonDerivative · entry 2

KNIGHTS OF COLUMBUS · CIK 0000813913 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000,000

Read SEC document
December 20, 2016 Filed Dec 22, 2016 17:38 UTC
CITIGROUP INC10% owner
OtherVariable Rate Term Preferred Shares 758 $100,000.00 $75,800,000.00
Disclosure

SEC source: 0001209191-16-156437 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2 · ownership.nature: These shares are beneficially owned by CRC FUNDING, LLC ("CRC"), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 21:07 UTC
CITIGROUP INC10% owner
OtherVariable Rate Term Preferred Shares 322 $100,000.00 $32,200,000.00
Disclosure

SEC source: 0001209191-16-152454 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 758

F1 · kind: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2 · ownership.nature: These shares are beneficially owned by CRC FUNDING, LLC ("CRC"), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Read SEC document
March 29, 2016 Filed Apr 6, 2016 20:40 UTC
CITIGROUP INC10% owner
OtherVariable Rate Term Preferred Shares 310 $100,000.00 $31,000,000.00
Disclosure

SEC source: 0001209191-16-113481 · doc4.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,080

F1 · kind: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2 · ownership.nature: These shares are beneficially owned by CRC FUNDING, LLC ("CRC"), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.