Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | Trustee | February 25, 2025 | February 27, 2025 |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432 | Trustee | June 22, 2026 | June 29, 2026 |
| NUVEEN REAL ESTATE INCOME FUNDJRS · Entity 8871 | Trustee | June 03, 2025 | June 04, 2025 |
| Nuveen Core Plus Impact FundNPCT · Entity 6028 | Trustee | April 01, 2021 | April 29, 2021 |
| Nuveen Corporate Income 2023 Target Term FundJHAA · Entity 126455 | Trustee | December 19, 2018 | December 19, 2018 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Trustee | March 28, 2017 | March 28, 2017 |
| Nuveen Dynamic Municipal Opportunities FundNDMO · Entity 1425 | Trustee | August 27, 2020 | August 27, 2020 |
| Nuveen Emerging Markets Debt 2022 Target Term FundJEMD · Entity 126454 | Trustee | September 26, 2017 | September 26, 2017 |
| Nuveen Enhanced CLO Income FundECLO · Entity 998 | Trustee | January 10, 2025 | January 14, 2025 |
| Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808 | Trustee | July 15, 2026 | July 20, 2026 |
| Nuveen Enhanced High Yield Municipal Bond FundNONE · Entity 1003 | Trustee | June 29, 2021 | June 29, 2021 |
| Nuveen Floating Rate Income Opportunity FundJRO · Entity 16253 | Trustee | March 09, 2017 | March 10, 2017 |
| Nuveen High Income December 2018 Target Term FundJHA · Entity 158273 | Trustee | November 12, 2015 | December 29, 2017 |
| Nuveen Multi-Asset Income FundNMAI · Entity 5490 | Trustee | July 01, 2021 | July 08, 2021 |
| Nuveen Municipal Credit Opportunities FundNMCO · Entity 1431 | Trustee | September 16, 2019 | September 16, 2019 |
| Nuveen Preferred & Income FundJPT · Entity 124564 | Trustee | January 26, 2017 | January 26, 2017 |
| Nuveen Variable Rate Preferred & Income FundNPFD · Entity 5547 | Trustee | December 14, 2021 | December 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUVEEN FLOATING RATE INCOME FUND
Report date February 25, 2025 · Filed February 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,516.2 |
Reported balance
After 2025-02-25 transaction · row 1
1 source rowRow 1 · 2025-02-25 · Other · Acquired 6,903.2 · Balance 34,516.2 F1: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
| Subscription rightSEC Table II · derivative / convertible security · Conversion / exercise price $8.20 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2025-02-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-25 · Other · Disposed 34,516 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b).
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Report date June 22, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,788 |
Reported balance
After 2026-06-22 transaction · row 1
1 source rowRow 1 · 2026-06-22 · Sale · Disposed 1,812 · Balance 3,788 |
| Common StockSEC Table I · non-derivative | IndirectFamily LLC | 736 |
Reported balance
After 2026-06-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-06-22 · Sale · Disposed 1,100 · Balance 736 |
NUVEEN REAL ESTATE INCOME FUND
Report date June 03, 2025 · Filed June 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-06-03 transaction · row 1
1 source rowRow 1 · 2025-06-03 · Sale · Disposed 1,037 · Balance 0 F1: This amount includes shares issued in connection with the issuer's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes shares issued in connection with the issuer's dividend reinvestment plan.
Nuveen Core Plus Impact Fund
Report date April 01, 2021 · Filed April 29, 2021
This filing explicitly reported no securities owned.
Nuveen Corporate Income 2023 Target Term Fund
Report date December 19, 2018 · Filed December 19, 2018
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date March 28, 2017 · Filed March 28, 2017
This filing explicitly reported no securities owned.
Nuveen Dynamic Municipal Opportunities Fund
Report date August 27, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Nuveen Emerging Markets Debt 2022 Target Term Fund
Report date September 26, 2017 · Filed September 26, 2017
This filing explicitly reported no securities owned.
Nuveen Enhanced CLO Income Fund
Report date January 10, 2025 · Filed January 14, 2025
This filing explicitly reported no securities owned.
Nuveen Enhanced Corporate Opportunities Fund
Report date July 15, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Nuveen Enhanced High Yield Municipal Bond Fund
Report date June 29, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Nuveen Floating Rate Income Opportunity Fund
Report date March 09, 2017 · Filed March 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Ending reported balance
After 2017-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-09 · Purchase · Acquired 1,500 · Balance 1,500 Row 2 · 2017-03-09 · Purchase · Acquired 1,500 · Balance 3,000 |
Nuveen High Income December 2018 Target Term Fund
Report date November 12, 2015 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen Multi-Asset Income Fund
Report date July 01, 2021 · Filed July 08, 2021
This filing explicitly reported no securities owned.
Nuveen Municipal Credit Opportunities Fund
Report date September 16, 2019 · Filed September 16, 2019
This filing explicitly reported no securities owned.
Nuveen Preferred & Income Fund
Report date January 26, 2017 · Filed January 26, 2017
This filing explicitly reported no securities owned.
Nuveen Variable Rate Preferred & Income Fund
Report date December 14, 2021 · Filed December 15, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CANTALOUPE, INC.
Report date October 16, 2019 · Filed November 22, 2019
Section 16 reporting ended · disclosed 2019-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 366,482 |
Reported balance
After 2019-10-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-10-16 · Grant · Acquired 13,216 · Balance 366,482 F1: The shares were to vest as follows: 6,608 shares on 10/16/19 and 6,608 shares on 10/16/20. On November 22, 2019, the vesting schedule was revised so that all of the shares vest on 11/8/19. F2: Pursuant to a Form 4 filed on July 5, 2018, Mr. Moschner reported that an award to him of 6,677 shares of common stock dated 7/2/18 was to vest ratably over a period of twenty-four (24) months, starting 8/1/18. On November 22, 2019, the vesting schedule for such shares was revised so that all of the shares that had not vested as of 11/8/19, would vest as of such date. |
| Common StockSEC Table I · non-derivative | IndirectBy Moschner Family LLC | 20,000 |
Reported balance
Holding disclosure · report date 2019-10-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2019-10-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,000 F3: As of June 30, 2018, each share of series A convertible preferred stock was convertible into 0.1988 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were to vest as follows: 6,608 shares on 10/16/19 and 6,608 shares on 10/16/20. On November 22, 2019, the vesting schedule was revised so that all of the shares vest on 11/8/19.
F2: Pursuant to a Form 4 filed on July 5, 2018, Mr. Moschner reported that an award to him of 6,677 shares of common stock dated 7/2/18 was to vest ratably over a period of twenty-four (24) months, starting 8/1/18. On November 22, 2019, the vesting schedule for such shares was revised so that all of the shares that had not vested as of 11/8/19, would vest as of such date.
F3: As of June 30, 2018, each share of series A convertible preferred stock was convertible into 0.1988 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2026 Filed Jun 29, 2026 17:46 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | SaleCommon Stock | 1,100 | $10.35 | $11,389.40 |
DisclosureSEC source: 0001225208-26-006229 · doc4.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Indirect · Family LLC Disclosed balance after: 736 Read SEC document |
| June 22, 2026 Filed Jun 29, 2026 17:46 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | SaleCommon Stock | 1,812 | $10.37 | $18,790.44 |
DisclosureSEC source: 0001225208-26-006229 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,788 Read SEC document |
| June 03, 2025 Filed Jun 4, 2025 12:22 UTC | NUVEEN REAL ESTATE INCOME FUND JRS · Entity 8871 | SaleCommon Stock | 1,037 | $7.86 | $8,150.82 |
DisclosureSEC source: 0001225208-25-005707 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This amount includes shares issued in connection with the issuer's dividend reinvestment plan. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherSubscription right · Derivative | 34,516 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002597 · doc4.xml · derivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,903.2 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherCommon Stock | 6,903.2 | $8.20 | $56,606.24 |
DisclosureSEC source: 0001225208-25-002597 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,516.2 F1 · shares: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 12:57 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | SaleCommon Stock | 20,000 | $8.77 | $175,400.00 |
DisclosureSEC source: 0001225208-24-008949 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,400 Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 20:50 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 2,200 | $8.19 | $18,015.80 |
DisclosureSEC source: 0001225208-23-008812 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,400 Read SEC document |
| August 10, 2023 Filed Aug 10, 2023 23:44 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | PurchaseCommon Stock | 800 | $10.40 | $8,320.00 |
DisclosureSEC source: 0001225208-23-008190 · doc4.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Indirect · Family LLC Disclosed balance after: 800 Read SEC document |
| August 10, 2023 Filed Aug 10, 2023 23:44 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | PurchaseCommon Stock | 4,100 | $10.38 | $42,558.00 |
DisclosureSEC source: 0001225208-23-008190 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,600 Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:17 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007886 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: JRO shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| May 26, 2022 Filed May 26, 2022 16:54 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | PurchaseCommon Stock | 1,500 | $12.33 | $18,495.00 |
DisclosureSEC source: 0001225208-22-007386 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 22:28 UTC | NUVEEN REAL ESTATE INCOME FUND JRS · Entity 8871 | PurchaseCommon Stock | 800 | $11.99 | $9,592.00 |
DisclosureSEC source: 0001225208-22-005659 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 19:46 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 3,000 | $7.87 | $23,610.00 |
DisclosureSEC source: 0001225208-20-008989 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,200 Read SEC document |
| October 16, 2019 Filed Nov 22, 2019 21:42 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 13,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-022094 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,482 F1 · shares: The shares were to vest as follows: 6,608 shares on 10/16/19 and 6,608 shares on 10/16/20. On November 22, 2019, the vesting schedule was revised so that all of the shares vest on 11/8/19. F2 · balance_after: Pursuant to a Form 4 filed on July 5, 2018, Mr. Moschner reported that an award to him of 6,677 shares of common stock dated 7/2/18 was to vest ratably over a period of twenty-four (24) months, starting 8/1/18. On November 22, 2019, the vesting schedule for such shares was revised so that all of the shares that had not vested as of 11/8/19, would vest as of such date. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 23:15 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 2,892 | $3.89 | $11,249.88 |
DisclosureSEC source: 0001567619-19-001377 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,266 F1 · kind: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended December 31, 2018. F1 · shares: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended December 31, 2018. Read SEC document |
| October 23, 2018 Filed Oct 23, 2018 20:15 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 1,563 | $7.20 | $11,253.60 |
DisclosureSEC source: 0001567619-18-004422 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,374 F1 · kind: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended September 30, 2018. F1 · shares: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended September 30, 2018. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 21:39 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 804 | $14.00 | $11,256.00 |
DisclosureSEC source: 0001140361-18-033523 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,811 F2 · kind: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended June 30, 2018. F2 · shares: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended June 30, 2018. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 13:04 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 6,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-031448 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,757 F1 · kind: The shares vest ratably over a period of twenty-four (24) months, starting August 1, 2018. F1 · shares: The shares vest ratably over a period of twenty-four (24) months, starting August 1, 2018. Read SEC document |
| April 05, 2018 Filed Jul 25, 2018 21:39 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 1,250 | $9.00 | $11,250.00 |
DisclosureSEC source: 0001140361-18-033523 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,007 F1 · kind: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended March 31, 2018. F1 · shares: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended March 31, 2018. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 23:20 UTC | CANTALOUPE, INC. USAT · Entity 45433 | OtherNon-Qualified Stock Option (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $2.05 | Not disclosed |
DisclosureSEC source: 0001140361-18-008428 · doc1.xml · derivative · entry 4 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Moschner Family LLC Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-06-18 F1 · price: Represents shares of common stock issued to the Moschner Family LLC upon exercise of Non-Qualified Stock Options at the price of $2.05 per share. F3 · derivative.exercise_date: The options vested as follows: 6,667 on 6/18/15; 6,667 on 6/18/16; and 6,666 on 6/18/17. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 23:20 UTC | CANTALOUPE, INC. USAT · Entity 45433 | OtherCommon Stock | 20,000 | $2.05 | $41,000.00 |
DisclosureSEC source: 0001140361-18-008428 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Moschner Family LLC Disclosed balance after: 20,000 F1 · kind: Represents shares of common stock issued to the Moschner Family LLC upon exercise of Non-Qualified Stock Options at the price of $2.05 per share. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 21:52 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 1,154 | $9.75 | $11,251.50 |
DisclosureSEC source: 0001140361-18-002208 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,080 F1 · kind: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended December 31, 2017. F1 · shares: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended December 31, 2017. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:26 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 2,000 | $9.71 | $19,424.00 |
DisclosureSEC source: 0001140361-17-047814 · doc1.xml · nonDerivative · entry 5 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,926 F3 · price: This transaction was executed in multiple trades at prices ranging from $9.7050 to $9.7250. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 21:26 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 9,478 | $9.61 | $91,049.46 |
DisclosureSEC source: 0001140361-17-047814 · doc1.xml · nonDerivative · entry 4 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,926 F2 · price: This transaction was executed in multiple trades at prices ranging from $9.6050 to $9.61. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 22, 2017 Filed Dec 29, 2017 21:26 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 522 | $9.70 | $5,063.40 |
DisclosureSEC source: 0001140361-17-047814 · doc1.xml · nonDerivative · entry 3 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,404 Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 00:54 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 12,000 | $9.65 | $115,800.00 |
DisclosureSEC source: 0001140361-17-046608 · doc1.xml · nonDerivative · entry 4 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,926 F2 · shares: This transaction was executed in multiple trades at prices ranging from $9.60 to $9.76. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · price: This transaction was executed in multiple trades at prices ranging from $9.60 to $9.76. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 00:54 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 7,621 | $9.34 | $71,180.14 |
DisclosureSEC source: 0001140361-17-046608 · doc1.xml · nonDerivative · entry 3 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,926 F1 · shares: This transaction was executed in multiple trades at prices ranging from $9.30 to $9.35. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $9.30 to $9.35. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 00:54 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 379 | $9.20 | $3,486.80 |
DisclosureSEC source: 0001140361-17-046608 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,547 Read SEC document |
| December 13, 2017 Filed Dec 19, 2017 00:54 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GiftSeries A Convertible Preferred Stock · Derivative | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-046608 · doc1.xml · derivative · entry 5 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 291 shares Expires not disclosed F3 · derivative.exercise_price: As of June 30, 2017, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. F3 · price: As of June 30, 2017, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. F3 · derivative.exercise_date: As of June 30, 2017, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. F3 · derivative.expiration_date: As of June 30, 2017, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. Read SEC document |
| December 13, 2017 Filed Dec 19, 2017 00:54 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-046608 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,926 Read SEC document |
| December 13, 2017 Filed Dec 29, 2017 21:26 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 2,000 | $9.25 | $18,500.00 |
DisclosureSEC source: 0001140361-17-047814 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,926 Read SEC document |
| December 12, 2017 Filed Dec 29, 2017 21:26 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 6,000 | $9.15 | $54,900.00 |
DisclosureSEC source: 0001140361-17-047814 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.10 to $9.20. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 23:54 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 2,000 | $8.46 | $16,920.00 |
DisclosureSEC source: 0001140361-17-045220 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,926 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:54 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 10,000 | $8.26 | $82,600.00 |
DisclosureSEC source: 0001140361-17-045220 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.26 to $8.65. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:02 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 4,037 | $8.58 | $34,637.46 |
DisclosureSEC source: 0001140361-17-044883 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,926 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.55 to $8.60. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 22:02 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 7,963 | $8.64 | $68,800.32 |
DisclosureSEC source: 0001140361-17-044883 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,963 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.55 to $8.70. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 27, 2017 Filed Nov 27, 2017 21:42 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 2,000 | $8.50 | $17,000.00 |
DisclosureSEC source: 0001140361-17-043867 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,926 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.50 to $8.505. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:42 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GiftSeries A Convertible Preferred Stock · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043867 · doc1.xml · derivative · entry 3 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 291 shares Expires not disclosed F3 · derivative.exercise_price: As of June 30, 2017, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. F3 · derivative.exercise_date: As of June 30, 2017, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. F3 · derivative.expiration_date: As of June 30, 2017, each share of series A convertible preferred stock was convertible into 0.1940 of a share of common stock at the option of the holder and is subject to further adjustment as provided in the Articles of Incorporation. The shares do not have an expiration date. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:42 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 6,000 | $8.46 | $50,760.00 |
DisclosureSEC source: 0001140361-17-043867 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.4561 to $8.46. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:11 UTC | CANTALOUPE, INC. USAT · Entity 45433 | SaleCommon Stock | 20,000 | $8.25 | $165,000.00 |
DisclosureSEC source: 0001140361-17-043542 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.05 to $8.35. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 12, 2017 Filed Oct 12, 2017 21:22 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 1,800 | $6.25 | $11,250.00 |
DisclosureSEC source: 0001140361-17-038554 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,926 F1 · kind: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended September 30, 2017. F1 · shares: Represents shares of common stock issued by the Company to Mr. Moschner for director fees attributable to the quarter ended September 30, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:12 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GrantCommon Stock | 16,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027199 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,126 F1 · kind: The shares vest ratably over a period of twenty-four (24) months, starting August 1, 2017. F1 · shares: The shares vest ratably over a period of twenty-four (24) months, starting August 1, 2017. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:37 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 200 | $11.40 | $2,280.00 |
DisclosureSEC source: 0001225208-17-007841 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,200 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 10:28 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 1,500 | $12.00 | $18,000.00 |
DisclosureSEC source: 0001225208-17-006040 · doc4.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 10:28 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 1,500 | $12.03 | $18,045.00 |
DisclosureSEC source: 0001225208-17-006040 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 17:57 UTC | CANTALOUPE, INC. USAT · Entity 45433 | PurchaseCommon Stock | 15,000 | $3.86 | $57,870.00 |
DisclosureSEC source: 0001140361-17-010823 · doc1.xml · nonDerivative · entry 3 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,762 F1 · kind: This transaction was executed in multiple trades at prices ranging from $3.84 to $3.89. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · price: This transaction was executed in multiple trades at prices ranging from $3.84 to $3.89. The price set forth above reflects the weighted-average price per share. Mr. Moschner hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:44 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 25,000 | $12.02 | $300,500.00 |
DisclosureSEC source: 0001225208-17-003431 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| August 18, 2016 Filed Mar 7, 2017 17:57 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010823 · doc1.xml · nonDerivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,762 Read SEC document |
| August 16, 2016 Filed Mar 7, 2017 17:57 UTC | CANTALOUPE, INC. USAT · Entity 45433 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010823 · doc1.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,762 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.