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JCI

Johnson Controls International plc

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2940
SEC CIK
0000833444
Parsed reports
774

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202613
Mar 202600
Apr 202600
May 202605
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2017 Filed Jun 16, 2017 19:02 UTC GrantOrdinary Shares 2,777 $41.86 $116,245.22
Disclosure

SEC source: 0001127602-17-021568 · form4.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:32 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,232 $0.00 Strike: $37.05 $0.00
Disclosure

SEC source: 0001127602-17-019169 · form4.xml · derivative · entry 4

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,232 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:32 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Disposition to issuerOrdinary Shares 4,232 $42.58 $180,194.33
Disclosure

SEC source: 0001127602-17-019169 · form4.xml · nonDerivative · entry 2

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,560.43

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.57 to $42.92, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:32 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Exercise / conversionOrdinary Shares 4,232 $37.05 $156,795.60
Disclosure

SEC source: 0001127602-17-019169 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,792.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:58 UTC
Molinaroli Alex ADirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 97,678 $0.00 Strike: $37.05 $0.00
Disclosure

SEC source: 0001127602-17-017565 · form4.xml · derivative · entry 5

Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 97,678 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:58 UTC
Molinaroli Alex ADirector · Chairman & CEO
Disposition to issuerOrdinary Shares 97,678 $41.97 $4,099,692.18
Disclosure

SEC source: 0001127602-17-017565 · form4.xml · nonDerivative · entry 3

Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296,407.02

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.86 to $42.13, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:58 UTC
Molinaroli Alex ADirector · Chairman & CEO
Exercise / conversionOrdinary Shares 97,678 $37.05 $3,618,969.90
Disclosure

SEC source: 0001127602-17-017565 · form4.xml · nonDerivative · entry 2

Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394,085.02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:58 UTC
Molinaroli Alex ADirector · Chairman & CEO
SaleOrdinary Shares 6,335 $41.96 $265,798.23
Disclosure

SEC source: 0001127602-17-017565 · form4.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296,407.02

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.85 to $42.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:11 UTC Tax withholdingOrdinary Shares 2,008 $41.23 $82,789.84
Disclosure

SEC source: 0001127602-17-011469 · form4.xml · nonDerivative · entry 2

DUPERREAULT BRIAN · CIK 0001072522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,150

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:08 UTC Tax withholdingOrdinary Shares 2,244 $41.23 $92,520.12
Disclosure

SEC source: 0001127602-17-011466 · form4.xml · nonDerivative · entry 2

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,557

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:00 UTC
YOST R DAVIDDirector
Tax withholdingOrdinary Shares 2,008 $41.23 $82,789.84
Disclosure

SEC source: 0001127602-17-011463 · form4.xml · nonDerivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,718

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:57 UTC Tax withholdingOrdinary Shares 2,008 $41.23 $82,789.84
Disclosure

SEC source: 0001127602-17-011461 · form4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,773

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:23 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011483 · form4.xml · nonDerivative · entry 1

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,381

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:21 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011479 · form4.xml · nonDerivative · entry 1

del Valle Perochena Juan Pablo · CIK 0001659504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:19 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011475 · form4.xml · nonDerivative · entry 1

BLACK NATALIE A · CIK 0001205033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:15 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011471 · form4.xml · nonDerivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,458

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:11 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011469 · form4.xml · nonDerivative · entry 1

DUPERREAULT BRIAN · CIK 0001072522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,158

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:08 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011466 · form4.xml · nonDerivative · entry 1

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,801

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:00 UTC
YOST R DAVIDDirector
GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011463 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,726

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:54 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011459 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,261

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:57 UTC GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011461 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,781

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:40 UTC
Pfeiffer Johan FredrikPres. Bldg. Solutions EMEA
Tax withholdingOrdinary Shares 8,196 $42.27 $346,444.92
Disclosure

SEC source: 0001127602-17-010199 · form4.xml · nonDerivative · entry 1

Pfeiffer Johan Fredrik · CIK 0001493450 · Pres. Bldg. Solutions EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,722

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:02 UTC
Walicki Joseph AVice President & President, PS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,023 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001127602-17-004628 · form4.xml · derivative · entry 4

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 13,023 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:02 UTC
Walicki Joseph AVice President & President, PS
Disposition to issuerOrdinary Shares 13,023 $42.40 $552,214.27
Disclosure

SEC source: 0001127602-17-004628 · form4.xml · nonDerivative · entry 2

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,991.69

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.13 to $42.51, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

F2 · balance_after: Includes 1,037.1 shares acquired via dividend reinvestment on January 6, 2017 at $42.79 per share.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:02 UTC
Walicki Joseph AVice President & President, PS
Exercise / conversionOrdinary Shares 13,023 $26.53 $345,500.19
Disclosure

SEC source: 0001127602-17-004628 · form4.xml · nonDerivative · entry 1

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,014.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:50 UTC
Molinaroli Alex AChairman & CEO
Tax withholdingOrdinary Shares 3,368 $43.24 $145,632.32
Disclosure

SEC source: 0001127602-17-002347 · form4.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,548.81

F1 · balance_after: Includes 6,938.71 shares acquired via dividend reinvestment on January 6, 2017 at $42.79 per share.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:13 UTC
Walicki Joseph AVice President & President, PS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,419 $0.00 Strike: $37.05 $0.00
Disclosure

SEC source: 0001127602-16-070007 · form4.xml · derivative · entry 4

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,419 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:13 UTC
Walicki Joseph AVice President & President, PS
Disposition to issuerOrdinary Shares 10,419 $43.59 $454,167.34
Disclosure

SEC source: 0001127602-16-070007 · form4.xml · nonDerivative · entry 2

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,954.59

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.47 to $43.68, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:13 UTC
Walicki Joseph AVice President & President, PS
Exercise / conversionOrdinary Shares 10,419 $37.05 $386,023.95
Disclosure

SEC source: 0001127602-16-070007 · form4.xml · nonDerivative · entry 1

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,373.59

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:11 UTC
Stief Brian JExecutive VP and CFO
Tax withholdingOrdinary Shares 3,759 $44.27 $166,410.93
Disclosure

SEC source: 0001127602-16-069603 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,667.99

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:09 UTC
Molinaroli Alex AChairman & CEO
Tax withholdingOrdinary Shares 63,476 $44.27 $2,810,082.52
Disclosure

SEC source: 0001127602-16-069600 · form4.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307,008.27

Read SEC document
December 07, 2016 Filed Dec 15, 2016 21:47 UTC Amendment
Stief Brian JExecutive VP and CFO
Tax withholdingOrdinary Shares 3,426 $44.27 $151,669.02
Disclosure

SEC source: 0001127602-16-070145 · form4a.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,001

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on December 9, 2016 and is being filed to correct the originally reported disposition of 3,759 ordinary shares.

Read SEC document
December 07, 2016 Filed Dec 15, 2016 21:45 UTC Amendment
Molinaroli Alex AChairman & CEO
Tax withholdingOrdinary Shares 76,718 $44.27 $3,396,305.86
Disclosure

SEC source: 0001127602-16-070143 · form4a.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,766

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on December 9, 2016 and is being filed to correct the originally reported disposition of 63,476 ordinary shares.

Read SEC document
December 07, 2016 Filed Dec 29, 2016 21:06 UTC Amendment
Molinaroli Alex AChairman & CEO
Tax withholdingOrdinary Shares 78,459 $44.27 $3,473,379.93
Disclosure

SEC source: 0001127602-16-071015 · form4a.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292,025.27

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on December 9, 2016 and is being filed to correct the originally reported disposition of 63,476 ordinary shares and also amends the Form 4/A filed on December 15, 2016 to correct the amended disposition of 76,718 ordinary shares.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:38 UTC
Davis SimonVP & Chief Human Resources Ofc
Tax withholdingOrdinary Shares 1,229 $44.71 $54,948.59
Disclosure

SEC source: 0001127602-16-068144 · form4.xml · nonDerivative · entry 2

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,044.69

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:47 UTC
Reinsdorf Judith AExecutive VP & General Counsel
Tax withholdingOrdinary Shares 7,713 $44.71 $344,848.23
Disclosure

SEC source: 0001127602-16-068155 · form4.xml · nonDerivative · entry 1

Reinsdorf Judith A · CIK 0001305361 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,140

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:46 UTC
Oliver GeorgePresident & COO
Tax withholdingOrdinary Shares 11,314 $44.71 $505,848.94
Disclosure

SEC source: 0001127602-16-068151 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,464

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:32 UTC
Vincent Suzanne MVP, Controller & CAO
Tax withholdingOrdinary Shares 779 $44.71 $34,829.09
Disclosure

SEC source: 0001127602-16-068127 · form4.xml · nonDerivative · entry 2

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,361.096

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:28 UTC
Molinaroli Alex AChairman & CEO
Tax withholdingOrdinary Shares 18,791 $44.71 $840,145.61
Disclosure

SEC source: 0001127602-16-068121 · form4.xml · nonDerivative · entry 3

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,484.272

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:20 UTC
Walicki Joseph AVice President & President, PS
Tax withholdingOrdinary Shares 1,377 $44.71 $61,565.67
Disclosure

SEC source: 0001127602-16-068108 · form4.xml · nonDerivative · entry 2

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,954.59

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:08 UTC
Nevill Trent MVP & President, Asia Pacific
Tax withholdingOrdinary Shares 1,221 $44.71 $54,590.91
Disclosure

SEC source: 0001127602-16-068096 · form4.xml · nonDerivative · entry 1

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,845.22

Read SEC document
November 21, 2016 Filed Jan 6, 2017 22:15 UTC Amendment
Molinaroli Alex AChairman & CEO
Tax withholdingOrdinary Shares 18,837 $44.71 $842,202.27
Disclosure

SEC source: 0001127602-17-001294 · form4a.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,438.272

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on November 22, 2016 and is being filed to correct the originally reported disposition of 18,791 ordinary shares.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:38 UTC
Davis SimonVP & Chief Human Resources Ofc
GrantPhantom Stock Units - Restricted Stock Plan · Derivative 19,764.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068144 · form4.xml · derivative · entry 4

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,479.7

Underlying: Ordinary Shares · 19,764.8 shares

Expires not disclosed

F1 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.

F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:38 UTC
Davis SimonVP & Chief Human Resources Ofc
GrantOrdinary Shares 6,588.97 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068144 · form4.xml · nonDerivative · entry 1

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,273.69

F1 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:32 UTC
Vincent Suzanne MVP, Controller & CAO
GrantOrdinary Shares 5,632.096 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068127 · form4.xml · nonDerivative · entry 1

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,140.096

F1 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:28 UTC
Molinaroli Alex AChairman & CEO
GrantPhantom Stock Units - Restricted Stock Plan · Derivative 35,996.31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068121 · form4.xml · derivative · entry 6

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,121.31

Underlying: Ordinary Shares · 35,996.31 shares

Expires not disclosed

F2 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.

F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

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November 18, 2016 Filed Nov 22, 2016 21:28 UTC
Molinaroli Alex AChairman & CEO
GrantPhantom Stock Units - Restricted Stock Plan · Derivative 53,701.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068121 · form4.xml · derivative · entry 5

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,125

Underlying: Ordinary Shares · 53,701.78 shares

Expires not disclosed

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date.

F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

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November 18, 2016 Filed Nov 22, 2016 21:28 UTC
Molinaroli Alex AChairman & CEO
GrantOrdinary Shares 203,985.86 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068121 · form4.xml · nonDerivative · entry 2

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389,275.272

F2 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.

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November 18, 2016 Filed Nov 22, 2016 21:28 UTC
Molinaroli Alex AChairman & CEO
GrantOrdinary Shares 161,105.33 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068121 · form4.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,289.412

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date.

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November 18, 2016 Filed Nov 22, 2016 21:24 UTC
Stief Brian JExecutive VP and CFO
GrantPhantom Stock Units - Restricted Stock Plan · Derivative 45,439.12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068112 · form4.xml · derivative · entry 3

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,221.13

Underlying: Ordinary Shares · 45,439.12 shares

Expires not disclosed

F3 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.

F2 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F2 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.