Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD · Entity 13059 | Portfolio Manager | September 25, 2017 | September 25, 2017 |
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | Portfolio Manager | March 30, 2026 | April 24, 2026 |
| NUVEEN SENIOR INCOME FUNDNSL · Entity 16257 | Portfolio Manager | November 18, 2022 | November 22, 2022 |
| NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA · Entity 17107 | Portfolio Manager | September 25, 2017 | September 25, 2017 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Portfolio Manager | March 28, 2017 | March 28, 2017 |
| Nuveen Credit Strategies Income FundJQC · Entity 986 | Portfolio Manager | March 30, 2026 | April 24, 2026 |
| Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808 | Portfolio Manager | July 15, 2026 | July 20, 2026 |
| Nuveen Floating Rate Income Opportunity FundJRO · Entity 16253 | Portfolio Manager | May 13, 2022 | May 13, 2022 |
| Nuveen Short Duration Credit Opportunities FundJSD · Entity 12407 | Portfolio Manager | November 18, 2022 | November 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Report date September 25, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
NUVEEN FLOATING RATE INCOME FUND
Report date March 30, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,440 |
Ending reported balance
After 2026-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-30 · Purchase · Acquired 7,000 · Balance 52,440 Row 2 · 2026-03-31 · Purchase · Acquired 7,000 · Balance 59,440 |
NUVEEN SENIOR INCOME FUND
Report date November 18, 2022 · Filed November 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,923 |
Reported balance
After 2022-11-18 transaction · row 1
1 source rowRow 1 · 2022-11-18 · Purchase · Acquired 38,923 · Balance 62,923 |
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
Report date September 25, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date March 28, 2017 · Filed March 28, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Strategies Income Fund
Report date March 30, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,000 |
Ending reported balance
After 2026-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-30 · Purchase · Acquired 10,000 · Balance 16,000 Row 2 · 2026-03-31 · Purchase · Acquired 10,000 · Balance 26,000 |
Nuveen Enhanced Corporate Opportunities Fund
Report date July 15, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Nuveen Floating Rate Income Opportunity Fund
Report date May 13, 2022 · Filed May 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,636 |
Reported balance
After 2022-05-13 transaction · row 1
1 source rowRow 1 · 2022-05-13 · Purchase · Acquired 5,000 · Balance 51,636 |
Nuveen Short Duration Credit Opportunities Fund
Report date November 18, 2022 · Filed November 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-11-18 transaction · row 1
1 source rowRow 1 · 2022-11-18 · Sale · Disposed 16,156 · Balance 0 F1: Total includes shares acquired through reinvestment of dividends under a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes shares acquired through reinvestment of dividends under a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Apr 24, 2026 20:35 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 10,000 | $4.83 | $48,270.00 |
DisclosureSEC source: 0001225208-26-004594 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| March 31, 2026 Filed Apr 24, 2026 20:39 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 7,000 | $7.41 | $51,888.90 |
DisclosureSEC source: 0001225208-26-004595 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,440 Read SEC document |
| March 30, 2026 Filed Apr 24, 2026 20:35 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 10,000 | $4.69 | $46,861.00 |
DisclosureSEC source: 0001225208-26-004594 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| March 30, 2026 Filed Apr 24, 2026 20:39 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 7,000 | $7.24 | $50,680.70 |
DisclosureSEC source: 0001225208-26-004595 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,440 Read SEC document |
| May 05, 2025 Filed May 6, 2025 19:16 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | OtherSubscription Right · Derivative | 6,000 | $0.00 Strike: $5.09 | $0.00 |
DisclosureSEC source: 0001225208-25-004784 · doc4.xml · derivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2025-04-29 F1 · derivative.underlying_shares: Represents shares aquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 12:57 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 5,000 | $7.95 | $39,742.50 |
DisclosureSEC source: 0001225208-25-004191 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,440 Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 12:38 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 15,000 | $8.40 | $126,000.00 |
DisclosureSEC source: 0001225208-25-003590 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,440 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherSubscription right · Derivative | 21,200 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002598 · doc4.xml · derivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,240 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherCommon Stock | 4,240 | $8.20 | $34,768.00 |
DisclosureSEC source: 0001225208-25-002598 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,440 F1 · shares: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 18:44 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | SaleCommon Stock | 15,000 | $4.92 | $73,800.00 |
DisclosureSEC source: 0001225208-23-009306 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 18:41 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | SaleCommon Stock | 29,503 | $7.90 | $233,073.70 |
DisclosureSEC source: 0001225208-23-009305 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,056 Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 14:41 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | SaleCommon Stock | 35,000 | $8.11 | $283,934.00 |
DisclosureSEC source: 0001225208-23-009086 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,559 Read SEC document |
| September 26, 2023 Filed Sep 27, 2023 13:40 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | SaleClass A Common Stock | 25,000 | $8.13 | $203,212.50 |
DisclosureSEC source: 0001225208-23-009072 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,559 Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:42 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherClass A Common Stock | 51,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007876 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,559 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F3 · shares: JRO shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:42 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | OtherClass A Common Stock | 62,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007876 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,923 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: NSL shares to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 12:31 UTC | NUVEEN SENIOR INCOME FUND NSL · Entity 16257 | PurchaseCommon Stock | 38,923 | $4.81 | $187,305.26 |
DisclosureSEC source: 0001225208-22-011811 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,923 Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 16:07 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 16,156 | $12.07 | $194,925.37 |
DisclosureSEC source: 0001225208-22-011840 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Total includes shares acquired through reinvestment of dividends under a dividend reinvestment plan. Read SEC document |
| May 13, 2022 Filed May 13, 2022 13:27 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 5,000 | $8.43 | $42,162.00 |
DisclosureSEC source: 0001225208-22-006995 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,636 Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 13:31 UTC | NUVEEN SENIOR INCOME FUND NSL · Entity 16257 | PurchaseCommon Stock | 10,000 | $5.65 | $56,487.00 |
DisclosureSEC source: 0001225208-22-003344 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 12:17 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 5,000 | $9.70 | $48,492.50 |
DisclosureSEC source: 0001225208-22-003330 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,636 Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 09:50 UTC | NUVEEN SENIOR INCOME FUND NSL · Entity 16257 | PurchaseCommon Stock | 12,000 | $5.57 | $66,817.20 |
DisclosureSEC source: 0001225208-21-007271 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 07:51 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 5,000 | $9.58 | $47,900.00 |
DisclosureSEC source: 0001225208-21-006638 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,636 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 12:58 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 10,000 | $6.51 | $65,096.00 |
DisclosureSEC source: 0001225208-21-005088 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 13:06 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 7,000 | $9.42 | $65,973.60 |
DisclosureSEC source: 0001225208-21-004876 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 21:26 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 7,000 | $9.42 | $65,973.60 |
DisclosureSEC source: 0001225208-21-004072 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| March 31, 2020 Filed Aug 25, 2020 17:18 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 5,000 | $7.37 | $36,842.00 |
DisclosureSEC source: 0001225208-20-010996 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,636 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 17:39 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 3,000 | $7.02 | $21,049.80 |
DisclosureSEC source: 0001225208-20-005796 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,636 Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 16:24 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 2,000 | $6.65 | $13,300.00 |
DisclosureSEC source: 0001225208-20-005649 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,636 Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:15 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 2,000 | $5.01 | $10,010.00 |
DisclosureSEC source: 0001225208-20-005639 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| March 25, 2020 Filed Mar 1, 2021 21:26 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 2,000 | $6.66 | $13,320.00 |
DisclosureSEC source: 0001225208-21-004072 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 17:41 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 2,500 | $6.04 | $15,108.00 |
DisclosureSEC source: 0001225208-20-005611 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,636 Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 16:22 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 6,022 | $15.10 | $90,947.86 |
DisclosureSEC source: 0001225208-19-011122 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,190 Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 16:22 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 5,100 | $15.07 | $76,869.75 |
DisclosureSEC source: 0001225208-19-011122 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,212 Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:40 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 2,000 | $9.44 | $18,885.40 |
DisclosureSEC source: 0001225208-19-000750 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,136 Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 15:23 UTC | NUVEEN SENIOR INCOME FUND NSL · Entity 16257 | PurchaseCommon Stock | 2,000 | $6.52 | $13,039.80 |
DisclosureSEC source: 0001225208-18-014453 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 15:13 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 2,000 | $10.27 | $20,539.20 |
DisclosureSEC source: 0001225208-18-014451 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,136 Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 19:15 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 2,000 | $10.43 | $20,861.40 |
DisclosureSEC source: 0001225208-18-014452 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 14:46 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 2,000 | $10.22 | $20,440.00 |
DisclosureSEC source: 0001225208-18-012420 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,136 Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 16:22 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 2,200 | $10.18 | $22,396.00 |
DisclosureSEC source: 0001225208-18-011859 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,136 Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 16:22 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 3,800 | $10.22 | $38,836.00 |
DisclosureSEC source: 0001225208-18-011859 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,936 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 16:57 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 511 | $17.62 | $9,003.82 |
DisclosureSEC source: 0001225208-17-016944 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,312 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 600 | $17.51 | $10,506.00 |
DisclosureSEC source: 0001225208-17-016757 · doc4.xml · nonDerivative · entry 7 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,823 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 300 | $17.52 | $5,256.00 |
DisclosureSEC source: 0001225208-17-016757 · doc4.xml · nonDerivative · entry 6 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,423 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 300 | $17.53 | $5,257.50 |
DisclosureSEC source: 0001225208-17-016757 · doc4.xml · nonDerivative · entry 5 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,723 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 300 | $17.53 | $5,259.00 |
DisclosureSEC source: 0001225208-17-016757 · doc4.xml · nonDerivative · entry 4 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,023 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 300 | $17.55 | $5,265.00 |
DisclosureSEC source: 0001225208-17-016757 · doc4.xml · nonDerivative · entry 3 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,323 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 100 | $17.51 | $1,750.50 |
DisclosureSEC source: 0001225208-17-016757 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,623 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 100 | $17.54 | $1,754.00 |
DisclosureSEC source: 0001225208-17-016757 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,723 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 1,000 | $17.56 | $17,560.00 |
DisclosureSEC source: 0001225208-17-016756 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,823 Read SEC document |
| October 27, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 700 | $17.49 | $12,246.15 |
DisclosureSEC source: 0001225208-17-016755 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,823 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.