Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD · Entity 13059 | other | February 16, 2017 | February 16, 2017 |
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | other | November 27, 2018 | November 28, 2018 |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432 | Trustee | December 07, 2016 | December 09, 2016 |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDNUO · Entity 11522 | Director | June 01, 2018 | June 05, 2018 |
| NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA · Entity 17107 | other | July 06, 2017 | July 10, 2017 |
| Nuveen Corporate Income 2023 Target Term FundJHAA · Entity 126455 | Trustee | December 19, 2018 | December 19, 2018 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Trustee | March 28, 2017 | March 28, 2017 |
| Nuveen Credit Strategies Income FundJQC · Entity 986 | other | September 18, 2017 | September 20, 2017 |
| Nuveen Emerging Markets Debt 2022 Target Term FundJEMD · Entity 126454 | Chairman of the Board | December 18, 2018 | December 19, 2018 |
| Nuveen Energy MLP Total Return FundJMF · Entity 150912 | Trustee | June 21, 2017 | June 23, 2017 |
| Nuveen Floating Rate Income Opportunity FundJRO · Entity 16253 | other | December 15, 2017 | December 19, 2017 |
| Nuveen Global High Income FundJGH · Entity 992 | Chairman of the Board | December 15, 2017 | December 19, 2017 |
| Nuveen High Income December 2018 Target Term FundJHA · Entity 158273 | Trustee | November 12, 2015 | December 29, 2017 |
| Nuveen New Jersey Municipal Value FundNJV · Entity 145066 | Trustee | April 27, 2009 | December 29, 2017 |
| Nuveen New York Municipal Value Fund 2NYV · Entity 145067 | Trustee | April 27, 2009 | December 29, 2017 |
| Nuveen Pennsylvania Municipal Value FundNPN · Entity 145068 | Trustee | April 27, 2009 | December 29, 2017 |
| Nuveen Preferred & Income FundJPT · Entity 124564 | Trustee | January 26, 2017 | January 26, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Report date February 16, 2017 · Filed February 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 650 |
Reported balance
After 2017-02-16 transaction · row 1
1 source rowRow 1 · 2017-02-16 · Sale · Disposed 4,900 · Balance 650 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 13,200 |
Reported balance
Holding disclosure · report date 2017-02-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,200 |
NUVEEN FLOATING RATE INCOME FUND
Report date November 27, 2018 · Filed November 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-27 transaction · row 1
1 source rowRow 1 · 2018-11-27 · Sale · Disposed 35,775 · Balance 0 |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Report date December 07, 2016 · Filed December 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-07 transaction · row 1
1 source rowRow 1 · 2016-12-07 · Sale · Disposed 14,900 · Balance 0 |
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
Report date June 01, 2018 · Filed June 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,600 |
Reported balance
After 2018-06-01 transaction · row 1
1 source rowRow 1 · 2018-06-01 · Purchase · Acquired 15,600 · Balance 30,600 |
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
Report date July 06, 2017 · Filed July 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,550 |
Reported balance
After 2017-07-06 transaction · row 1
1 source rowRow 1 · 2017-07-06 · Purchase · Acquired 3,850 · Balance 34,550 |
Nuveen Corporate Income 2023 Target Term Fund
Report date December 19, 2018 · Filed December 19, 2018
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date March 28, 2017 · Filed March 28, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Strategies Income Fund
Report date September 18, 2017 · Filed September 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2017-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 |
Nuveen Emerging Markets Debt 2022 Target Term Fund
Report date December 18, 2018 · Filed December 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-18 transaction · row 1
1 source rowRow 1 · 2018-12-18 · Sale · Disposed 20,915 · Balance 0 |
Nuveen Energy MLP Total Return Fund
Report date June 21, 2017 · Filed June 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-21 transaction · row 1
1 source rowRow 1 · 2017-06-21 · Sale · Disposed 40,030 · Balance 0 |
Nuveen Floating Rate Income Opportunity Fund
Report date December 15, 2017 · Filed December 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,800 |
Reported balance
After 2017-12-15 transaction · row 1
1 source rowRow 1 · 2017-12-15 · Sale · Disposed 38,600 · Balance 8,800 |
Nuveen Global High Income Fund
Report date December 15, 2017 · Filed December 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-15 transaction · row 1
1 source rowRow 1 · 2017-12-15 · Sale · Disposed 23,100 · Balance 0 |
Nuveen High Income December 2018 Target Term Fund
Report date November 12, 2015 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen New Jersey Municipal Value Fund
Report date April 27, 2009 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen New York Municipal Value Fund 2
Report date April 27, 2009 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen Pennsylvania Municipal Value Fund
Report date April 27, 2009 · Filed December 29, 2017
This filing explicitly reported no securities owned.
Nuveen Preferred & Income Fund
Report date January 26, 2017 · Filed January 26, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2018 Filed Dec 19, 2018 19:03 UTC | Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454 | SaleCommon Stock | 20,915 | $7.56 | $158,175.96 |
DisclosureSEC source: 0001225208-18-016935 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 17:12 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | SaleCommon Stock | 35,775 | $9.64 | $344,878.16 |
DisclosureSEC source: 0001225208-18-015937 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 11:57 UTC | NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND NUO · Entity 11522 | PurchaseCommon Stock | 15,600 | $13.80 | $215,333.04 |
DisclosureSEC source: 0001225208-18-010148 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,600 Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 10:30 UTC | NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND NUO · Entity 11522 | PurchaseCommon Stock | 15,000 | $13.78 | $206,629.50 |
DisclosureSEC source: 0001225208-18-010006 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 12:06 UTC | Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454 | PurchaseCommon Stock | 8,900 | $9.64 | $85,762.18 |
DisclosureSEC source: 0001225208-18-001481 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,915 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 11:51 UTC | Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454 | PurchaseCommon Stock | 12,015 | $9.53 | $114,478.92 |
DisclosureSEC source: 0001225208-18-001416 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,015 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 11:18 UTC | NUVEEN FLOATING RATE INCOME FUND JFR · Entity 8899 | PurchaseCommon Stock | 35,775 | $11.18 | $400,132.64 |
DisclosureSEC source: 0001225208-18-001412 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,775 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:16 UTC | Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454 | SaleCommon Stock | 19,275 | $9.34 | $180,122.95 |
DisclosureSEC source: 0001225208-17-018892 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 12:07 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | SaleCommon Stock | 38,600 | $11.27 | $435,118.50 |
DisclosureSEC source: 0001225208-17-018850 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 11:53 UTC | Nuveen Global High Income Fund JGH · Entity 992 | SaleCommon Stock | 23,100 | $16.68 | $385,418.88 |
DisclosureSEC source: 0001225208-17-018848 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 13:13 UTC | Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454 | PurchaseCommon Stock | 10,275 | $10.10 | $103,752.84 |
DisclosureSEC source: 0001225208-17-016022 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,275 Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 13:13 UTC | Nuveen Emerging Markets Debt 2022 Target Term Fund JEMD · Entity 126454 | PurchaseCommon Stock | 9,000 | $10.06 | $90,520.20 |
DisclosureSEC source: 0001225208-17-016023 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 11:52 UTC | Nuveen Global High Income Fund JGH · Entity 992 | PurchaseCommon Stock | 23,100 | $17.33 | $400,343.79 |
DisclosureSEC source: 0001225208-17-015147 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,100 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 11:01 UTC | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA · Entity 17107 | PurchaseCommon Stock | 3,850 | $12.97 | $49,934.50 |
DisclosureSEC source: 0001225208-17-012457 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,550 Read SEC document |
| July 05, 2017 Filed Jul 5, 2017 16:37 UTC | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA · Entity 17107 | PurchaseCommon Stock | 21,853 | $13.02 | $284,495.47 |
DisclosureSEC source: 0001225208-17-012221 · doc4.xml · nonDerivative · entry 2 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,700 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:21 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 8,600 | $11.55 | $99,336.88 |
DisclosureSEC source: 0001225208-17-012069 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,400 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:37 UTC | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA · Entity 17107 | PurchaseCommon Stock | 8,847 | $12.80 | $113,200.90 |
DisclosureSEC source: 0001225208-17-012221 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,847 Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 14:51 UTC | Nuveen Energy MLP Total Return Fund JMF · Entity 150912 | SaleCommon Stock | 40,030 | $11.85 | $474,467.58 |
DisclosureSEC source: 0001225208-17-011558 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 14:41 UTC | Nuveen Energy MLP Total Return Fund JMF · Entity 150912 | SaleCommon Stock | 3,730 | $13.35 | $49,809.30 |
DisclosureSEC source: 0001225208-17-008280 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,030 Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 21:01 UTC | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND JDD · Entity 13059 | SaleCommon Stock | 4,900 | $12.04 | $58,984.73 |
DisclosureSEC source: 0001225208-17-003638 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 17:20 UTC | NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND NUO · Entity 11522 | SaleCommon Stock | 19,980 | $15.00 | $299,777.92 |
DisclosureSEC source: 0001225208-16-042979 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 17:06 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | PurchaseCommon Stock | 30,000 | $11.78 | $353,499.00 |
DisclosureSEC source: 0001225208-16-042972 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,800 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:24 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | SaleCommon Stock | 14,900 | $12.92 | $192,508.00 |
DisclosureSEC source: 0001225208-16-042981 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 17:17 UTC | Nuveen Energy MLP Total Return Fund JMF · Entity 150912 | PurchaseCommon Stock | 11,250 | $13.30 | $149,634.00 |
DisclosureSEC source: 0001225208-16-042977 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,760 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:14 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | PurchaseCommon Stock | 25,000 | $8.68 | $216,985.00 |
DisclosureSEC source: 0001225208-16-042976 · doc4.xml · nonDerivative · entry 1 SCHNEIDER WILLIAM J · CIK 0001189629 · other 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.