Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMERSON ELECTRIC COEMR · Entity 2942 | Director | March 22, 2021 | March 24, 2021 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMERSON ELECTRIC CO
Report date March 22, 2021 · Filed March 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,086,916 |
Ending reported balance
After 2021-03-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-22 · Exercise / conversion · Acquired 15,368 · Balance 2,095,243 F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. Row 2 · 2021-03-22 · Tax withholding · Disposed 1,287 · Balance 2,093,956 F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Row 3 · 2021-03-22 · Gift · Disposed 7,040 · Balance 2,086,916 F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 447,258 |
Reported balance
After 2021-03-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-03-22 · Gift · Acquired 7,040 · Balance 447,258 F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.07 · Expires 2023-10-01 | Direct | 184,632 |
Reported balance
After 2021-03-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-22 · Exercise / conversion · Disposed 15,368 · Balance 184,632 F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. F6: Price is not applicable to stock options received as incentive compensation. F5: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust-Daughter | 59,723 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 59,723 |
| Common StockSEC Table I · non-derivative | IndirectTrust-Son | 69,723 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 69,723 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 11,063.45 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 11,063.45 |
| Common StockSEC Table I · non-derivative | Indirect401(k) excess plan | 46,767.603 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 46,767.603 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse.
F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F5: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.
INTERNATIONAL BUSINESS MACHINES CORP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,782 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 268 · Balance 23,782 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 00:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 268 | $219.93 Strike: $0.00 | $58,941.24 |
DisclosureSEC source: 0001183474-26-000005 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,782 Underlying: Common Stock · 268 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 209 | $281.21 Strike: $0.00 | $58,772.89 |
DisclosureSEC source: 0001183474-26-000004 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,346 Underlying: Common Stock · 209 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 243 | $242.39 Strike: $0.00 | $58,900.77 |
DisclosureSEC source: 0001183474-26-000003 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,994 Underlying: Common Stock · 243 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 22:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 1,000 | $304.00 | $304,000.00 |
DisclosureSEC source: 0001183474-26-000002 · primarydocument.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,258 Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 21:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 199 | $296.21 Strike: $0.00 | $58,945.79 |
DisclosureSEC source: 0001183474-26-000001 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,600 Underlying: Common Stock · 199 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 209 | $282.16 Strike: $0.00 | $58,971.44 |
DisclosureSEC source: 0001183474-25-000003 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,273 Underlying: Common Stock · 209 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 196 | $294.78 Strike: $0.00 | $57,776.88 |
DisclosureSEC source: 0001562180-25-005171 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,921 Underlying: Common Stock · 196 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2025 Filed Dec 29, 2025 21:37 UTC Amendment | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 200.283 | $294.78 Strike: $0.00 | $59,039.42 |
DisclosureSEC source: 0001183474-25-000007 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,930.502 Underlying: Common Stock · 200.283 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · shares: On July 1, 2025, the reporting person filed a Form 4 which, due to administrative error, inadvertently omitted 4.283 Promised Fee Shares from the number of securities acquired on June 30, 2025. The number of Promised Fee Shares acquired and total holdings as of June 30, 2025 have been updated to reflect these Promised Fee Shares. F4 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F4 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.underlying_shares: On July 1, 2025, the reporting person filed a Form 4 which, due to administrative error, inadvertently omitted 4.283 Promised Fee Shares from the number of securities acquired on June 30, 2025. The number of Promised Fee Shares acquired and total holdings as of June 30, 2025 have been updated to reflect these Promised Fee Shares. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 20:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 232 | $248.66 Strike: $0.00 | $57,689.12 |
DisclosureSEC source: 0001562180-25-002844 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,595 Underlying: Common Stock · 232 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2025 Filed Dec 29, 2025 21:35 UTC Amendment | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 237.077 | $248.66 Strike: $0.00 | $58,951.57 |
DisclosureSEC source: 0001183474-25-000006 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,600.077 Underlying: Common Stock · 237.077 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · shares: On April 1, 2025, the reporting person filed a Form 4 which, due to administrative error, inadvertently omitted 5.077 Promised Fee Shares from the number of securities acquired on March 31, 2025. The number of Promised Fee Shares acquired and total holdings as of March 31, 2025 have been updated to reflect these Promised Fee Shares. F4 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F4 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.underlying_shares: On April 1, 2025, the reporting person filed a Form 4 which, due to administrative error, inadvertently omitted 5.077 Promised Fee Shares from the number of securities acquired on March 31, 2025. The number of Promised Fee Shares acquired and total holdings as of March 31, 2025 have been updated to reflect these Promised Fee Shares. F3 · balance_after: On April 1, 2025, the reporting person filed a Form 4 which, due to administrative error, inadvertently omitted 5.077 Promised Fee Shares from the number of securities acquired on March 31, 2025. The number of Promised Fee Shares acquired and total holdings as of March 31, 2025 have been updated to reflect these Promised Fee Shares. Read SEC document |
| February 28, 2025 Filed Feb 28, 2025 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 1,200 | $249.00 | $298,800.00 |
DisclosureSEC source: 0001562180-25-001790 · primarydocument.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,258 Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 22:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 251 | $219.83 Strike: $0.00 | $55,177.33 |
DisclosureSEC source: 0001562180-25-000021 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,226 Underlying: Common Stock · 251 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 22:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 250 | $221.08 Strike: $0.00 | $55,270.00 |
DisclosureSEC source: 0001562180-24-007082 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,825 Underlying: Common Stock · 250 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 21:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 319 | $172.95 Strike: $0.00 | $55,171.05 |
DisclosureSEC source: 0001562180-24-005532 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,409 Underlying: Common Stock · 319 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 289 | $190.96 Strike: $0.00 | $55,187.44 |
DisclosureSEC source: 0001562180-24-003106 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,896 Underlying: Common Stock · 289 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 338 | $163.55 Strike: $0.00 | $55,279.90 |
DisclosureSEC source: 0001562180-24-000142 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,439 Underlying: Common Stock · 338 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 393 | $140.30 Strike: $0.00 | $55,137.90 |
DisclosureSEC source: 0001562180-23-007136 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,910 Underlying: Common Stock · 393 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 412 | $133.81 Strike: $0.00 | $55,129.72 |
DisclosureSEC source: 0001562180-23-005697 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,312 Underlying: Common Stock · 412 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 421 | $131.09 Strike: $0.00 | $55,188.89 |
DisclosureSEC source: 0001562180-23-003239 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,685 Underlying: Common Stock · 421 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 347 | $140.89 Strike: $0.00 | $48,888.83 |
DisclosureSEC source: 0001562180-23-000019 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,040 Underlying: Common Stock · 347 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 411 | $118.81 Strike: $0.00 | $48,830.91 |
DisclosureSEC source: 0001562180-22-006912 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,512 Underlying: Common Stock · 411 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 1,000 | $125.00 | $125,000.00 |
DisclosureSEC source: 0001562180-22-006702 · primarydocument.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 1,000 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 346 | $141.19 Strike: $0.00 | $48,851.74 |
DisclosureSEC source: 0001562180-22-005448 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 Underlying: Common Stock · 346 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 375 | $130.02 Strike: $0.00 | $48,757.50 |
DisclosureSEC source: 0001562180-22-003071 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,369 Underlying: Common Stock · 375 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 365 | $133.66 Strike: $0.00 | $48,785.90 |
DisclosureSEC source: 0001562180-22-000129 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,799 Underlying: Common Stock · 365 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 21:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 351 | $138.93 Strike: $0.00 | $48,764.43 |
DisclosureSEC source: 0001562180-21-006207 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,606 Underlying: Common Stock · 351 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 333 | $146.59 Strike: $0.00 | $48,814.47 |
DisclosureSEC source: 0001562180-21-004625 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,098 Underlying: Common Stock · 333 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 366 | $133.26 Strike: $0.00 | $48,773.16 |
DisclosureSEC source: 0001562180-21-002520 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,628 Underlying: Common Stock · 366 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 11:34 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,368 | Not disclosed Strike: $65.07 | Not disclosed |
DisclosureSEC source: 0000950138-21-000232 · edgar.xml · derivative · entry 9 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,632 Underlying: Common Stock · 15,368 shares Expires 2023-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. F6 · price: Price is not applicable to stock options received as incentive compensation. F5 · derivative.exercise_date: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 11:34 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 7,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-21-000232 · edgar.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 447,258 F3 · kind: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 11:34 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 7,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-21-000232 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,086,916 F3 · kind: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 11:34 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 1,287 | $88.83 | $114,324.21 |
DisclosureSEC source: 0000950138-21-000232 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093,956 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 11:34 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 15,368 | $65.07 | $999,995.76 |
DisclosureSEC source: 0000950138-21-000232 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,095,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. F1 · shares: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 388 | $125.88 Strike: $0.00 | $48,841.44 |
DisclosureSEC source: 0001562180-21-000044 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,108 Underlying: Common Stock · 388 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:14 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantCommon Stock | 95,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-20-000432 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,875 F1 · kind: Acquisition of 95,150 shares pursuant to Rule 16b-3 upon payout of 173,000 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2020. Of these 173,000 units, 95,150 units were paid in shares of Issuer stock, with the remaining 77,850 units paid in cash to cover the reporting person's tax obligations. F2 · price: Price is not applicable to the acquisitions described in Note 1. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 175 | $108.13 | $18,921.88 |
DisclosureSEC source: 0001562180-20-006463 · primarydocument.xml · nonDerivative · entry 6 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 450 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 75 | $107.75 | $8,081.25 |
DisclosureSEC source: 0001562180-20-006463 · primarydocument.xml · nonDerivative · entry 5 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 275 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 100 | $107.71 | $10,771.00 |
DisclosureSEC source: 0001562180-20-006463 · primarydocument.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 200 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 100 | $107.71 | $10,770.99 |
DisclosureSEC source: 0001562180-20-006463 · primarydocument.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 100 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 300 | $107.74 | $32,320.53 |
DisclosureSEC source: 0001562180-20-006463 · primarydocument.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,058 Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 750 | $107.66 | $80,743.05 |
DisclosureSEC source: 0001562180-20-006463 · primarydocument.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,758 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 401 | $121.67 Strike: $0.00 | $48,789.67 |
DisclosureSEC source: 0001562180-20-006180 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,570 Underlying: Common Stock · 401 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 77,783 | Not disclosed Strike: $53.31 | Not disclosed |
DisclosureSEC source: 0000950138-20-000384 · edgar.xml · derivative · entry 10 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,783 shares Expires 2020-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 77,783 non-qualified stock options exempt under Rule 16b-3. F7 · price: Price is not applicable to stock options received as incentive compensation. F6 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 8,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-20-000384 · edgar.xml · nonDerivative · entry 5 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 440,218 F4 · kind: Bona fide gift by Reporting Person of 8,586 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · shares: Bona fide gift by Reporting Person of 8,586 shares to a revocable trust for the benefit of the Reporting Person's spouse. F5 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 8,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-20-000384 · edgar.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,984,725 F4 · kind: Bona fide gift by Reporting Person of 8,586 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · shares: Bona fide gift by Reporting Person of 8,586 shares to a revocable trust for the benefit of the Reporting Person's spouse. F5 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 47,887 | $65.71 | $3,146,654.77 |
DisclosureSEC source: 0000950138-20-000384 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993,311 F3 · kind: Payment of portion of option exercise price by delivering securities. F3 · shares: Payment of portion of option exercise price by delivering securities. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 6,570 | $65.71 | $431,714.70 |
DisclosureSEC source: 0000950138-20-000384 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,041,198 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 77,783 | $53.31 | $4,146,611.73 |
DisclosureSEC source: 0000950138-20-000384 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 77,783 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 77,783 non-qualified stock options exempt under Rule 16b-3. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 404 | $120.77 Strike: $0.00 | $48,791.08 |
DisclosureSEC source: 0001562180-20-004758 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,020 Underlying: Common Stock · 404 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 15:09 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,068 | Not disclosed Strike: $53.31 | Not disclosed |
DisclosureSEC source: 0000950138-20-000296 · edgar.xml · derivative · entry 9 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,783 Underlying: Common Stock · 14,068 shares Expires 2020-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 14,068 non-qualified stock options exempt under Rule 16b-3. F6 · price: Price is not applicable to stock options received as incentive compensation. F5 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.