Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Diversified Real Asset Income FundDRA · Entity 175970 | Vice President & Treasurer | December 07, 2016 | December 09, 2016 |
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | Vice President and Treasurer | February 25, 2025 | February 27, 2025 |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432 | Vice President and Treasurer | October 26, 2023 | October 26, 2023 |
| NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUNDNRK · Entity 1397 | Vice President and Treasurer | November 10, 2023 | November 13, 2023 |
| NUVEEN SENIOR INCOME FUNDNSL · Entity 16257 | Vice President and Treasurer | December 29, 2017 | August 03, 2018 |
| Nuveen AMT-Free Municipal Credit Income FundNVG · Entity 1400 | Vice President and Treasurer | November 10, 2023 | November 13, 2023 |
| Nuveen AMT-Free Quality Municipal Income FundNEA · Entity 1411 | Vice President | September 10, 2025 | September 11, 2025 |
| Nuveen Core Plus Impact FundNPCT · Entity 6028 | Vice President and Treasurer | April 01, 2021 | April 29, 2021 |
| Nuveen Corporate Income 2023 Target Term FundJHAA · Entity 126455 | Vice President & Treasurer | December 19, 2018 | December 19, 2018 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Vice President and Treasurer | March 28, 2017 | March 28, 2017 |
| Nuveen Credit Strategies Income FundJQC · Entity 986 | Vice President and Treasurer | May 05, 2025 | May 06, 2025 |
| Nuveen Dynamic Municipal Opportunities FundNDMO · Entity 1425 | Vice President and Treasurer | August 27, 2020 | August 27, 2020 |
| Nuveen Emerging Markets Debt 2022 Target Term FundJEMD · Entity 126454 | Vice President and Treasurer | September 26, 2017 | September 26, 2017 |
| Nuveen Enhanced CLO Income FundECLO · Entity 998 | VP and Treasurer | January 10, 2025 | January 13, 2025 |
| Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808 | Vice President | July 15, 2026 | July 20, 2026 |
| Nuveen Enhanced High Yield Municipal Bond FundNONE · Entity 1003 | Vice President and Treasurer | June 29, 2021 | June 29, 2021 |
| Nuveen Flexible Investment Income FundJPW · Entity 176149 | Vice President and Treasurer | April 05, 2017 | April 07, 2017 |
| Nuveen High Income December 2018 Target Term FundJHA · Entity 158273 | Vice President | June 15, 2016 | December 29, 2017 |
| Nuveen Intermediate Duration Municipal Term FundNID · Entity 11545 | Vice President and Treasurer | December 29, 2017 | August 03, 2018 |
| Nuveen Mortgage & Income Fund/MA/JLS · Entity 995 | Vice President and Treasurer | May 05, 2025 | May 06, 2025 |
| Nuveen Multi-Asset Income FundNMAI · Entity 5490 | Vice President and Treasurer | July 01, 2021 | July 08, 2021 |
| Nuveen Municipal Credit Opportunities FundNMCO · Entity 1431 | Vice President | September 11, 2025 | September 12, 2025 |
| Nuveen Preferred & Income FundJPT · Entity 124564 | Vice President & Treasurer | January 26, 2017 | January 26, 2017 |
| Nuveen Preferred & Income Opportunities FundJPC · Entity 4284 | Vice President and Treasurer | May 05, 2025 | May 06, 2025 |
| Nuveen Quality Municipal Income FundNAD · Entity 1435 | Vice President and Treasurer | April 05, 2024 | April 05, 2024 |
| Nuveen Real Asset Income & Growth FundJRI · Entity 5831 | Vice President | March 16, 2026 | March 18, 2026 |
| Nuveen Variable Rate Preferred & Income FundNPFD · Entity 5547 | Vice President and Treasurer | May 05, 2025 | May 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Diversified Real Asset Income Fund
Report date December 07, 2016 · Filed December 09, 2016
This filing explicitly reported no securities owned.
NUVEEN FLOATING RATE INCOME FUND
Report date February 25, 2025 · Filed February 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 768 |
Reported balance
After 2025-02-25 transaction · row 1
1 source rowRow 1 · 2025-02-25 · Other · Acquired 454 · Balance 768 F1: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
| Subscription rightSEC Table II · derivative / convertible security · Conversion / exercise price $8.20 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2025-02-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-25 · Other · Disposed 305 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b).
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Report date October 26, 2023 · Filed October 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,100 |
Reported balance
After 2023-10-26 transaction · row 1
1 source rowRow 1 · 2023-10-26 · Purchase · Acquired 1,100 · Balance 1,100 |
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
Report date November 10, 2023 · Filed November 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2023-11-10 transaction · row 1
1 source rowRow 1 · 2023-11-10 · Purchase · Acquired 1,000 · Balance 1,000 |
NUVEEN SENIOR INCOME FUND
Report date December 29, 2017 · Filed August 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 520 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Sale · Disposed 1,350 · Balance 520 |
Nuveen AMT-Free Municipal Credit Income Fund
Report date November 10, 2023 · Filed November 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2023-11-10 transaction · row 1
1 source rowRow 1 · 2023-11-10 · Purchase · Acquired 1,000 · Balance 2,500 |
Nuveen AMT-Free Quality Municipal Income Fund
Report date September 10, 2025 · Filed September 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-09-10 transaction · row 1
1 source rowRow 1 · 2025-09-10 · Sale · Disposed 400 · Balance 0 |
Nuveen Core Plus Impact Fund
Report date April 01, 2021 · Filed April 29, 2021
This filing explicitly reported no securities owned.
Nuveen Corporate Income 2023 Target Term Fund
Report date December 19, 2018 · Filed December 19, 2018
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date March 28, 2017 · Filed March 28, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Strategies Income Fund
Report date May 05, 2025 · Filed May 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,400 |
Reported balance
After 2025-05-05 transaction · row 1
1 source rowRow 1 · 2025-05-05 · Other · Acquired 2,400 · Balance 4,400 F1: (1) Represents shares acquired upon exercise of subscription rights allocated to the reporting person in the prorata rights offering conducted by the issuer. The acquisition of the rights by the reporting person was exempt from Section 16 by virtue of rule 16a-9(b) and the acquisition of shares by the reporting person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16(b)-6(b). |
| Subscription RightSEC Table II · derivative / convertible security · Conversion / exercise price $5.09 · Expires 2025-04-29 | Direct | 0 |
Reported balance
After 2025-05-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-05 · Other · Disposed 2,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Represents shares acquired upon exercise of subscription rights allocated to the reporting person in the prorata rights offering conducted by the issuer. The acquisition of the rights by the reporting person was exempt from Section 16 by virtue of rule 16a-9(b) and the acquisition of shares by the reporting person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16(b)-6(b).
Nuveen Dynamic Municipal Opportunities Fund
Report date August 27, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Nuveen Emerging Markets Debt 2022 Target Term Fund
Report date September 26, 2017 · Filed September 26, 2017
This filing explicitly reported no securities owned.
Nuveen Enhanced CLO Income Fund
Report date January 10, 2025 · Filed January 13, 2025
This filing explicitly reported no securities owned.
Nuveen Enhanced Corporate Opportunities Fund
Report date July 15, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Nuveen Enhanced High Yield Municipal Bond Fund
Report date June 29, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Nuveen Flexible Investment Income Fund
Report date April 05, 2017 · Filed April 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2017-04-05 transaction · row 1
1 source rowRow 1 · 2017-04-05 · Purchase · Acquired 500 · Balance 500 |
Nuveen High Income December 2018 Target Term Fund
Report date June 15, 2016 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen Intermediate Duration Municipal Term Fund
Report date December 29, 2017 · Filed August 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 325 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Sale · Disposed 2,000 · Balance 325 |
Nuveen Mortgage & Income Fund/MA/
Report date May 05, 2025 · Filed May 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,228 |
Reported balance
After 2025-05-05 transaction · row 1
1 source rowRow 1 · 2025-05-05 · Purchase · Acquired 800 · Balance 1,228 |
Nuveen Multi-Asset Income Fund
Report date July 01, 2021 · Filed July 08, 2021
This filing explicitly reported no securities owned.
Nuveen Municipal Credit Opportunities Fund
Report date September 11, 2025 · Filed September 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,800 |
Reported balance
After 2025-09-11 transaction · row 1
1 source rowRow 1 · 2025-09-11 · Purchase · Acquired 800 · Balance 1,800 |
Nuveen Preferred & Income Fund
Report date January 26, 2017 · Filed January 26, 2017
This filing explicitly reported no securities owned.
Nuveen Preferred & Income Opportunities Fund
Report date May 05, 2025 · Filed May 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500.9278 |
Reported balance
After 2025-05-05 transaction · row 1
1 source rowRow 1 · 2025-05-05 · Sale · Disposed 869 · Balance 2,500.9278 |
Nuveen Quality Municipal Income Fund
Report date April 05, 2024 · Filed April 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2024-04-05 transaction · row 1
1 source rowRow 1 · 2024-04-05 · Purchase · Acquired 1,000 · Balance 1,000 |
Nuveen Real Asset Income & Growth Fund
Report date March 16, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,750 |
Reported balance
After 2026-03-16 transaction · row 1
1 source rowRow 1 · 2026-03-16 · Other · Acquired 750 · Balance 1,750 F1: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. Theacquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) byvirtue of Section 16b-6(b). |
| Subscription RightSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2026-03-09 | Direct | 0 |
Reported balance
After 2026-03-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-16 · Other · Disposed 1,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. Theacquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) byvirtue of Section 16b-6(b).
Nuveen Variable Rate Preferred & Income Fund
Report date May 05, 2025 · Filed May 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2025-05-05 transaction · row 1
1 source rowRow 1 · 2025-05-05 · Purchase · Acquired 500 · Balance 500 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Mar 18, 2026 20:58 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | OtherSubscription Right · Derivative | 1,000 | $12.40 Strike: $12.40 | $12,400.00 |
DisclosureSEC source: 0001225208-26-003807 · doc4.xml · derivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2026-03-09 Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:58 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | OtherCommon Stock | 750 | $12.40 | $9,300.00 |
DisclosureSEC source: 0001225208-26-003807 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750 F1 · shares: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. Theacquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) byvirtue of Section 16b-6(b). Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 17:21 UTC | Nuveen Municipal Credit Opportunities Fund NMCO · Entity 1431 | PurchaseCommon Stock | 800 | $10.82 | $8,656.00 |
DisclosureSEC source: 0001225208-25-007951 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,800 Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 18:41 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | SaleCommon Stock | 400 | $11.35 | $4,540.00 |
DisclosureSEC source: 0001225208-25-007876 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 05, 2025 Filed May 6, 2025 17:24 UTC | Nuveen Variable Rate Preferred & Income Fund NPFD · Entity 5547 | PurchaseCommon Stock | 500 | $18.69 | $9,345.00 |
DisclosureSEC source: 0001225208-25-004776 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 05, 2025 Filed May 6, 2025 18:58 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | OtherSubscription Right · Derivative | 2,000 | $0.00 Strike: $5.09 | $0.00 |
DisclosureSEC source: 0001225208-25-004783 · doc4.xml · derivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2025-04-29 Read SEC document |
| May 05, 2025 Filed May 6, 2025 18:58 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | OtherCommon Stock | 2,400 | $5.09 | $12,216.00 |
DisclosureSEC source: 0001225208-25-004783 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,400 F1 · shares: (1) Represents shares acquired upon exercise of subscription rights allocated to the reporting person in the prorata rights offering conducted by the issuer. The acquisition of the rights by the reporting person was exempt from Section 16 by virtue of rule 16a-9(b) and the acquisition of shares by the reporting person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16(b)-6(b). Read SEC document |
| May 05, 2025 Filed May 6, 2025 17:21 UTC | Nuveen Preferred & Income Opportunities Fund JPC · Entity 4284 | SaleCommon Stock | 869 | $7.79 | $6,765.17 |
DisclosureSEC source: 0001225208-25-004775 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500.9278 Read SEC document |
| May 05, 2025 Filed May 6, 2025 17:34 UTC | Nuveen Mortgage & Income Fund/MA/ JLS · Entity 995 | PurchaseCommon Stock | 800 | $18.19 | $14,548.16 |
DisclosureSEC source: 0001225208-25-004780 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,228 Read SEC document |
| May 05, 2025 Filed May 6, 2025 17:33 UTC | Nuveen Municipal Credit Opportunities Fund NMCO · Entity 1431 | PurchaseCommon Stock | 1,000 | $10.20 | $10,196.50 |
DisclosureSEC source: 0001225208-25-004779 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherSubscription right · Derivative | 305 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002599 · doc4.xml · derivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherCommon Stock | 454 | $8.20 | $3,722.80 |
DisclosureSEC source: 0001225208-25-002599 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768 F1 · shares: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| April 05, 2024 Filed Apr 5, 2024 19:08 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | PurchaseCommon Stock | 1,000 | $11.19 | $11,190.00 |
DisclosureSEC source: 0001225208-24-004967 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| April 04, 2024 Filed Apr 4, 2024 18:13 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | PurchaseCommon Stock | 1,000 | $11.60 | $11,600.00 |
DisclosureSEC source: 0001225208-24-004957 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 13:36 UTC | Nuveen AMT-Free Municipal Credit Income Fund NVG · Entity 1400 | PurchaseCommon Stock | 1,000 | $10.76 | $10,758.80 |
DisclosureSEC source: 0001225208-23-010170 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 13:37 UTC | Nuveen Preferred & Income Opportunities Fund JPC · Entity 4284 | PurchaseCommon Stock | 2,500 | $6.23 | $15,562.50 |
DisclosureSEC source: 0001225208-23-010171 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,369.9278 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 13:35 UTC | NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND NRK · Entity 1397 | PurchaseCommon Stock | 1,000 | $9.31 | $9,310.00 |
DisclosureSEC source: 0001225208-23-010169 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 21:53 UTC | Nuveen AMT-Free Municipal Credit Income Fund NVG · Entity 1400 | PurchaseCommon Stock | 1,500 | $9.82 | $14,722.50 |
DisclosureSEC source: 0001225208-23-009745 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 21:46 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | SaleCommon Stock | 802 | $9.62 | $7,715.32 |
DisclosureSEC source: 0001225208-23-009743 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 22:01 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | PurchaseCommon Stock | 1,100 | $8.33 | $9,159.70 |
DisclosureSEC source: 0001225208-23-009747 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,100 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 22:07 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 2,000 | $4.88 | $9,757.00 |
DisclosureSEC source: 0001225208-23-009749 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 22:17 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | SaleCommon Stock | 1,406 | $7.67 | $10,784.16 |
DisclosureSEC source: 0001225208-23-009751 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 22:46 UTC | Nuveen Mortgage & Income Fund/MA/ JLS · Entity 995 | PurchaseCommon Stock | 213 | $16.05 | $3,418.65 |
DisclosureSEC source: 0001225208-23-009753 · doc4.xml · nonDerivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 22:46 UTC | Nuveen Mortgage & Income Fund/MA/ JLS · Entity 995 | PurchaseCommon Stock | 215 | $16.03 | $3,446.43 |
DisclosureSEC source: 0001225208-23-009753 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215 Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:59 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherClass A Common Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007880 · doc4.xml · nonDerivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 970 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F3 · shares: JSD shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:59 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherClass A Common Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007880 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: NSL shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| December 29, 2017 Filed Aug 3, 2018 18:30 UTC | NUVEEN SENIOR INCOME FUND NSL · Entity 16257 | SaleCommon Stock | 1,350 | $6.55 | $8,845.88 |
DisclosureSEC source: 0001225208-18-012282 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520 Read SEC document |
| December 29, 2017 Filed Aug 3, 2018 19:07 UTC | Nuveen Intermediate Duration Municipal Term Fund NID · Entity 11545 | SaleClass A Common Stock | 2,000 | $12.94 | $25,880.20 |
DisclosureSEC source: 0001225208-18-012291 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325 Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 15:17 UTC | Nuveen Preferred & Income Opportunities Fund JPC · Entity 4284 | OtherCommon Stock | 869.9278 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011176 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869.9278 F1 · price: Acquired pursuant to the Agreement and Plan of Reorganization dated as of May 5, 2017 by and between Nuveen Preferred Income Opportunities Fund (JPC) andNuveen Flexible Investment Income Fund (JPW) in exchange for 500 common shares of JPW and cash in lieu of fractional shares of JPC. The exchange ratio was calculated as the ratio of the JPW net asset value percommon share over the JPC net asset value per common share, each calculated as of the close of business on June 9, 2017, the business day immediately preceding the closing of the reorganization. As of suchtime, the net asset value per common share of JPW was $18.6991 and the net asset value per common share of JPC was $10.7475. On June 9, 2017, the closing trading price of JPW common shares was $17.98 andthe closing trading price of JPC common shares was $10.38. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:29 UTC | Nuveen Flexible Investment Income Fund JPW · Entity 176149 | PurchaseCommon Stock | 500 | $17.05 | $8,525.00 |
DisclosureSEC source: 0001225208-17-007794 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 22:32 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 750 | $11.31 | $8,482.43 |
DisclosureSEC source: 0001225208-17-006770 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 17:29 UTC | NUVEEN SENIOR INCOME FUND NSL · Entity 16257 | PurchaseCommon Stock | 520 | $6.88 | $3,577.60 |
DisclosureSEC source: 0001225208-17-000862 · doc4.xml · nonDerivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 17:29 UTC | NUVEEN SENIOR INCOME FUND NSL · Entity 16257 | PurchaseCommon Stock | 1,350 | $6.89 | $9,298.13 |
DisclosureSEC source: 0001225208-17-000862 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.