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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2014 Filed Feb 4, 2014 01:12 UTC
Rosamilia Thomas WSenior Vice President
Tax withholdingCommon Stock 3,104 $176.59 $548,119.84
Disclosure

SEC source: 0001181431-14-004816 · rrd401204.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,152.094

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:12 UTC
Rosamilia Thomas WSenior Vice President
GrantCommon Stock 7,809 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004816 · rrd401204.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256.094

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:13 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Tax withholdingCommon Stock 16,528 $176.59 $2,918,596.88
Disclosure

SEC source: 0001181431-14-004817 · rrd401205.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,832.2521

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:13 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantCommon Stock 33,660 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004817 · rrd401205.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,360.2521

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:14 UTC
Rhodin Michael D.Senior Vice President
Tax withholdingCommon Stock 6,134 $176.59 $1,083,172.39
Disclosure

SEC source: 0001181431-14-004818 · rrd401206.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,393.38

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:14 UTC
Rhodin Michael D.Senior Vice President
GrantCommon Stock 13,464 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004818 · rrd401206.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,527.38

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:14 UTC
PICCIANO ROBERT JSenior Vice President
Tax withholdingCommon Stock 1,731 $176.59 $305,668.64
Disclosure

SEC source: 0001181431-14-004819 · rrd401207.xml · nonDerivative · entry 2

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,988.839

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:14 UTC
PICCIANO ROBERT JSenior Vice President
GrantCommon Stock 4,713 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004819 · rrd401207.xml · nonDerivative · entry 1

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,719.839

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:15 UTC
MILLS STEVEN ASenior Vice President
Tax withholdingCommon Stock 11,337 $176.59 $2,001,944.15
Disclosure

SEC source: 0001181431-14-004820 · rrd401208.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,681.4676

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:15 UTC
MILLS STEVEN ASenior Vice President
GrantCommon Stock 23,562 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004820 · rrd401208.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,018.4676

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:16 UTC
LeBlanc Robert J.Senior Vice President
Tax withholdingCommon Stock 6,133 $176.59 $1,082,995.81
Disclosure

SEC source: 0001181431-14-004821 · rrd401209.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,967.4837

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:16 UTC
LeBlanc Robert J.Senior Vice President
GrantCommon Stock 13,464 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004821 · rrd401209.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,100.4837

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:16 UTC
KELLY JOHN E IIISenior Vice President
Tax withholdingCommon Stock 10,646 $176.59 $1,879,923.91
Disclosure

SEC source: 0001181431-14-004822 · rrd401210.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,956.7413

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:16 UTC
KELLY JOHN E IIISenior Vice President
GrantCommon Stock 22,216 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004822 · rrd401210.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,602.7413

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:17 UTC
KAVANAUGH JAMES JVP, Controller
Tax withholdingCommon Stock 4,348 $176.59 $767,791.58
Disclosure

SEC source: 0001181431-14-004823 · rrd401211.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000.5887

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:17 UTC
KAVANAUGH JAMES JVP, Controller
GrantCommon Stock 9,998 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004823 · rrd401211.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,348.5887

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:18 UTC
IWATA JON CSenior Vice President
Tax withholdingCommon Stock 9,461 $176.59 $1,670,670.69
Disclosure

SEC source: 0001181431-14-004824 · rrd401212.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,885.9503

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:18 UTC
IWATA JON CSenior Vice President
GrantCommon Stock 20,196 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004824 · rrd401212.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,346.9503

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:18 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 880 $176.59 $155,394.80
Disclosure

SEC source: 0001181431-14-004825 · rrd401213.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271.1987

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:18 UTC
Gherson Diane JSenior Vice President
GrantCommon Stock 2,357 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004825 · rrd401213.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,151.1987

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:19 UTC
Di Leo Allen Bruno VSenior Vice President
Tax withholdingCommon Stock 4,825 $176.59 $852,022.63
Disclosure

SEC source: 0001181431-14-004826 · rrd401214.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,750.99

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:19 UTC
Di Leo Allen Bruno VSenior Vice President
GrantCommon Stock 10,098 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004826 · rrd401214.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,575.99

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:19 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 6,132 $176.59 $1,082,819.22
Disclosure

SEC source: 0001181431-14-004827 · rrd401215.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,637

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:19 UTC
Clementi ErichSenior Vice President
GrantCommon Stock 13,464 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004827 · rrd401215.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,769

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:20 UTC
Arnold Colleen F.Senior Vice President
Tax withholdingCommon Stock 6,037 $176.59 $1,066,043.65
Disclosure

SEC source: 0001181431-14-004828 · rrd401216.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,301.5672

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:20 UTC
Arnold Colleen F.Senior Vice President
GrantCommon Stock 13,464 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004828 · rrd401216.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,338.5672

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:23 UTC
Adkins Rodney CSenior Vice President
Tax withholdingCommon Stock 10,485 $176.59 $1,851,493.73
Disclosure

SEC source: 0001181431-14-004829 · rrd401217.xml · nonDerivative · entry 2

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,731

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:23 UTC
Adkins Rodney CSenior Vice President
GrantCommon Stock 22,216 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004829 · rrd401217.xml · nonDerivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,216

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
January 31, 2014 Filed Feb 4, 2014 01:09 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 7 $176.68 Strike: $0.00 $1,236.76
Disclosure

SEC source: 0001181431-14-004811 · rrd401200.xml · derivative · entry 3

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,163

Underlying: Common Stock · 7 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 31, 2014 Filed Feb 4, 2014 01:17 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 9 $176.68 Strike: $0.00 $1,590.12
Disclosure

SEC source: 0001181431-14-004823 · rrd401211.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

Underlying: Common Stock · 9 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 30, 2014 Filed Jan 31, 2014 17:51 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 0.407 $177.42 $72.21
Disclosure

SEC source: 0001181431-14-004553 · rrd400989.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,305

F1 · kind: Sale of fractional share holding.

Read SEC document
January 15, 2014 Filed Jan 16, 2014 15:25 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 7 $187.74 Strike: $0.00 $1,314.18
Disclosure

SEC source: 0001181431-14-002590 · rrd399993.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,160

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 15, 2014 Filed Jan 16, 2014 15:27 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 8 $187.74 Strike: $0.00 $1,501.92
Disclosure

SEC source: 0001181431-14-002591 · rrd399994.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 02, 2014 Filed Jan 3, 2014 16:50 UTC
KAVANAUGH JAMES JVP, Controller
GrantRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-000499 · rrd398985.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

Underlying: Common Stock · 8,772 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:33 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-000040 · rrd398702.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,153

Underlying: Common Stock · 212 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:33 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 5 $187.57 Strike: $0.00 $937.85
Disclosure

SEC source: 0001181431-14-000040 · rrd398702.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,941

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:34 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 61 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-000041 · rrd398703.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:34 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 8 $187.57 Strike: $0.00 $1,500.56
Disclosure

SEC source: 0001181431-14-000041 · rrd398703.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:36 UTC GrantPromised Fee Share · Derivative 361 $187.05 Strike: $0.00 $67,523.25
Disclosure

SEC source: 0001181431-14-000042 · rrd398704.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,275

Underlying: Common Stock · 361 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:37 UTC GrantPromised Fee Share · Derivative 361 $187.05 Strike: $0.00 $67,523.25
Disclosure

SEC source: 0001181431-14-000043 · rrd398705.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,001

Underlying: Common Stock · 361 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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December 31, 2013 Filed Jan 2, 2014 16:38 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000044 · rrd398706.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:39 UTC GrantPromised Fee Share · Derivative 201 $187.05 Strike: $0.00 $37,596.05
Disclosure

SEC source: 0001181431-14-000045 · rrd398707.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,307

Underlying: Common Stock · 201 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:39 UTC GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000046 · rrd398708.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,461

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:40 UTC GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000047 · rrd398709.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,774

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:41 UTC GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000048 · rrd398710.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,541

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:41 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 201 $187.05 Strike: $0.00 $37,596.05
Disclosure

SEC source: 0001181431-14-000049 · rrd398711.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 201 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:42 UTC GrantPromised Fee Share · Derivative 368 $187.05 Strike: $0.00 $68,832.56
Disclosure

SEC source: 0001181431-14-000050 · rrd398712.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,315

Underlying: Common Stock · 368 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:42 UTC GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000051 · rrd398713.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,735

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:43 UTC GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000052 · rrd398714.xml · derivative · entry 1

BRODY WILLIAM R MD PHD · CIK 0001145157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,538

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:44 UTC GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000053 · rrd398715.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,610

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.