organization · Reporting owner

Nuveen Fund Advisors, LLC

Disclosed activity across 47 companies

Tapewire entity: 29716
SEC CIK: 0001311016

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899	other	April 06, 2017	April 10, 2017
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432	Investment Adviser	May 18, 2017	May 18, 2017
Nuveen AMT-Free Municipal Value FundNUW · Entity 6131	Investment Adviser	May 08, 2017	May 10, 2017
Nuveen All Cap Energy MLP Opportunities FundJMLP · Entity 145133	Investment Adviser	May 17, 2017	May 18, 2017
Nuveen Build America Bond Opportunity FundNBD · Entity 167541	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen California Municipal Value Fund 2NCB · Entity 145134	Investment Adviser	May 08, 2017	May 10, 2017
Nuveen Core Equity Alpha FundJCE · Entity 8955	Investment Adviser	April 13, 2017	April 17, 2017
Nuveen Core Plus Impact FundNPCT · Entity 6028	Investment Advisor	April 27, 2021	August 04, 2021
Nuveen Corporate Income 2023 Target Term FundJHAA · Entity 126455	Investment Advisor	January 12, 2021	January 13, 2021
Nuveen Corporate Income November 2021 Target Term FundJHB · Entity 137527	Investment Adviser	May 17, 2017	May 18, 2017
Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908	Investment Adviser	January 12, 2021	January 13, 2021
Nuveen Credit Strategies Income FundJQC · Entity 986	other	April 06, 2017	April 10, 2017
Nuveen Dow 30sm Dynamic Overwrite FundDIAX · Entity 17848	Investment Adviser	May 17, 2017	May 18, 2017
Nuveen Dynamic Municipal Opportunities FundNDMO · Entity 1425	Investment Adviser	August 27, 2020	August 27, 2020
Nuveen Emerging Markets Debt 2022 Target Term FundJEMD · Entity 126454	Investment Advisor	January 12, 2021	January 13, 2021
Nuveen Energy MLP Total Return FundJMF · Entity 150912	Investment Advisor	May 11, 2017	May 15, 2017
Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808	Investment Advisor	July 15, 2026	July 17, 2026
Nuveen Enhanced High Yield Municipal Bond FundNONE · Entity 1003	Investment Advisor	November 05, 2021	November 08, 2021
Nuveen Enhanced Municipal Value FundNEV · Entity 127901	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Flexible Investment Income FundJPW · Entity 176149	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Floating Rate Income Opportunity FundJRO · Entity 16253	other	April 06, 2017	April 10, 2017
Nuveen Global High Income FundJGH · Entity 992	Investment Adviser	April 13, 2017	April 17, 2017
Nuveen High Income 2020 Target Term FundJHY · Entity 150910	Investment Adviser	May 17, 2017	May 18, 2017
Nuveen High Income December 2018 Target Term FundJHA · Entity 158273	Investment Adviser	May 17, 2017	May 18, 2017
Nuveen High Income December 2019 Target Term FundJHD · Entity 150914	Investment Adviser	May 17, 2017	May 18, 2017
Nuveen Intermediate Duration Municipal Term FundNID · Entity 11545	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Intermediate Duration Quality Municipal Term FundNIQ · Entity 11580	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Minnesota Quality Municipal Income FundNMS · Entity 1374	Investment Adviser	May 17, 2017	May 18, 2017
Nuveen Mortgage & Income Fund/MA/JLS · Entity 995	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Mortgage Opportunity Term Fund 2JMT · Entity 154408	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Multi-Asset Income FundNMAI · Entity 5490	Investment Advisor	November 22, 2021	November 23, 2021
Nuveen Municipal 2021 Target Term FundNHA · Entity 12166	Investment Advisor	May 17, 2017	May 18, 2017
Nuveen Municipal Credit Opportunities FundNMCO · Entity 1431	Investment Adviser	January 12, 2021	January 13, 2021
Nuveen NASDAQ 100 Dynamic Overwrite FundQQQX · Entity 4687	Investment Adviser	April 13, 2017	April 18, 2017
Nuveen New Jersey Municipal Value FundNJV · Entity 145066	Investment Adviser	May 08, 2017	May 10, 2017
Nuveen New York Municipal Value Fund 2NYV · Entity 145067	Investment Adviser	May 08, 2017	May 10, 2017
Nuveen Pennsylvania Municipal Value FundNPN · Entity 145068	Investment Adviser	May 08, 2017	May 10, 2017
Nuveen Preferred & Income FundJPT · Entity 124564	Investment Adviser	January 12, 2021	January 13, 2021
Nuveen Preferred & Income Opportunities FundJPC · Entity 4284	other	April 06, 2017	April 10, 2017
Nuveen Preferred Securities & Income Opportunities FundJPI · Entity 65135	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Real Asset Income & Growth FundJRI · Entity 5831	Investment Adviser	September 11, 2017	September 11, 2017
Nuveen S&P 500 BuyWrite Income FundBXMX · Entity 65151	Investment Adviser	April 06, 2017	April 10, 2017
Nuveen S&P 500 Dynamic Overwrite FundSPXX · Entity 5801	other	April 13, 2017	April 17, 2017
Nuveen Short Duration Credit Opportunities FundJSD · Entity 12407	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Tax-Advantaged Dividend Growth FundJTD · Entity 137526	Investment Adviser	April 13, 2017	April 17, 2017
Nuveen Taxable Municipal Income FundNBB · Entity 1372	Investment Adviser	May 11, 2017	May 15, 2017
Nuveen Variable Rate Preferred & Income FundNPFD · Entity 5547	Investment Advisor	December 14, 2021	December 15, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NUVEEN FLOATING RATE INCOME FUND

Report date April 06, 2017 · Filed April 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-06 transaction · row 1 1 source row Row 1 · 2017-04-06 · Sale · Disposed 7,000 · Balance 0

NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND

Report date May 18, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-18 transaction · row 1 1 source row Row 1 · 2017-05-18 · Sale · Disposed 6,794 · Balance 0

Nuveen AMT-Free Municipal Value Fund

Report date May 08, 2017 · Filed May 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-08 transaction · row 1 1 source row Row 1 · 2017-05-08 · Sale · Disposed 7,000 · Balance 0

Nuveen All Cap Energy MLP Opportunities Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 5,250 · Balance 0

Nuveen Build America Bond Opportunity Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 5,250 · Balance 0

Nuveen California Municipal Value Fund 2

Report date May 08, 2017 · Filed May 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-08 transaction · row 1 1 source row Row 1 · 2017-05-08 · Sale · Disposed 7,000 · Balance 0

Nuveen Core Equity Alpha Fund

Report date April 13, 2017 · Filed April 17, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-13 transaction · row 1 1 source row Row 1 · 2017-04-13 · Sale · Disposed 5,240 · Balance 0

Nuveen Core Plus Impact Fund

Report date April 27, 2021 · Filed August 04, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,000	Reported balance Holding disclosure · report date 2021-04-27 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 5,000 F1: late filing due to clerical error.

Filing footnotes · ownership attribution and instrument terms

F1: late filing due to clerical error.

Nuveen Corporate Income 2023 Target Term Fund

Report date January 12, 2021 · Filed January 13, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-01-12 transaction · row 1 1 source row Row 1 · 2021-01-12 · Sale · Disposed 10,128 · Balance 0

Nuveen Corporate Income November 2021 Target Term Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 10,200 · Balance 0

Nuveen Credit Opportunities 2022 Target Term Fund

Report date January 12, 2021 · Filed January 13, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-01-12 transaction · row 1 1 source row Row 1 · 2021-01-12 · Sale · Disposed 10,160 · Balance 0

Nuveen Credit Strategies Income Fund

Report date April 06, 2017 · Filed April 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-06 transaction · row 1 1 source row Row 1 · 2017-04-06 · Sale · Disposed 7,000 · Balance 0

Nuveen Dow 30sm Dynamic Overwrite Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 1 · Balance 0

Nuveen Dynamic Municipal Opportunities Fund

Report date August 27, 2020 · Filed August 27, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	6,667	Reported balance Holding disclosure · report date 2020-08-27 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 6,667

Nuveen Emerging Markets Debt 2022 Target Term Fund

Report date January 12, 2021 · Filed January 13, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-01-12 transaction · row 1 1 source row Row 1 · 2021-01-12 · Sale · Disposed 10,160 · Balance 0

Nuveen Energy MLP Total Return Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 5,250 · Balance 0

Nuveen Enhanced Corporate Opportunities Fund

Report date July 15, 2026 · Filed July 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class ISEC Table I · non-derivative	Direct	5,000	Reported balance Holding disclosure · report date 2026-07-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 5,000

Nuveen Enhanced High Yield Municipal Bond Fund

Report date November 05, 2021 · Filed November 08, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	9,900	Reported balance After 2021-11-05 transaction · row 1 1 source row Row 1 · 2021-11-05 · Sale · Disposed 100 · Balance 9,900

Nuveen Enhanced Municipal Value Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 7,000 · Balance 0

Nuveen Flexible Investment Income Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 5,250 · Balance 0

Nuveen Floating Rate Income Opportunity Fund

Report date April 06, 2017 · Filed April 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-06 transaction · row 1 1 source row Row 1 · 2017-04-06 · Sale · Disposed 7,000 · Balance 0

Nuveen Global High Income Fund

Report date April 13, 2017 · Filed April 17, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-13 transaction · row 1 1 source row Row 1 · 2017-04-13 · Sale · Disposed 6,471.4 · Balance 0

Nuveen High Income 2020 Target Term Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 10,180 · Balance 0

Nuveen High Income December 2018 Target Term Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 10,200 · Balance 0

Nuveen High Income December 2019 Target Term Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 10,200 · Balance 0

Nuveen Intermediate Duration Municipal Term Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 7,000 · Balance 0

Nuveen Intermediate Duration Quality Municipal Term Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 7,000 · Balance 0

Nuveen Minnesota Quality Municipal Income Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 2 · Balance 0

Nuveen Mortgage & Income Fund/MA/

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 4,200 · Balance 0

Nuveen Mortgage Opportunity Term Fund 2

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 4,200 · Balance 0

Nuveen Multi-Asset Income Fund

Report date November 22, 2021 · Filed November 23, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1	Reported balance Holding disclosure · report date 2021-11-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1

Nuveen Municipal 2021 Target Term Fund

Report date May 17, 2017 · Filed May 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-17 transaction · row 1 1 source row Row 1 · 2017-05-17 · Sale · Disposed 10,180 · Balance 0

Nuveen Municipal Credit Opportunities Fund

Report date January 12, 2021 · Filed January 13, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-01-12 transaction · row 1 1 source row Row 1 · 2021-01-12 · Sale · Disposed 6,667 · Balance 0

Nuveen NASDAQ 100 Dynamic Overwrite Fund

Report date April 13, 2017 · Filed April 18, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-13 transaction · row 1 1 source row Row 1 · 2017-04-13 · Sale · Disposed 1 · Balance 0

Nuveen New Jersey Municipal Value Fund

Report date May 08, 2017 · Filed May 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-08 transaction · row 1 1 source row Row 1 · 2017-05-08 · Sale · Disposed 7,000 · Balance 0

Nuveen New York Municipal Value Fund 2

Report date May 08, 2017 · Filed May 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-08 transaction · row 1 1 source row Row 1 · 2017-05-08 · Sale · Disposed 7,000 · Balance 0

Nuveen Pennsylvania Municipal Value Fund

Report date May 08, 2017 · Filed May 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-08 transaction · row 1 1 source row Row 1 · 2017-05-08 · Sale · Disposed 7,000 · Balance 0

Nuveen Preferred & Income Fund

Report date January 12, 2021 · Filed January 13, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-01-12 transaction · row 1 1 source row Row 1 · 2021-01-12 · Sale · Disposed 4,072 · Balance 0

Nuveen Preferred & Income Opportunities Fund

Report date April 06, 2017 · Filed April 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-06 transaction · row 1 1 source row Row 1 · 2017-04-06 · Sale · Disposed 7,000 · Balance 0

Nuveen Preferred Securities & Income Opportunities Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 5,250 · Balance 0

Nuveen Real Asset Income & Growth Fund

Report date September 11, 2017 · Filed September 11, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1.0024	Reported balance After 2017-09-11 transaction · row 1 1 source row Row 1 · 2017-09-11 · Other · Acquired 1.0024 · Balance 1.0024 F1: Acquired pursuant to the Agreement and Plan of Reorganization dated as of September 11, 2017 by and between Nuveen Real Asset Income and Growth Fund (JRI) and Diversified Real Asset Income and Growth Fund (DRA) in exchange for 1 common share of DRA and cash in lieu of fractional shares of JRI. The exchange ratio was calculated as the ratio of the DRA net asset value per common share over the JRI net asset value per common share, each calculated as of the close of business on September 8, 2017, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of DRA was $19.63 and the net asset value per common share of JRI was $19.58. On September 8, 2017, the closing trading price of DRA common shares was $18.15 and the closing trading price of JRI common shares was $18.19.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired pursuant to the Agreement and Plan of Reorganization dated as of September 11, 2017 by and between Nuveen Real Asset Income and Growth Fund (JRI) and Diversified Real Asset Income and Growth Fund (DRA) in exchange for 1 common share of DRA and cash in lieu of fractional shares of JRI. The exchange ratio was calculated as the ratio of the DRA net asset value per common share over the JRI net asset value per common share, each calculated as of the close of business on September 8, 2017, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of DRA was $19.63 and the net asset value per common share of JRI was $19.58. On September 8, 2017, the closing trading price of DRA common shares was $18.15 and the closing trading price of JRI common shares was $18.19.

Nuveen S&P 500 BuyWrite Income Fund

Report date April 06, 2017 · Filed April 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-06 transaction · row 1 1 source row Row 1 · 2017-04-06 · Sale · Disposed 10,369.8082 · Balance 0

Nuveen S&P 500 Dynamic Overwrite Fund

Report date April 13, 2017 · Filed April 17, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-13 transaction · row 1 1 source row Row 1 · 2017-04-13 · Sale · Disposed 5,240 · Balance 0

Nuveen Short Duration Credit Opportunities Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 5,250 · Balance 0

Nuveen Tax-Advantaged Dividend Growth Fund

Report date April 13, 2017 · Filed April 17, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-04-13 transaction · row 1 1 source row Row 1 · 2017-04-13 · Sale · Disposed 5,240 · Balance 0

Nuveen Taxable Municipal Income Fund

Report date May 11, 2017 · Filed May 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-05-11 transaction · row 1 1 source row Row 1 · 2017-05-11 · Sale · Disposed 5,250 · Balance 0

Nuveen Variable Rate Preferred & Income Fund

Report date December 14, 2021 · Filed December 15, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,000	Reported balance Holding disclosure · report date 2021-12-14 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 4,000

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 05, 2021 Filed Nov 8, 2021 18:17 UTC	Nuveen Enhanced High Yield Municipal Bond Fund NONE · Entity 1003	SaleCommon Stock	100	$9.97	$997.00	Disclosure SEC source: 0001225208-21-013661 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Read SEC document
January 12, 2021 Filed Jan 13, 2021 13:17 UTC	Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454	SaleCommon Stock	10,160	$7.71	$78,293.98	Disclosure SEC source: 0001225208-21-000793 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
January 12, 2021 Filed Jan 13, 2021 13:15 UTC	Nuveen Credit Opportunities 2022 Target Term Fund JCO · Entity 127908	SaleCommon Stock	10,160	$8.16	$82,891.38	Disclosure SEC source: 0001225208-21-000791 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
January 12, 2021 Filed Jan 13, 2021 18:23 UTC	Nuveen Municipal Credit Opportunities Fund NMCO · Entity 1431	SaleCommon Stock	6,667	$13.40	$89,351.80	Disclosure SEC source: 0001225208-21-000795 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
January 12, 2021 Filed Jan 13, 2021 18:16 UTC	Nuveen Preferred & Income Fund JPT · Entity 124564	SaleCommon Stock	4,072	$24.33	$99,077.46	Disclosure SEC source: 0001225208-21-000792 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
January 12, 2021 Filed Jan 13, 2021 18:19 UTC	Nuveen Corporate Income 2023 Target Term Fund JHAA · Entity 126455	SaleCommon Stock	10,128	$9.79	$99,152.11	Disclosure SEC source: 0001225208-21-000794 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
September 11, 2017 Filed Sep 11, 2017 20:16 UTC	Nuveen Real Asset Income & Growth Fund JRI · Entity 5831	OtherCommon Stock	1.0024	$0.00	$0.00	Disclosure SEC source: 0001225208-17-014808 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.0024 F1 · price: Acquired pursuant to the Agreement and Plan of Reorganization dated as of September 11, 2017 by and between Nuveen Real Asset Income and Growth Fund (JRI) and Diversified Real Asset Income and Growth Fund (DRA) in exchange for 1 common share of DRA and cash in lieu of fractional shares of JRI. The exchange ratio was calculated as the ratio of the DRA net asset value per common share over the JRI net asset value per common share, each calculated as of the close of business on September 8, 2017, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of DRA was $19.63 and the net asset value per common share of JRI was $19.58. On September 8, 2017, the closing trading price of DRA common shares was $18.15 and the closing trading price of JRI common shares was $18.19. Read SEC document
May 18, 2017 Filed May 18, 2017 22:05 UTC	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432	SaleCommon Stock	6,794	$13.32	$90,485.21	Disclosure SEC source: 0001225208-17-010070 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 15:34 UTC	Nuveen Corporate Income November 2021 Target Term Fund JHB · Entity 137527	SaleCommon Stock	10,200	$10.11	$103,076.10	Disclosure SEC source: 0001225208-17-010041 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 15:56 UTC	Nuveen High Income December 2019 Target Term Fund JHD · Entity 150914	SaleCommon Stock	10,200	$10.20	$104,066.52	Disclosure SEC source: 0001225208-17-010045 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 16:29 UTC	Nuveen Municipal 2021 Target Term Fund NHA · Entity 12166	SaleCommon Stock	10,180	$9.84	$100,195.63	Disclosure SEC source: 0001225208-17-010057 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 17:36 UTC	Nuveen High Income December 2018 Target Term Fund JHA · Entity 158273	SaleCommon Stock	10,200	$10.11	$103,166.88	Disclosure SEC source: 0001225208-17-010066 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 20:21 UTC	Nuveen All Cap Energy MLP Opportunities Fund JMLP · Entity 145133	SaleCommon Stock	5,250	$9.78	$51,347.10	Disclosure SEC source: 0001225208-17-010053 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 21:17 UTC	Nuveen Minnesota Quality Municipal Income Fund NMS · Entity 1374	SaleCommon Stock	2	$16.22	$32.44	Disclosure SEC source: 0001225208-17-010064 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 20:01 UTC	Nuveen High Income 2020 Target Term Fund JHY · Entity 150910	SaleCommon Stock	10,180	$10.11	$102,913.69	Disclosure SEC source: 0001225208-17-010046 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 17, 2017 Filed May 18, 2017 18:44 UTC	Nuveen Dow 30sm Dynamic Overwrite Fund DIAX · Entity 17848	SaleCommon Stock	1	$15.83	$15.83	Disclosure SEC source: 0001225208-17-010029 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 17:18 UTC	Nuveen Build America Bond Opportunity Fund NBD · Entity 167541	SaleCommon Stock	5,250	$21.60	$113,384.78	Disclosure SEC source: 0001225208-17-009775 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 17:48 UTC	Nuveen Mortgage Opportunity Term Fund 2 JMT · Entity 154408	SaleCommon Stock	4,200	$23.90	$100,383.78	Disclosure SEC source: 0001225208-17-009801 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:18 UTC	Nuveen Taxable Municipal Income Fund NBB · Entity 1372	SaleCommon Stock	5,250	$20.73	$108,835.65	Disclosure SEC source: 0001225208-17-009780 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 17:42 UTC	Nuveen Enhanced Municipal Value Fund NEV · Entity 127901	SaleCommon Stock	7,000	$14.21	$99,446.20	Disclosure SEC source: 0001225208-17-009798 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:56 UTC	Nuveen Mortgage & Income Fund/MA/ JLS · Entity 995	SaleCommon Stock	4,200	$25.01	$105,043.68	Disclosure SEC source: 0001225208-17-009804 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:49 UTC	Nuveen Energy MLP Total Return Fund JMF · Entity 150912	SaleCommon Stock	5,250	$13.23	$69,473.78	Disclosure SEC source: 0001225208-17-009802 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:43 UTC	Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407	SaleCommon Stock	5,250	$17.95	$94,248.53	Disclosure SEC source: 0001225208-17-009799 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:38 UTC	Nuveen Preferred Securities & Income Opportunities Fund JPI · Entity 65135	SaleCommon Stock	5,250	$24.97	$131,115.60	Disclosure SEC source: 0001225208-17-009796 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:29 UTC	Nuveen Intermediate Duration Quality Municipal Term Fund NIQ · Entity 11580	SaleClass A Common Stock	7,000	$12.86	$90,010.20	Disclosure SEC source: 0001225208-17-009794 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:27 UTC	Nuveen Intermediate Duration Municipal Term Fund NID · Entity 11545	SaleClass A Common Stock	7,000	$13.06	$91,448.00	Disclosure SEC source: 0001225208-17-009792 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:20 UTC	Nuveen Flexible Investment Income Fund JPW · Entity 176149	SaleCommon Stock	5,250	$17.37	$91,211.40	Disclosure SEC source: 0001225208-17-009782 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 11, 2017 Filed May 15, 2017 21:13 UTC	Nuveen Real Asset Income & Growth Fund JRI · Entity 5831	SaleCommon Stock	5,250	$17.29	$90,786.15	Disclosure SEC source: 0001225208-17-009771 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 08, 2017 Filed May 10, 2017 15:11 UTC	Nuveen California Municipal Value Fund 2 NCB · Entity 145134	SaleCommon Stock	7,000	$16.84	$117,908.00	Disclosure SEC source: 0001225208-17-009456 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 08, 2017 Filed May 10, 2017 15:10 UTC	Nuveen Pennsylvania Municipal Value Fund NPN · Entity 145068	SaleCommon Stock	7,000	$15.14	$105,993.30	Disclosure SEC source: 0001225208-17-009455 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 08, 2017 Filed May 10, 2017 15:09 UTC	Nuveen New Jersey Municipal Value Fund NJV · Entity 145066	SaleCommon Stock	7,000	$14.79	$103,515.30	Disclosure SEC source: 0001225208-17-009454 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 08, 2017 Filed May 10, 2017 15:12 UTC	Nuveen New York Municipal Value Fund 2 NYV · Entity 145067	SaleCommon Stock	7,000	$14.75	$103,250.00	Disclosure SEC source: 0001225208-17-009457 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 08, 2017 Filed May 10, 2017 19:15 UTC	Nuveen AMT-Free Municipal Value Fund NUW · Entity 6131	SaleCommon Stock	7,000	$17.07	$119,469.70	Disclosure SEC source: 0001225208-17-009458 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 13, 2017 Filed Apr 17, 2017 22:42 UTC	Nuveen Tax-Advantaged Dividend Growth Fund JTD · Entity 137526	SaleCommon Stock	5,240	$14.89	$78,018.88	Disclosure SEC source: 0001225208-17-008090 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 13, 2017 Filed Apr 17, 2017 22:40 UTC	Nuveen Core Equity Alpha Fund JCE · Entity 8955	SaleCommon Stock	5,240	$13.88	$72,731.20	Disclosure SEC source: 0001225208-17-008089 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 13, 2017 Filed Apr 17, 2017 22:39 UTC	Nuveen Global High Income Fund JGH · Entity 992	SaleCommon Stock	6,471.4	$16.51	$106,822.75	Disclosure SEC source: 0001225208-17-008088 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 13, 2017 Filed Apr 17, 2017 22:38 UTC	Nuveen S&P 500 Dynamic Overwrite Fund SPXX · Entity 5801	SaleCommon Stock	5,240	$14.94	$78,265.69	Disclosure SEC source: 0001225208-17-008087 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 13, 2017 Filed Apr 18, 2017 17:19 UTC	Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX · Entity 4687	SaleCommon Stock	1	$20.60	$20.60	Disclosure SEC source: 0001225208-17-008095 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:52 UTC	Nuveen S&P 500 BuyWrite Income Fund BXMX · Entity 65151	SaleCommon Stock	10,369.8082	$13.31	$138,022.15	Disclosure SEC source: 0001225208-17-007866 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 06, 2017 Filed Apr 10, 2017 16:41 UTC	Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253	SaleCommon Stock	7,000	$11.62	$81,340.00	Disclosure SEC source: 0001225208-17-007860 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:57 UTC	NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899	SaleCommon Stock	7,000	$11.40	$79,800.00	Disclosure SEC source: 0001225208-17-007868 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:44 UTC	Nuveen Credit Strategies Income Fund JQC · Entity 986	SaleCommon Stock	7,000	$8.72	$61,040.00	Disclosure SEC source: 0001225208-17-007862 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:00 UTC	Nuveen Preferred & Income Opportunities Fund JPC · Entity 4284	SaleCommon Stock	7,000	$9.86	$69,020.00	Disclosure SEC source: 0001225208-17-007870 · doc4.xml · nonDerivative · entry 1 Nuveen Fund Advisors, LLC · CIK 0001311016 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.