Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Duke Energy CORPDUK · Entity 2925 | Director | May 07, 2026 | May 11, 2026 |
| Johnson Controls International plcJCI · Entity 2940 | Director | March 04, 2026 | March 06, 2026 |
| LEXMARK INTERNATIONAL INC /KY/LXK · Entity 180755 | Director | November 29, 2016 | November 30, 2016 |
| MCKESSON CORPMCK · Entity 2904 | Director | July 22, 2026 | July 23, 2026 |
| Mastercard IncMA · Entity 1763 | Pres., Technology & Operations | March 03, 2008 | March 05, 2008 |
| SiteOne Landscape Supply, Inc.SITE · Entity 4018 | Director | May 13, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Duke Energy CORP
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Savings Plan Restricted Stock Unit DeferralsSEC Table II · derivative / convertible security | Direct | 7,347 |
Reported balance
After 2026-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 1,602 · Balance 7,347 F1: Converts to Common Stock on a 1-for-1 basis. F2: Generally payable upon reporting person's termination of service. F3: Expiration date not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts to Common Stock on a 1-for-1 basis.
F2: Generally payable upon reporting person's termination of service.
F3: Expiration date not applicable.
Johnson Controls International plc
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 18,468.35 |
Reported balance
After 2026-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 1,285 · Balance 18,468.35 F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 17,353.35 |
Reported balance
After 2026-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-04 · Tax withholding · Disposed 1,115 · Balance 17,353.35 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
LEXMARK INTERNATIONAL INC /KY/
Report date November 29, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 1
1 source rowRow 1 · 2016-11-29 · Disposition to issuer · Disposed 32,602 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
MCKESSON CORP
Report date July 22, 2026 · Filed July 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 277 |
Reported balance
After 2026-07-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-22 · Grant · Acquired 277 · Balance 277 F1: RSUs granted pursuant to an annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. |
Filing footnotes · ownership attribution and instrument terms
F1: RSUs granted pursuant to an annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board.
Mastercard Inc
Report date March 03, 2008 · Filed March 05, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 47,521 |
Reported balance
After 2008-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-03-03 · Sale · Disposed 200 · Balance 47,521 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on August 15, 2007. The pre-planned trading plan was adopted by the reporting person on August 13, 2007. |
| Class A Common StockSEC Table I · non-derivative | Direct | 47,421 |
Reported balance
After 2008-03-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2008-03-03 · Sale · Disposed 100 · Balance 47,421 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on August 15, 2007. The pre-planned trading plan was adopted by the reporting person on August 13, 2007. |
| Class A Common StockSEC Table I · non-derivative | Direct | 47,221 |
Reported balance
After 2008-03-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2008-03-03 · Sale · Disposed 200 · Balance 47,221 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on August 15, 2007. The pre-planned trading plan was adopted by the reporting person on August 13, 2007. F2: This Form 4 contains 3 of 32 price increments relating to transactions that were executed on March 3, 2008. This is the second of two Form 4s relating to such transactions. One additional Form 4 containing the balance of the price increments related to such transactions is being filed simultaneously. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on August 15, 2007. The pre-planned trading plan was adopted by the reporting person on August 13, 2007.
F2: This Form 4 contains 3 of 32 price increments relating to transactions that were executed on March 3, 2008. This is the second of two Form 4s relating to such transactions. One additional Form 4 containing the balance of the price increments related to such transactions is being filed simultaneously.
SiteOne Landscape Supply, Inc.
Report date May 13, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,671 |
Reported balance
After 2026-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 1,186 · Balance 11,671 F1: Represents deferred stock units granted as director fees. The deferred stock units vest in full upon the earlier of (i) the day preceding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2026. Settlement is deferred until the earlier of the Reporting Person's termination of board service and a change in control of the Company. F2: Includes deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units granted as director fees. The deferred stock units vest in full upon the earlier of (i) the day preceding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2026. Settlement is deferred until the earlier of the Reporting Person's termination of board service and a change in control of the Company.
F2: Includes deferred stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HUMANA INC
Report date August 10, 2020 · Filed August 11, 2020
Section 16 reporting ended · disclosed 2020-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 2,880 |
Reported balance
Holding disclosure · report date 2020-08-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,880 F4: Includes 453 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/20. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,872 |
Reported balance
Holding disclosure · report date 2020-08-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 17,872 F1: Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,586 |
Reported balance
Holding disclosure · report date 2020-08-10 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,586 F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 980 |
Reported balance
Holding disclosure · report date 2020-08-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 980 F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4: Includes 453 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/20.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2026 Filed Jul 23, 2026 20:44 UTC | MCKESSON CORP MCK · Entity 2904 | GrantRestricted Stock Units (RSUs) · Derivative | 277 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927653-26-000206 · form4.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_date: RSUs granted pursuant to an annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. F1 · derivative.expiration_date: RSUs granted pursuant to an annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. Read SEC document |
| May 13, 2026 Filed May 14, 2026 23:08 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Stock | 1,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-061432 · tm2614699-4_4seq1.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,671 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units vest in full upon the earlier of (i) the day preceding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2026. Settlement is deferred until the earlier of the Reporting Person's termination of board service and a change in control of the Company. F2 · balance_after: Includes deferred stock units. Read SEC document |
| May 07, 2026 Filed May 11, 2026 20:25 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,602 | $124.87 | $200,041.74 |
DisclosureSEC source: 0001305807-26-000003 · wk-form4_1778531141.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,347 Underlying: Common Stock · 1,602 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:20 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,115 | $140.00 | $156,100.00 |
DisclosureSEC source: 0000897069-26-000602 · form4.xml · nonDerivative · entry 2 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,353.35 Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:20 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 1,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000602 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,468.35 F1 · security: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| July 30, 2025 Filed Jul 31, 2025 22:32 UTC | MCKESSON CORP MCK · Entity 2904 | GrantRestricted Stock Units (RSUs) · Derivative | 301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927653-25-000089 · form4.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301 Underlying: Common Stock · 301 shares Expires not disclosed F1 · derivative.exercise_date: RSUs granted pursuant to an annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. F1 · derivative.expiration_date: RSUs granted pursuant to an annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:08 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Stock | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-050017 · tm2515380-7_4seq1.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,485 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units vest in full upon the earlier of (i) the day preceding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 14, 2025. Settlement is deferred until the earlier of the Reporting Person's termination of board service and a change in control of the Company. F2 · balance_after: Includes deferred stock units. Read SEC document |
| May 01, 2025 Filed May 5, 2025 20:38 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,607 | $121.33 | $194,977.31 |
DisclosureSEC source: 0001326160-25-000143 · wk-form4_1746477519.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,488 Underlying: Common Stock · 1,607 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 19:46 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,416 | $78.68 | $111,410.88 |
DisclosureSEC source: 0001127602-25-009433 · form4.xml · nonDerivative · entry 2 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,140.92 Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 19:46 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009433 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,556.92 F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 21:35 UTC | MCKESSON CORP MCK · Entity 2904 | GrantRestricted Stock Units (RSUs) · Derivative | 349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-014307 · form4.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349 Underlying: Common Stock · 349 shares Expires not disclosed F1 · derivative.exercise_date: RSUs granted pursuant to an automatic annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. F1 · derivative.expiration_date: RSUs granted pursuant to an automatic annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:21 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,698.699 | $103.02 | $174,999.97 |
DisclosureSEC source: 0001326160-24-000135 · wk-form4_1715631680.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,287 Underlying: Common Stock · 1,698.699 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · shares: Any fraction of a share is paid out in cash upon distribution. F3 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F4 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| May 07, 2024 Filed May 10, 2024 01:01 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Stock | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-059541 · tm2414046-5_4seq1.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,360 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units vest in full upon the earlier of (i) the day preceding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 7, 2024. Settlement is deferred until the earlier of the Reporting Person's termination of board service and a change in control of the Company. F2 · balance_after: Includes deferred stock units. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 23:52 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010209 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,179.04 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 09, 2024 Filed Mar 11, 2024 21:27 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,401 | $61.73 | $86,483.73 |
DisclosureSEC source: 0001127602-24-009426 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,290.04 Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 19:20 UTC | MCKESSON CORP MCK · Entity 2904 | GrantRestricted Stock Units (RSUs) · Derivative | 483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015295 · form4.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483 Underlying: Common Stock · 483 shares Expires not disclosed F1 · derivative.exercise_date: RSUs granted pursuant to an automatic annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. F1 · derivative.expiration_date: RSUs granted pursuant to an automatic annual grant under the 2022 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:51 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Stock | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-061026 · tm2315805d2_4seq1.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,495 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units vest in full upon the earlier of (i) the day preceding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 11, 2023. Settlement is deferred until the earlier of the Reporting Person's termination of board service and a change in control of the Company. F2 · balance_after: Includes deferred stock units. Read SEC document |
| May 04, 2023 Filed May 8, 2023 20:56 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,783.712 | $98.11 | $174,999.98 |
DisclosureSEC source: 0001326160-23-000138 · wf-form4_168357939809515.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,374 Underlying: Common Stock · 1,783.712 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · shares: Any fraction of a share is paid out in cash upon distribution. F3 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F4 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 20:41 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009888 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,578.87 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 23:19 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 1,372 | $63.46 | $87,067.12 |
DisclosureSEC source: 0001127602-23-009664 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,735.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2022 Filed Jul 26, 2022 22:48 UTC | MCKESSON CORP MCK · Entity 2904 | GrantRestricted Stock Units (RSUs) · Derivative | 606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016744 · form4.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606 Underlying: Common Stock · 606 shares Expires not disclosed F1 · derivative.exercise_date: RSUs granted pursuant to an automatic annual grant under the 2013 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. F1 · derivative.expiration_date: RSUs granted pursuant to an automatic annual grant under the 2013 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:22 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-060362 · tm2215518-9_4seq1.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,617 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 11, 2022. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company. F2 · balance_after: Includes deferred stock units. Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:53 UTC | MCKESSON CORP MCK · Entity 2904 | GrantRestricted Stock Units (RSUs) · Derivative | 169 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012112 · form4.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169 Underlying: Common Stock · 169 shares Expires not disclosed F1 · derivative.exercise_date: RSUs granted pursuant to an automatic annual grant under the 2013 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. F1 · derivative.expiration_date: RSUs granted pursuant to an automatic annual grant under the 2013 Stock Plan. This grant vests immediately, however, receipt of the underlying shares is deferred until the Director leaves the Board. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:22 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,590.186 | $110.05 | $174,999.97 |
DisclosureSEC source: 0001326160-22-000208 · wf-form4_165212775791852.xml · derivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Underlying: Common Stock · 1,590.186 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 18:13 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,398 | $62.81 | $87,808.38 |
DisclosureSEC source: 0001127602-22-008981 · form4.xml · nonDerivative · entry 2 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,029.1 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 18:13 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008981 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,427.1 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:23 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Shares | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-066894 · tm2116479-5_4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,657 F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 12, 2021. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company. F2 · balance_after: Includes deferred share units. Read SEC document |
| May 06, 2021 Filed May 11, 2021 14:40 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 1,591.406 | $100.54 | $159,999.96 |
DisclosureSEC source: 0001326160-21-000170 · wf-form4_162074401832408.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591.406 Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:11 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010426 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,557.56 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 22:50 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,222 | $59.20 | $131,542.40 |
DisclosureSEC source: 0001127602-21-009766 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693.56 Read SEC document |
| May 13, 2020 Filed May 15, 2020 22:59 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Shares | 1,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-062814 · tm2019969-4_4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,989 F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company. F2 · balance_after: Includes deferred share units. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009787 · form4.xml · nonDerivative · entry 2 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,639.3 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:01 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,141 | $39.35 | $84,248.35 |
DisclosureSEC source: 0001127602-20-009787 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,132.3 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:00 UTC | HUMANA INC HUM · Entity 1429 | GrantHumana Common | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000011 · edgar.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,880 F4 · balance_after: Includes 453 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/20. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:00 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 138 | $366.09 | $50,519.73 |
DisclosureSEC source: 0000049071-20-000011 · edgar.xml · derivative · entry 4 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980 Underlying: Humana Common · 138 shares Expires not disclosed F3 · security: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). F3 · derivative.exercise_price: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). F3 · derivative.exercise_date: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). F3 · derivative.expiration_date: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:18 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Shares | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-027058 · tv521911_4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units are fully vested on grant, but settlement is deferred until the earlier of Mr. Dunbar's termination of board service or a change in control of the Issuer. F2 · balance_after: Includes deferred stock units. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:21 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,345 | $35.67 | $154,986.15 |
DisclosureSEC source: 0001127602-19-010514 · form4.xml · nonDerivative · entry 2 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,066.53 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:21 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,040 | $35.16 | $71,726.40 |
DisclosureSEC source: 0001127602-19-010514 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,721.53 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 19:42 UTC | HUMANA INC HUM · Entity 1429 | GrantHumana Common | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-19-000002 · edgar.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427 F4 · balance_after: Includes 588 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:02 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Shares | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-029804 · tv494591_form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units are fully vested on grant, but settlement is deferred until the earlier of Mr. Dunbar's termination of board service and a change in control of the Issuer. F2 · balance_after: Includes deferred stock units. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:31 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011228 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,589 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 00:08 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,358 | $37.07 | $50,341.06 |
DisclosureSEC source: 0001127602-18-010802 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:51 UTC | HUMANA INC HUM · Entity 1429 | GrantHumana Common | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000001 · edgar.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F4 · balance_after: Includes 658 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2018. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 19:02 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,777 | $41.86 | $116,245.22 |
DisclosureSEC source: 0001127602-17-021568 · form4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,777 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| May 16, 2017 Filed Jun 1, 2017 21:10 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Shares | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036849 · doc4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units are fully vested on grant, but settlement is deferred until the earlier of Mr. Dunbar's termination of board service and a change in control of the Issuer. F2 · balance_after: Includes deferred stock units. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:55 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 3,000 | $213.12 | $639,360.00 |
DisclosureSEC source: 0000049071-17-000058 · edgar.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166 F5 · price: Shares sold at prices ranging from $213.07 to $213.19. F4 · balance_after: Includes 761 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2017. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:07 UTC | SiteOne Landscape Supply, Inc. SITE · Entity 4018 | GrantCommon Shares | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018823 · doc4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412 F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units are fully vested on grant, but settlement is deferred until the earlier of Mr. Dunbar's termination of board service and a change in control of the Issuer. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:49 UTC | HUMANA INC HUM · Entity 1429 | GrantHumana Common | 761 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000009 · edgar.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 F4 · balance_after: Includes 761 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2017. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:49 UTC | HUMANA INC HUM · Entity 1429 | GrantStock Unit · Derivative | 132 | $203.53 | $26,865.96 |
DisclosureSEC source: 0000049071-17-000009 · edgar.xml · derivative · entry 4 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842 Underlying: Humana Common · 132 shares Expires not disclosed F3 · security: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). F3 · derivative.exercise_price: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). F3 · derivative.exercise_date: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). F3 · derivative.expiration_date: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 12:02 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerClass A Common Stock | 32,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042384 · doc4.xml · nonDerivative · entry 1 Dunbar Webster Roy · CIK 0001305807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.