Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOHNSON CONTROLS INC
Report date September 02, 2016 · Filed September 07, 2016
Section 16 reporting ended · disclosed 2016-09-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Trustee | 0 |
Reported balance
After 2016-09-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-09-02 · Disposition to issuer · Disposed 26,823.865 · Balance 0 F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-02 transaction · row 10
9 source rows · reconciled sequenceRow 2 · 2016-09-02 · Exercise / conversion · Acquired 94,387.621 · Balance 410,235.338 Row 3 · 2016-09-02 · Exercise / conversion · Acquired 36,932.248 · Balance 447,167.586 Row 4 · 2016-09-02 · Exercise / conversion · Acquired 45,304.543 · Balance 492,472.129 Row 5 · 2016-09-02 · Exercise / conversion · Acquired 13,295.433 · Balance 505,767.562 Row 6 · 2016-09-02 · Disposition to issuer · Disposed 94,387.621 · Balance 411,379.941 Row 7 · 2016-09-02 · Disposition to issuer · Disposed 36,932.248 · Balance 374,447.693 Row 8 · 2016-09-02 · Disposition to issuer · Disposed 45,304.543 · Balance 329,143.15 Row 9 · 2016-09-02 · Disposition to issuer · Disposed 13,295.433 · Balance 315,847.717 Row 10 · 2016-09-02 · Disposition to issuer · Disposed 315,847.717 · Balance 0 F2: Includes 6,448.572 shares acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per share. F3: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). |
| Phantom Stock Units - Annual Incentive PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-09-02 · Exercise / conversion · Disposed 94,387.621 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5: The phantom stock units accrued under the Johnson Controls Annual Incentive Plan and settled 100% in cash. F6: Includes 2,486.981 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. |
| Phantom Stock Units - Long Term Incentive PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-09-02 · Exercise / conversion · Disposed 36,932.248 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7: The phantom stock units accrued under the Johnson Controls Long-Term Incentive Plan and were settled 100% in cash. F8: Includes 1,243.161 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. |
| Phantom Stock Units - Retirement Restoration PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-09-02 · Disposition to issuer · Disposed 16,287.616 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F9: The phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's retirement or termination of employment with the company. F10: Includes 1,308.111 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 107,977.888 |
Reported balance
After 2016-09-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-09-02 · Exercise / conversion · Disposed 45,304.543 · Balance 107,977.888 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F11: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 94,682.455 |
Reported balance
After 2016-09-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-09-02 · Exercise / conversion · Disposed 13,295.433 · Balance 94,682.455 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F11: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2016-09-02 · Disposition to issuer · Disposed 94,682.455 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F11: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F12: Includes 4,249.779 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.86 · Expires 2025-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2016-09-02 · Disposition to issuer · Disposed 217,604 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F13: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2024-11-18 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2016-09-02 · Disposition to issuer · Disposed 169,924 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F13: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.21 · Expires 2017-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2016-09-02 · Disposition to issuer · Disposed 90,000 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.54 · Expires 2020-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2016-09-02 · Disposition to issuer · Disposed 135,000 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.54 · Expires 2021-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2016-09-02 · Disposition to issuer · Disposed 125,000 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2022-10-05 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2016-09-02 · Disposition to issuer · Disposed 72,900 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.73 · Expires 2023-01-23 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2016-09-02 · Disposition to issuer · Disposed 65,100 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.37 · Expires 2023-11-19 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2016-09-02 · Disposition to issuer · Disposed 153,061 · Balance 0 F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
F2: Includes 6,448.572 shares acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per share.
F3: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.
F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
F5: The phantom stock units accrued under the Johnson Controls Annual Incentive Plan and settled 100% in cash.
F6: Includes 2,486.981 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
F7: The phantom stock units accrued under the Johnson Controls Long-Term Incentive Plan and were settled 100% in cash.
F8: Includes 1,243.161 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
F9: The phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's retirement or termination of employment with the company.
F10: Includes 1,308.111 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit.
F11: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
F12: Includes 4,249.779 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
F13: Fifty percent of the options vest after two years and the remaining 50% vests after three years.
F14: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Johnson Controls International plc
Report date September 01, 2017 · Filed September 15, 2017 · Amendment
Section 16 reporting ended · disclosed 2017-09-15. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,293,649.739 |
Reported balance
After 2017-09-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-09-01 · Tax withholding · Disposed 9,662 · Balance 1,293,649.739 F1: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 6, 2017 and is being filed to correct the originally reported disposition of 12,601 ordinary shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 6, 2017 and is being filed to correct the originally reported disposition of 12,601 ordinary shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2017 Filed Sep 6, 2017 21:31 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingPhantom Stock Units - Restricted Stock Plan · Derivative | 1,696 | $39.89 Strike: $0.00 | $67,653.44 |
DisclosureSEC source: 0001127602-17-027080 · form4.xml · derivative · entry 3 Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,365.32 Underlying: Ordinary Shares · 1,696 shares Expires not disclosed F2 · derivative.exercise_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F2 · derivative.expiration_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:31 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 12,601 | $39.89 | $502,653.89 |
DisclosureSEC source: 0001127602-17-027080 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290,710.739 Read SEC document |
| September 01, 2017 Filed Sep 15, 2017 20:43 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 9,662 | $39.89 | $385,417.18 |
DisclosureSEC source: 0001127602-17-027504 · form4a.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,649.739 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 6, 2017 and is being filed to correct the originally reported disposition of 12,601 ordinary shares. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 97,678 | $0.00 Strike: $37.05 | $0.00 |
DisclosureSEC source: 0001127602-17-017565 · form4.xml · derivative · entry 5 Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 97,678 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Disposition to issuerOrdinary Shares | 97,678 | $41.97 | $4,099,692.18 |
DisclosureSEC source: 0001127602-17-017565 · form4.xml · nonDerivative · entry 3 Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,407.02 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.86 to $42.13, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 97,678 | $37.05 | $3,618,969.90 |
DisclosureSEC source: 0001127602-17-017565 · form4.xml · nonDerivative · entry 2 Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,085.02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:58 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 6,335 | $41.96 | $265,798.23 |
DisclosureSEC source: 0001127602-17-017565 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,407.02 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.85 to $42.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:50 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 3,368 | $43.24 | $145,632.32 |
DisclosureSEC source: 0001127602-17-002347 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,295,548.81 F1 · balance_after: Includes 6,938.71 shares acquired via dividend reinvestment on January 6, 2017 at $42.79 per share. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:09 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 63,476 | $44.27 | $2,810,082.52 |
DisclosureSEC source: 0001127602-16-069600 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307,008.27 Read SEC document |
| December 07, 2016 Filed Dec 15, 2016 21:45 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 76,718 | $44.27 | $3,396,305.86 |
DisclosureSEC source: 0001127602-16-070143 · form4a.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,766 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on December 9, 2016 and is being filed to correct the originally reported disposition of 63,476 ordinary shares. Read SEC document |
| December 07, 2016 Filed Dec 29, 2016 21:06 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 78,459 | $44.27 | $3,473,379.93 |
DisclosureSEC source: 0001127602-16-071015 · form4a.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292,025.27 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on December 9, 2016 and is being filed to correct the originally reported disposition of 63,476 ordinary shares and also amends the Form 4/A filed on December 15, 2016 to correct the amended disposition of 76,718 ordinary shares. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:28 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 18,791 | $44.71 | $840,145.61 |
DisclosureSEC source: 0001127602-16-068121 · form4.xml · nonDerivative · entry 3 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,484.272 Read SEC document |
| November 21, 2016 Filed Jan 6, 2017 22:15 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 18,837 | $44.71 | $842,202.27 |
DisclosureSEC source: 0001127602-17-001294 · form4a.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,438.272 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on November 22, 2016 and is being filed to correct the originally reported disposition of 18,791 ordinary shares. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:28 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 35,996.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068121 · form4.xml · derivative · entry 6 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,121.31 Underlying: Ordinary Shares · 35,996.31 shares Expires not disclosed F2 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:28 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 53,701.78 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068121 · form4.xml · derivative · entry 5 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,125 Underlying: Ordinary Shares · 53,701.78 shares Expires not disclosed F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:28 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 203,985.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068121 · form4.xml · nonDerivative · entry 2 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,275.272 F2 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:28 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 161,105.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068121 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,289.412 F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:18 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 293,770 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064647 · form4.xml · derivative · entry 3 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,770 Underlying: Ordinary Shares · 293,770 shares Expires 2026-10-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:18 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 58,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064647 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938,808.719 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:51 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 318,298 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065286 · form4a.xml · derivative · entry 2 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,298 Underlying: Ordinary Shares · 318,298 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 293,770 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:51 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 63,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065286 · form4a.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,676.719 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 58,313 ordinary shares underlying restricted share units granted on October 7, 2016. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:21 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 417,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062426 · form4.xml · nonDerivative · entry 2 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,979.719 F1 · shares: Reflects grant of restricted stock units that, subject to certain forfeiture and accelerated vesting provisions, will vest 30 months from the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:21 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 146,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062426 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,094.719 F1 · shares: Reflects grant of restricted stock units that, subject to certain forfeiture and accelerated vesting provisions, will vest 30 months from the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 08, 2016 Filed Sep 23, 2016 21:08 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 146,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063127 · form4a.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,610.719 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 12, 2016 and is being filed to correct the originally reported acquisition of 146,247 ordinary shares underlying restricted share units granted on September 8, 2012. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 153,061 | Not disclosed Strike: $48.37 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 24 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,061 shares Expires 2023-11-19 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 65,100 | Not disclosed Strike: $30.73 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 23 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,100 shares Expires 2023-01-23 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 72,900 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 22 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,900 shares Expires 2022-10-05 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 125,000 | Not disclosed Strike: $28.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 21 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2021-10-07 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 135,000 | Not disclosed Strike: $30.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 20 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135,000 shares Expires 2020-10-01 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 90,000 | Not disclosed Strike: $40.21 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 19 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2017-10-01 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 169,924 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 18 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 169,924 shares Expires 2024-11-18 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F13 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vests after three years. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 217,604 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 17 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 217,604 shares Expires 2025-10-07 F14 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F13 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vests after three years. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerPhantom Stock Units - Restricted Stock Plan · Derivative | 94,682.455 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 16 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,682.455 shares Expires not disclosed F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F11 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F11 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F12 · derivative.underlying_shares: Includes 4,249.779 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Restricted Stock Plan · Derivative | 13,295.433 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 15 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,682.455 Underlying: Common Stock · 13,295.433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F11 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F11 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Restricted Stock Plan · Derivative | 45,304.543 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 14 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,977.888 Underlying: Common Stock · 45,304.543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F11 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F11 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerPhantom Stock Units - Retirement Restoration Plan · Derivative | 16,287.616 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 13 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,287.616 shares Expires not disclosed F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F9 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's retirement or termination of employment with the company. F9 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's retirement or termination of employment with the company. F10 · derivative.underlying_shares: Includes 1,308.111 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Long Term Incentive Plan · Derivative | 36,932.248 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 12 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,932.248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7 · derivative.exercise_date: The phantom stock units accrued under the Johnson Controls Long-Term Incentive Plan and were settled 100% in cash. F7 · derivative.expiration_date: The phantom stock units accrued under the Johnson Controls Long-Term Incentive Plan and were settled 100% in cash. F8 · derivative.underlying_shares: Includes 1,243.161 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Annual Incentive Plan · Derivative | 94,387.621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · derivative · entry 11 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,387.621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5 · derivative.exercise_date: The phantom stock units accrued under the Johnson Controls Annual Incentive Plan and settled 100% in cash. F5 · derivative.expiration_date: The phantom stock units accrued under the Johnson Controls Annual Incentive Plan and settled 100% in cash. F6 · derivative.underlying_shares: Includes 2,486.981 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 315,847.717 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 10 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Includes 6,448.572 shares acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per share. F3 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F1 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 13,295.433 | $48.90 | $650,146.67 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 9 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,847.717 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 45,304.543 | $48.90 | $2,215,392.15 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 8 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,143.15 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 36,932.248 | $48.90 | $1,805,986.93 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 7 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,447.693 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 94,387.621 | $48.90 | $4,615,554.67 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 6 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,379.941 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 13,295.433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 5 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,767.562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 45,304.543 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 4 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,472.129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 36,932.248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 3 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,167.586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 94,387.621 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 2 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,235.338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 11:04 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 26,823.865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062033 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Trustee Disclosed balance after: 0 F1 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:21 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 217,604 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-062140 · form4.xml · derivative · entry 12 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,604 Underlying: Ordinary Shares · 217,604 shares Expires 2025-10-07 F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F9 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 22:21 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 169,924 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-062140 · form4.xml · derivative · entry 11 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,924 Underlying: Ordinary Shares · 169,924 shares Expires 2024-11-18 F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F9 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.