Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Johnson Controls International plcJCI · Entity 2940 | VP & President, Asia Pacific | December 07, 2017 | December 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Johnson Controls International plc
Report date December 07, 2017 · Filed December 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 57,027 |
Reported balance
After 2017-12-07 transaction · row 1
1 source rowRow 1 · 2017-12-07 · Grant · Acquired 2,635 · Balance 57,027 F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,375 |
Reported balance
After 2017-12-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-07 · Grant · Acquired 7,904 · Balance 23,375 F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI. F4: Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting. F5: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.36 · Expires 2027-12-07 | Direct | 55,851 |
Reported balance
After 2017-12-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-07 · Grant · Acquired 55,851 · Balance 55,851 F6: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy 401k Plan Trustee | 7,926 |
Reported balance
Holding disclosure · report date 2017-12-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,926 F3: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI.
F3: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
F4: Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting.
F5: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.
F6: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOHNSON CONTROLS INC
Report date September 02, 2016 · Filed September 06, 2016
Section 16 reporting ended · disclosed 2016-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 1
1 source rowRow 1 · 2016-09-02 · Disposition to issuer · Disposed 10,656.295 · Balance 0 F1: Includes 64.016 shares acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per share. F2: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger"). F3: Each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Plan Trustee | 0 |
Reported balance
After 2016-09-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-09-02 · Disposition to issuer · Disposed 7,962.785 · Balance 0 F3: Each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2022-10-05 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-02 · Disposition to issuer · Disposed 12,900 · Balance 0 F4: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2024-11-18 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-02 · Disposition to issuer · Disposed 9,652 · Balance 0 F4: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F5: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.86 · Expires 2025-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-02 · Disposition to issuer · Disposed 11,406 · Balance 0 F4: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F5: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.66 · Expires 2026-03-15 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-02 · Disposition to issuer · Disposed 4,427 · Balance 0 F4: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F5: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-09-02 · Disposition to issuer · Disposed 13,922.44 · Balance 0 F6: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F8: Includes 212.868 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 64.016 shares acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per share.
F2: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger").
F3: Each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger.
F4: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
F5: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
F6: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
F7: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
F8: Includes 212.868 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2017 Filed Dec 11, 2017 22:29 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 55,851 | $0.00 Strike: $37.36 | $0.00 |
DisclosureSEC source: 0001127602-17-034401 · form4.xml · derivative · entry 4 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,851 Underlying: Ordinary Shares · 55,851 shares Expires 2027-12-07 F6 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:29 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantRestricted Share Units · Derivative | 7,904 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034401 · form4.xml · derivative · entry 3 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,375 Underlying: Ordinary Shares · 7,904 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. F4 · shares: Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting. F5 · derivative.exercise_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F5 · derivative.expiration_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:29 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034401 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,027 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:55 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,478 | $36.39 | $53,784.42 |
DisclosureSEC source: 0001127602-17-033024 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,392 Read SEC document |
| October 07, 2017 Filed Oct 11, 2017 21:03 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,290 | $41.07 | $52,980.30 |
DisclosureSEC source: 0001127602-17-029713 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,548 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:08 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,221 | $44.71 | $54,590.91 |
DisclosureSEC source: 0001127602-16-068096 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,845.22 Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:20 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 41,713 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064649 · form4.xml · derivative · entry 3 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,713 Underlying: Ordinary Shares · 41,713 shares Expires 2026-10-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:20 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 8,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064649 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,584.32 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:11 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 31,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062414 · form4.xml · nonDerivative · entry 2 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,305.32 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:11 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062414 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,964.32 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 19:53 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerPhantom Stock Units - Restricted Stock Plan · Derivative | 13,922.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-061986 · form4.xml · derivative · entry 7 Nevill Trent M · CIK 0001670418 · VP, President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,922.44 shares Expires not disclosed F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F8 · derivative.underlying_shares: Includes 212.868 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 19:53 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 4,427 | Not disclosed Strike: $37.66 | Not disclosed |
DisclosureSEC source: 0001127602-16-061986 · form4.xml · derivative · entry 6 Nevill Trent M · CIK 0001670418 · VP, President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,427 shares Expires 2026-03-15 F4 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 19:53 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 11,406 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-061986 · form4.xml · derivative · entry 5 Nevill Trent M · CIK 0001670418 · VP, President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,406 shares Expires 2025-10-07 F4 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 19:53 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 9,652 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-061986 · form4.xml · derivative · entry 4 Nevill Trent M · CIK 0001670418 · VP, President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,652 shares Expires 2024-11-18 F4 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 19:53 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 12,900 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-061986 · form4.xml · derivative · entry 3 Nevill Trent M · CIK 0001670418 · VP, President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,900 shares Expires 2022-10-05 F4 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 19:53 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 7,962.785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-061986 · form4.xml · nonDerivative · entry 2 Nevill Trent M · CIK 0001670418 · VP, President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Plan Trustee Disclosed balance after: 0 F3 · price: Each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 19:53 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 10,656.295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-061986 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP, President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 64.016 shares acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per share. F2 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger"). F3 · price: Each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,427 | Not disclosed Strike: $37.66 | Not disclosed |
DisclosureSEC source: 0001127602-16-062154 · form4.xml · derivative · entry 7 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,427 Underlying: Ordinary Shares · 4,427 shares Expires 2026-03-15 F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F8 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,406 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-062154 · form4.xml · derivative · entry 6 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,406 Underlying: Ordinary Shares · 11,406 shares Expires 2025-10-07 F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F8 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,652 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-062154 · form4.xml · derivative · entry 5 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,652 Underlying: Ordinary Shares · 9,652 shares Expires 2024-11-18 F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F8 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,450 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-062154 · form4.xml · derivative · entry 4 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450 Underlying: Ordinary Shares · 6,450 shares Expires 2022-10-05 F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 13,922.44 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-16-062154 · form4.xml · derivative · entry 3 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,922.44 Underlying: Ordinary Shares · 13,922.44 shares Expires not disclosed F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. F6 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc. F5 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F5 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 6,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062154 · form4.xml · nonDerivative · entry 2 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Plan Trustee Disclosed balance after: 6,654 F3 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan. F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 10,656.32 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062154 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,656.32 F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.