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person · Reporting owner

Daniels Michael E

Disclosed activity across 3 companies

Tapewire entity
16693
SEC CIK
0001333915

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Senior Vice PresidentFebruary 06, 2013February 07, 2013
Johnson Controls International plcJCI · Entity 2940DirectorMarch 09, 2024March 11, 2024
SS&C Technologies Holdings IncSSNC · Entity 3276DirectorMay 29, 2024May 31, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date February 06, 2013 · Filed February 07, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct9,264 Reported balance After 2013-02-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2013-02-06 · Grant · Acquired 39 · Balance 9,264

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Johnson Controls International plc

Report date March 09, 2024 · Filed March 11, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect75,516.404 Reported balance After 2024-03-09 transaction · row 1
1 source row

Row 1 · 2024-03-09 · Tax withholding · Disposed 1,401 · Balance 75,516.404

SS&C Technologies Holdings Inc

Report date May 29, 2024 · Filed May 31, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,576 Reported balance After 2024-05-29 transaction · row 1
1 source row

Row 1 · 2024-05-29 · Exercise / conversion · Acquired 3,576 · Balance 13,576

F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F2: Restricted stock units convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-29 · Exercise / conversion · Disposed 3,576 · Balance 0

F2: Restricted stock units convert into common stock on a one-for-one basis.

F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F2: Restricted stock units convert into common stock on a one-for-one basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2024 Filed May 31, 2024 21:02 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 Exercise / conversionRestricted Stock Units · Derivative 3,576 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067428 · ownership.xml · derivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F1 · shares: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F1 · derivative.exercise_date: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F1 · derivative.expiration_date: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F1 · derivative.underlying_shares: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:02 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 Exercise / conversionCommon Stock 3,576 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-067428 · ownership.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F1 · shares: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 Exercise / conversionCommon Stock · Derivative 6,000 $0.00 Strike: $21.39 $0.00
Disclosure

SEC source: 0000950170-24-057801 · ownership.xml · derivative · entry 3

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on the date of grant, on May 29, 2014.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 SaleCommon Stock 6,000 $62.81 $376,884.00
Disclosure

SEC source: 0000950170-24-057801 · ownership.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported is the weighted average of the shares sold. The shares sold at varying prices in the range of $62.765 to $62.87. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 Exercise / conversionCommon Stock 6,000 $21.39 $128,310.00
Disclosure

SEC source: 0000950170-24-057801 · ownership.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2024 Filed Mar 11, 2024 21:15 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 1,401 $61.73 $86,483.73
Disclosure

SEC source: 0001127602-24-009420 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,516.404

Read SEC document
June 02, 2023 Filed Jun 5, 2023 21:00 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 GrantRestricted Stock Units · Derivative 3,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034436 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 3,533 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:43 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 2,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009889 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,517.44

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 23:21 UTC Johnson Controls International plc JCI · Entity 2940 Exercise / conversionOrdinary Shares 1,372 $63.46 $87,067.12
Disclosure

SEC source: 0001127602-23-009668 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,674.444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 12, 2022 23:07 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $59.34 $0.00
Disclosure

SEC source: 0001209191-22-028656 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-05-11

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 18:09 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 1,398 $62.81 $87,808.38
Disclosure

SEC source: 0001127602-22-008976 · form4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,715.414

Read SEC document
March 09, 2022 Filed Mar 11, 2022 18:09 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 2,786 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008976 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,113.414

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
May 19, 2021 Filed May 20, 2021 23:54 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $73.49 $0.00
Disclosure

SEC source: 0001209191-21-034667 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2031-05-19

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:21 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 2,864 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010440 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,131.674

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:51 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 2,222 $59.20 $131,542.40
Disclosure

SEC source: 0001127602-21-009767 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,267.674

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:26 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 Exercise / conversionStock Option (right to buy) · Derivative 42,500 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001209191-20-047927 · doc4.xml · derivative · entry 3

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2023-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on the date of grant, on November 5,2013.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:26 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 SaleStock Option (right to buy) 32,500 $62.52 $2,032,033.25
Disclosure

SEC source: 0001209191-20-047927 · doc4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported is the weighted average of the shares sold. The shares sold at varying prices in the range of $62.33 to $62.73. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:26 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 Exercise / conversionStock Option (right to buy) 42,500 $20.71 $880,175.00
Disclosure

SEC source: 0001209191-20-047927 · doc4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:25 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $56.74 $0.00
Disclosure

SEC source: 0001209191-20-031391 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:00 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009785 · form4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,198.604

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:00 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009785 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,691.604

Read SEC document
May 15, 2019 Filed May 16, 2019 21:33 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.71 $0.00
Disclosure

SEC source: 0001209191-19-030528 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-05-15

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:25 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 4,345 $35.67 $154,986.15
Disclosure

SEC source: 0001127602-19-010517 · form4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,611

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 16:25 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 2,040 $35.16 $71,726.40
Disclosure

SEC source: 0001127602-19-010517 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,266

Read SEC document
May 16, 2018 Filed May 18, 2018 14:28 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $49.17 $0.00
Disclosure

SEC source: 0001209191-18-031294 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:33 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011231 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,117

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:18 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 1,868 $37.07 $69,246.76
Disclosure

SEC source: 0001127602-18-010812 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,998

Read SEC document
May 17, 2017 Filed May 18, 2017 18:47 UTC SS&C Technologies Holdings Inc SSNC · Entity 3276 GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $36.80 $0.00
Disclosure

SEC source: 0001209191-17-033546 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:57 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 2,008 $41.23 $82,789.84
Disclosure

SEC source: 0001127602-17-011461 · form4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,773

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:57 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 3,797 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011461 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,781

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 17:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007469 · rrd369357.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,264

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 02:14 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 17,519 $204.58 $3,584,037.02
Disclosure

SEC source: 0001181431-13-006596 · rrd368739.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,870.7471

Read SEC document
February 01, 2013 Filed Feb 5, 2013 02:14 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 34,451 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-006596 · rrd368739.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,389.7471

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionEmp. Stock Option (right to buy) · Derivative 16,168 $0.00 Strike: $92.51 $0.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · derivative · entry 21

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,168 shares

Expires 2015-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $204.82 $40,964.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 20

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,481.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 700 $204.81 $143,367.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 19

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,681.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $204.81 $20,481.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 18

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,381.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 650 $204.80 $133,120.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 17

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,481.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 888 $204.79 $181,853.52
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 16

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,131.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 5,425 $204.78 $1,110,931.50
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 15

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,019.7028

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January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $204.76 $20,476.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 14

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,444.7028

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January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,932 $204.75 $395,577.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 13

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,544.7028

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January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 800 $204.74 $163,792.08
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 12

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,476.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 3,000 $204.74 $614,220.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 11

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,276.7028

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January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,224 $204.72 $250,577.28
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 10

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,276.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $204.71 $20,471.25
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 9

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,500.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 7,300 $204.71 $1,494,383.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 8

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,600.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $204.69 $20,469.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 7

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,900.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 3,400 $204.68 $695,912.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 6

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,000.7028

Read SEC document
January 29, 2013 Filed Jan 30, 2013 20:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,500 $204.67 $307,005.00
Disclosure

SEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 5

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,400.7028

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.