Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Johnson Controls International plcJCI · Entity 2940 | Vice Chairman | December 08, 2020 | December 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Johnson Controls International plc
Report date December 08, 2020 · Filed December 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 18,103.33 |
Ending reported balance
After 2020-12-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-08 · Sale · Disposed 6,655 · Balance 48,066.33 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.36 to $45.46, inclusive, pursuant to a 10b5-1 plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Row 2 · 2020-12-09 · Sale · Disposed 29,963 · Balance 18,103.33 F2: Transaction effected pursuant to a Rule 10b5-1 trading plan. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-12-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-08 · Other · Disposed 559,146.21 · Balance 0 F3: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.36 to $45.46, inclusive, pursuant to a 10b5-1 plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
F2: Transaction effected pursuant to a Rule 10b5-1 trading plan.
F3: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOHNSON CONTROLS INC
Report date September 02, 2016 · Filed September 06, 2016
Section 16 reporting ended · disclosed 2016-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-02 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2016-09-02 · Disposition to issuer · Disposed 15,740 · Balance 0 F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Row 2 · 2016-09-02 · Exercise / conversion · Acquired 3,939.079 · Balance 3,939.079 Row 3 · 2016-09-02 · Disposition to issuer · Disposed 3,939.079 · Balance 0 Row 4 · 2016-09-02 · Exercise / conversion · Acquired 102,093.583 · Balance 102,093.583 Row 5 · 2016-09-02 · Disposition to issuer · Disposed 102,093.583 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.54 · Expires 2020-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-02 · Disposition to issuer · Disposed 35,000 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.54 · Expires 2021-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-09-02 · Disposition to issuer · Disposed 34,500 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2022-10-05 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-09-02 · Disposition to issuer · Disposed 21,500 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.37 · Expires 2023-11-19 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-09-02 · Disposition to issuer · Disposed 14,353 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2024-11-18 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-09-02 · Disposition to issuer · Disposed 32,175 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F3: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.86 · Expires 2025-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-09-02 · Disposition to issuer · Disposed 45,627 · Balance 0 F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F3: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 173,509.301 |
Reported balance
After 2016-09-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-09-02 · Exercise / conversion · Disposed 3,939.079 · Balance 173,509.301 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 71,415.718 |
Reported balance
After 2016-09-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-09-02 · Exercise / conversion · Disposed 102,093.583 · Balance 71,415.718 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-09-02 · Disposition to issuer · Disposed 71,415.718 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F6: Includes 4,919.78 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
F2: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
F3: Fifty percent of the options vest after two years and the remaining 50% vests after three years.
F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
F5: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
F6: Includes 4,919.78 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2020 Filed Dec 10, 2020 19:52 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 29,963 | $45.75 | $1,370,807.25 |
DisclosureSEC source: 0001127602-20-031058 · form4.xml · nonDerivative · entry 2 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,103.33 F2 · shares: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 19:52 UTC | Johnson Controls International plc JCI · Entity 2940 | OtherPhantom Stock Units · Derivative | 559,146.21 | $45.25 Strike: $0.00 | $25,301,366.00 |
DisclosureSEC source: 0001127602-20-031058 · form4.xml · derivative · entry 3 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock Units - Deferred Compensation · 559,146.21 shares Expires not disclosed F3 · derivative.exercise_date: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F3 · derivative.expiration_date: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 19:52 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 6,655 | $45.42 | $302,270.10 |
DisclosureSEC source: 0001127602-20-031058 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,066.33 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.36 to $45.46, inclusive, pursuant to a 10b5-1 plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:51 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units · Derivative | 91,735.04 | $45.25 Strike: $0.00 | $4,151,010.56 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · derivative · entry 7 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,146.21 Underlying: Phantom Stock Units - Deferred Compensation · 91,735.04 shares Expires not disclosed F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2020. The Compensation Committee approved the performance results on November 19, 2020. F2 · derivative.exercise_date: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F2 · derivative.expiration_date: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:51 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units · Derivative | 139,786.02 | $45.25 Strike: $0.00 | $6,325,317.41 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · derivative · entry 6 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,411.17 Underlying: Phantom Stock Units - Deferred Compensation · 139,786.02 shares Expires not disclosed F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2020. The Compensation Committee approved the performance results on November 19, 2020. F2 · derivative.exercise_date: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F2 · derivative.expiration_date: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 23,510 | $45.25 | $1,063,827.50 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · nonDerivative · entry 5 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,721.33 Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:51 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 50,019.27 | $45.25 | $2,263,371.97 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · nonDerivative · entry 4 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,231.33 F1 · kind: Represents performance shares for the three-year performance period ended September 30, 2020. The Compensation Committee approved the performance results on November 19, 2020. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 3,064 | $45.25 | $138,646.00 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · nonDerivative · entry 3 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,212.06 Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 23:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 3,326 | $45.89 | $152,630.14 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · nonDerivative · entry 2 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,276.06 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,587 | $45.89 | $118,717.43 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,602.06 Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 16:51 UTC | Johnson Controls International plc JCI · Entity 2940 | OtherRestricted Share Units · Derivative | 108,551.95 | $42.29 Strike: $0.00 | $4,590,661.97 |
DisclosureSEC source: 0001127602-20-025279 · form4.xml · derivative · entry 1 Stief Brian J · CIK 0001494478 · Vice Chairman and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,656.98 Underlying: Restricted Share Units · 108,551.95 shares Expires not disclosed F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · kind: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan. F3 · derivative.exercise_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F3 · derivative.expiration_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F4 · balance_after: The Number of Derivative Securities Beneficially Owned was erroneously reported as 0 on prior Form 4 due to a clerical error omitting unvested restricted stock units that will be credited to the reporting person's account under the Company's Deferred Compensation Plan, which were previously reported on Form 4. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:45 UTC | Johnson Controls International plc JCI · Entity 2940 | OtherDeferred Compensation · Derivative | 56,379.058 | $38.92 Strike: $0.00 | $2,194,272.94 |
DisclosureSEC source: 0001127602-20-022727 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock Units - Deferred Compensation · 56,379.058 shares Expires not disclosed F2 · shares: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan. F3 · derivative.exercise_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F3 · derivative.expiration_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:45 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 61,953 | $38.54 | $2,387,668.62 |
DisclosureSEC source: 0001127602-20-022727 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,970.65 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.32 to $38.78 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 00:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,828 | $42.09 | $119,030.52 |
DisclosureSEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 4 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,131.44 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 3,073 | $42.09 | $129,342.57 |
DisclosureSEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,959.44 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:16 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 22,183 | $42.09 | $933,682.47 |
DisclosureSEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,032.44 Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:16 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 92,009 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001127602-19-034628 · form4.xml · derivative · entry 5 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,009 Underlying: Ordinary Shares · 92,009 shares Expires 2029-12-05 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:16 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 16,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,215.44 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:14 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 47,195.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034459 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,150.44 F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 22:32 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,371 | $42.24 | $57,911.04 |
DisclosureSEC source: 0001127602-19-030339 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,954.79 Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:06 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 23,843 | $42.69 | $1,017,857.67 |
DisclosureSEC source: 0001127602-19-027929 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,105.05 Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | OtherDeferred Compensation · Derivative | 148,039.32 | $39.25 Strike: $0.00 | $5,810,543.31 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · derivative · entry 9 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock Units - Deferred Compensation · 148,039.32 shares Expires not disclosed F3 · shares: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan. F4 · derivative.exercise_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,334 | $0.00 Strike: $25.67 | $0.00 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · derivative · entry 8 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 23,334 shares Expires 2022-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,443 | $0.00 Strike: $26.30 | $0.00 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · derivative · entry 7 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 37,443 shares Expires 2021-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,986 | $0.00 Strike: $28.14 | $0.00 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · derivative · entry 6 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 37,986 shares Expires 2020-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 27,395 | $39.11 | $1,071,418.45 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · nonDerivative · entry 5 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,479 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.96 to $39.27 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 98,763 | $39.08 | $3,859,658.04 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · nonDerivative · entry 4 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,874 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.05 to $39.13 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 23,334 | $25.67 | $598,983.78 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · nonDerivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 37,443 | $26.30 | $984,750.90 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · nonDerivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 37,986 | $28.14 | $1,068,926.04 |
DisclosureSEC source: 0001127602-19-017757 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 23:14 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,827 | $32.66 | $59,669.82 |
DisclosureSEC source: 0001127602-18-035737 · form4.xml · nonDerivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,476 Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 23:14 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,638 | $33.39 Strike: $33.39 | $4,028,102.82 |
DisclosureSEC source: 0001127602-18-035737 · form4.xml · derivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,638 Underlying: Ordinary Shares · 120,638 shares Expires 2028-12-06 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 23:14 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 20,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035737 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,303 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI plc. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 23:13 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,310 | $36.31 | $47,566.10 |
DisclosureSEC source: 0001127602-18-029874 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,628 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 95,141 | $0.00 Strike: $37.36 | $0.00 |
DisclosureSEC source: 0001127602-17-034415 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,141 Underlying: Ordinary Shares · 95,141 shares Expires 2027-12-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 17,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034415 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,356 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| October 07, 2017 Filed Oct 11, 2017 21:14 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 926 | $41.07 | $38,030.82 |
DisclosureSEC source: 0001127602-17-029724 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,076 Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:40 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantRestricted Share Units · Derivative | 99,750 | $40.10 Strike: $0.00 | $3,999,975.00 |
DisclosureSEC source: 0001127602-17-027502 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,592 Underlying: Ordinary Shares · 99,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one ordinary share of JCI plc. F4 · shares: Reflects grant of restricted share units that, subject to certain forfeiture and vesting provisions, will vest on the third anniversary of the grant date. F3 · derivative.exercise_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F3 · derivative.expiration_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:40 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantRestricted Share Units · Derivative | 299,251 | $40.10 Strike: $0.00 | $11,999,965.10 |
DisclosureSEC source: 0001127602-17-027502 · form4.xml · derivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,842 Underlying: Ordinary Shares · 299,251 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one ordinary share of JCI plc. F2 · shares: Reflects grant of restricted share units that, subject to certain forfeiture and vesting provisions, will vest on December 7, 2020. In the event the reporting person remains continuously employed through the vesting date, the restricted share units subject to the award will be converted into performance share units if the performance goals established for the award are met at or above target, and they will be paid out in shares based on the level of attainment of such performance goals. F3 · derivative.exercise_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F3 · derivative.expiration_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:11 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 3,759 | $44.27 | $166,410.93 |
DisclosureSEC source: 0001127602-16-069603 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,667.99 Read SEC document |
| December 07, 2016 Filed Dec 15, 2016 21:47 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 3,426 | $44.27 | $151,669.02 |
DisclosureSEC source: 0001127602-16-070145 · form4a.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,001 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on December 9, 2016 and is being filed to correct the originally reported disposition of 3,759 ordinary shares. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:24 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 45,439.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068112 · form4.xml · derivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,221.13 Underlying: Ordinary Shares · 45,439.12 shares Expires not disclosed F3 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. F2 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F2 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:24 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 10,048.09 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068112 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,782.01 Underlying: Ordinary Shares · 10,048.09 shares Expires not disclosed F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date. F2 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F2 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:24 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 10,045.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068112 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,426.99 F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:08 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 6,182 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064636 · form4.xml · derivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000.72 Underlying: Ordinary Shares · 6,182 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:08 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 62,291 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064636 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,291 Underlying: Ordinary Shares · 62,291 shares Expires 2026-10-07 F2 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:08 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 6,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064636 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,738 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:53 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 7,405 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065288 · form4a.xml · derivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,223.72 Underlying: Ordinary Shares · 7,405 shares Expires not disclosed F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 6,182 ordinary shares underlying restricted share units granted on October 7, 2016 and the acquisition of 6,182 phantom stock units also on October 7, 2016. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:53 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 74,610 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065288 · form4a.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,610 Underlying: Ordinary Shares · 74,610 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 62,291 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:53 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 7,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065288 · form4a.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,961 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 6,182 ordinary shares underlying restricted share units granted on October 7, 2016 and the acquisition of 6,182 phantom stock units also on October 7, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.