Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | Vice President | December 30, 2025 | January 02, 2026 |
| Nuveen AMT-Free Municipal Credit Income FundNVG · Entity 1400 | Vice President | November 06, 2024 | November 07, 2024 |
| Nuveen AMT-Free Quality Municipal Income FundNEA · Entity 1411 | Vice President | March 27, 2024 | March 27, 2024 |
| Nuveen Core Plus Impact FundNPCT · Entity 6028 | Chief Administrative Officer | April 01, 2021 | April 29, 2021 |
| Nuveen Corporate Income 2023 Target Term FundJHAA · Entity 126455 | Vice President | December 19, 2018 | December 19, 2018 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Vice President | March 28, 2017 | March 28, 2017 |
| Nuveen Dynamic Municipal Opportunities FundNDMO · Entity 1425 | Vice President | August 27, 2020 | August 27, 2020 |
| Nuveen Emerging Markets Debt 2022 Target Term FundJEMD · Entity 126454 | Vice President | November 20, 2018 | November 21, 2018 |
| Nuveen Enhanced CLO Income FundECLO · Entity 998 | Chief Administrative Officer | January 10, 2025 | January 14, 2025 |
| Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808 | Chief Administrative Officer | July 15, 2026 | July 20, 2026 |
| Nuveen Enhanced High Yield Municipal Bond FundNONE · Entity 1003 | Chief Administrative Officer | June 29, 2021 | June 29, 2021 |
| Nuveen High Income December 2018 Target Term FundJHA · Entity 158273 | Vice President | June 06, 2018 | June 07, 2018 |
| Nuveen Multi-Asset Income FundNMAI · Entity 5490 | Chief Administrative Officer | July 01, 2021 | July 08, 2021 |
| Nuveen Municipal Credit Income FundNZF · Entity 1428 | Vice President | July 06, 2023 | July 06, 2023 |
| Nuveen Municipal Credit Opportunities FundNMCO · Entity 1431 | Vice President | September 16, 2019 | September 16, 2019 |
| Nuveen Preferred & Income FundJPT · Entity 124564 | Vice President | January 26, 2017 | January 26, 2017 |
| Nuveen Real Asset Income & Growth FundJRI · Entity 5831 | Chief Administrative Officer | March 13, 2026 | March 17, 2026 |
| Nuveen S&P 500 BuyWrite Income FundBXMX · Entity 65151 | Vice President | February 20, 2025 | February 21, 2025 |
| Nuveen Variable Rate Preferred & Income FundNPFD · Entity 5547 | Chief Administrative Officer | December 14, 2021 | December 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUVEEN FLOATING RATE INCOME FUND
Report date December 30, 2025 · Filed January 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,338 |
Reported balance
After 2025-12-30 transaction · row 1
1 source rowRow 1 · 2025-12-30 · Sale · Disposed 4,000 · Balance 18,338 |
Nuveen AMT-Free Municipal Credit Income Fund
Report date November 06, 2024 · Filed November 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectJoint Account | 3,000 |
Reported balance
After 2024-11-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-06 · Purchase · Acquired 3,000 · Balance 3,000 |
Nuveen AMT-Free Quality Municipal Income Fund
Report date March 27, 2024 · Filed March 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
After 2024-03-27 transaction · row 1
1 source rowRow 1 · 2024-03-27 · Purchase · Acquired 6,000 · Balance 6,000 |
Nuveen Core Plus Impact Fund
Report date April 01, 2021 · Filed April 29, 2021
This filing explicitly reported no securities owned.
Nuveen Corporate Income 2023 Target Term Fund
Report date December 19, 2018 · Filed December 19, 2018
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date March 28, 2017 · Filed March 28, 2017
This filing explicitly reported no securities owned.
Nuveen Dynamic Municipal Opportunities Fund
Report date August 27, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Nuveen Emerging Markets Debt 2022 Target Term Fund
Report date November 20, 2018 · Filed November 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2018-11-20 transaction · row 1
1 source rowRow 1 · 2018-11-20 · Purchase · Acquired 5,000 · Balance 5,000 |
Nuveen Enhanced CLO Income Fund
Report date January 10, 2025 · Filed January 14, 2025
This filing explicitly reported no securities owned.
Nuveen Enhanced Corporate Opportunities Fund
Report date July 15, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Nuveen Enhanced High Yield Municipal Bond Fund
Report date June 29, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Nuveen High Income December 2018 Target Term Fund
Report date June 06, 2018 · Filed June 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2018-06-06 transaction · row 1
1 source rowRow 1 · 2018-06-06 · Purchase · Acquired 3,000 · Balance 3,000 |
Nuveen Multi-Asset Income Fund
Report date July 01, 2021 · Filed July 08, 2021
This filing explicitly reported no securities owned.
Nuveen Municipal Credit Income Fund
Report date July 06, 2023 · Filed July 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,000 |
Reported balance
After 2023-07-06 transaction · row 1
1 source rowRow 1 · 2023-07-06 · Purchase · Acquired 5,000 · Balance 11,000 |
Nuveen Municipal Credit Opportunities Fund
Report date September 16, 2019 · Filed September 16, 2019
This filing explicitly reported no securities owned.
Nuveen Preferred & Income Fund
Report date January 26, 2017 · Filed January 26, 2017
This filing explicitly reported no securities owned.
Nuveen Real Asset Income & Growth Fund
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Subscription RightSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2026-03-09 | Direct | 0 |
Reported balance
After 2026-03-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-13 · Other · Disposed 7,872 · Balance 0 |
Nuveen S&P 500 BuyWrite Income Fund
Report date February 20, 2025 · Filed February 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 806 |
Reported balance
After 2025-02-20 transaction · row 1
1 source rowRow 1 · 2025-02-20 · Sale · Disposed 3,000 · Balance 806 |
Nuveen Variable Rate Preferred & Income Fund
Report date December 14, 2021 · Filed December 15, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 20:34 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | OtherCommon Stock | 1,968 | $12.40 | $24,403.20 |
DisclosureSEC source: 0001225208-26-003735 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,917.2069 F1 · shares: Represents shares acquired upon exercise of subscription rights allocated to the reporting person in the prorata rights offering conducted by the issuer. The acquisition of the rights by the reporting person was exempt from Section 16 by virtue of rule 16a-9(b) and the acquisition of shares by the reporting person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16(b)-6(b). Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:28 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | OtherSubscription Right · Derivative | 7,872 | $12.40 Strike: $12.40 | $97,612.80 |
DisclosureSEC source: 0001225208-26-003744 · doc4.xml · derivative · entry 1 LAMB DAVID J · CIK 0001189649 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,872 shares Expires 2026-03-09 Read SEC document |
| December 30, 2025 Filed Jan 2, 2026 16:05 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | SaleCommon Stock | 4,000 | $7.84 | $31,360.00 |
DisclosureSEC source: 0001225208-26-000005 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,338 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:37 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherSubscription Right (right to buy) · Derivative | 8,707 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002600 · doc4.xml · derivative · entry 2 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,707 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:37 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherCommon Stock | 13,631 | $8.20 | $111,774.20 |
DisclosureSEC source: 0001225208-25-002600 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,338 F1 · shares: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 15:11 UTC | Nuveen S&P 500 BuyWrite Income Fund BXMX · Entity 65151 | SaleCommon Stock | 3,000 | $14.20 | $42,600.00 |
DisclosureSEC source: 0001225208-25-002151 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 806 Read SEC document |
| November 06, 2024 Filed Nov 7, 2024 13:54 UTC | Nuveen AMT-Free Municipal Credit Income Fund NVG · Entity 1400 | PurchaseCommon Stock | 3,000 | $12.44 | $37,320.00 |
DisclosureSEC source: 0001225208-24-009701 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · Joint Account Disclosed balance after: 3,000 Read SEC document |
| March 27, 2024 Filed Mar 27, 2024 19:58 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | PurchaseCommon Stock | 6,000 | $11.04 | $66,240.00 |
DisclosureSEC source: 0001225208-24-004554 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:32 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherClass A Common Stock | 4,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007905 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,707 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: JRO shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 06, 2023 Filed Jul 6, 2023 16:02 UTC | Nuveen Municipal Credit Income Fund NZF · Entity 1428 | PurchaseCommon Stock | 5,000 | $11.48 | $57,400.00 |
DisclosureSEC source: 0001225208-23-007315 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| February 24, 2023 Filed Mar 2, 2023 14:55 UTC | Nuveen Municipal Credit Income Fund NZF · Entity 1428 | PurchaseCommon Stock | 6,000 | $11.66 | $69,960.00 |
DisclosureSEC source: 0001225208-23-003080 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 13:11 UTC | Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454 | PurchaseCommon Stock | 5,000 | $7.65 | $38,250.00 |
DisclosureSEC source: 0001225208-18-015798 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 12:27 UTC | Nuveen High Income December 2018 Target Term Fund JHA · Entity 158273 | PurchaseCommon Stock | 3,000 | $9.82 | $29,460.00 |
DisclosureSEC source: 0001225208-18-010300 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 13:49 UTC | Nuveen Real Asset Income & Growth Fund JRI · Entity 5831 | OtherCommon Stock | 2,992.4532 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014942 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,992.4532 F1 · price: Acquired pursuant to the Agreement and Plan of Reorganization dated as of September 11, 2017 by and between Nuveen Real Asset Income and Growth Fund (JRI) and Diversified Real Asset Income and Growth Fund (DRA) in exchange for 2985 common shares of DRA and cash in lieu of fractional shares of JRI. The exchange ratio was calculated as the ratio of the DRA net asset value per common share over the JRI net asset value per common share, each calculated as of the close of business on September 8, 2017, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of DRA was $19.63 and the net asset value per common share of JRI was $19.58. On September 8, 2017, the closing trading price of DRA common shares was $18.15 and the closing trading price of JRI common shares was $18.19. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 22:31 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 4,000 | $11.30 | $45,200.00 |
DisclosureSEC source: 0001225208-17-006769 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.