TapewireFind a company

person · Reporting owner

KAVANAUGH JAMES J

Disclosed activity across 2 companies

Tapewire entity
14900
SEC CIK
0001433640

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Sr. VP and CFOFebruary 26, 2026February 27, 2026
T-Mobile US, Inc.TMUS · Entity 2064DirectorJune 16, 2026June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date February 26, 2026 · Filed February 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,364 Reported balance After 2026-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-26 · Grant · Acquired 10,364 · Balance 10,364

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $243.22 · Expires 2036-02-25Direct41,455 Reported balance After 2026-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-26 · Grant · Acquired 41,455 · Balance 41,455

F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Filing footnotes · ownership attribution and instrument terms

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

T-Mobile US, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,461 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 1,384 · Balance 5,461

F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2026 Filed Jun 18, 2026 21:06 UTC T-Mobile US, Inc. TMUS · Entity 2064 GrantCommon Stock 1,384 $0.00 $0.00
Disclosure

SEC source: 0001283699-26-000085 · wk-form4_1781816806.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,461

F1 · shares: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantEmp. Stock Option (right to buy) · Derivative 41,455 $0.00 Strike: $243.22 $0.00
Disclosure

SEC source: 0001433640-26-000004 · primarydocument.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,455

Underlying: Common Stock · 41,455 shares

Expires 2036-02-25

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 10,364 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000004 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,364

Underlying: Common Stock · 10,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 2,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · derivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,754

Underlying: Common Stock · 2,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F5 · derivative.exercise_date: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

F5 · derivative.expiration_date: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

F5 · balance_after: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 3,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · derivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 3,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F4 · derivative.exercise_date: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

F4 · derivative.expiration_date: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

F4 · balance_after: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 3,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · derivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 2/21/22, the reporting person was granted 13,520 RSUs, 3,380 of which vested on 2/21/23, 3,380 of which vested on 2/21/24, 3,380 of which vested on 2/21/25 and 3,380 of which vested on 2/21/26.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: On 2/21/22, the reporting person was granted 13,520 RSUs, 3,380 of which vested on 2/21/23, 3,380 of which vested on 2/21/24, 3,380 of which vested on 2/21/25 and 3,380 of which vested on 2/21/26.

F1 · derivative.expiration_date: On 2/21/22, the reporting person was granted 13,520 RSUs, 3,380 of which vested on 2/21/23, 3,380 of which vested on 2/21/24, 3,380 of which vested on 2/21/25 and 3,380 of which vested on 2/21/26.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,442 $256.42 $369,757.64
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,391.9073

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 2,877 $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,833.9073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,792 $256.42 $459,504.64
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,956.9073

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 3,575 $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,748.9073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,694 $256.42 $434,375.48
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,173.9073

Read SEC document
February 21, 2026 Filed Feb 24, 2026 02:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,867.9073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 2,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000002 · primarydocument.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 2,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 2/18/25, the reporting person was granted 10,877 RSUs, 2,719 of which vested on 02/18/26, 2,719 of which will vest on 02/18/27, 2,719 of which will vest on 02/18/28 and 2,720 of which will vest on 02/18/29.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: On 2/18/25, the reporting person was granted 10,877 RSUs, 2,719 of which vested on 02/18/26, 2,719 of which will vest on 02/18/27, 2,719 of which will vest on 02/18/28 and 2,720 of which will vest on 02/18/29.

F1 · derivative.expiration_date: On 2/18/25, the reporting person was granted 10,877 RSUs, 2,719 of which vested on 02/18/26, 2,719 of which will vest on 02/18/27, 2,719 of which will vest on 02/18/28 and 2,720 of which will vest on 02/18/29.

F1 · balance_after: On 2/18/25, the reporting person was granted 10,877 RSUs, 2,719 of which vested on 02/18/26, 2,719 of which will vest on 02/18/27, 2,719 of which will vest on 02/18/28 and 2,720 of which will vest on 02/18/29.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,363 $258.68 $352,580.84
Disclosure

SEC source: 0001433640-26-000002 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,487.9073

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 2,719 $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000002 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,850.9073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2026 Filed Feb 2, 2026 22:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 23,816 $303.76 $7,234,229.08
Disclosure

SEC source: 0001433640-26-000001 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,124.1789

Read SEC document
February 01, 2026 Filed Feb 2, 2026 22:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 48,474 $0.00 $0.00
Disclosure

SEC source: 0001433640-26-000001 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,940.1789

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2023-2025) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
November 05, 2025 Filed Nov 5, 2025 22:41 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GiftCommon Stock 6,700 $0.00 $0.00
Disclosure

SEC source: 0001433640-25-000004 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,447.039

Read SEC document
June 08, 2025 Filed Jun 9, 2025 20:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 5,163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004649 · primarydocument.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which vested on 06/08/23, 4,997 of which vested on 06/08/24, and 4,997 of which vested on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which vested on 06/08/23, 4,997 of which vested on 06/08/24, and 4,997 of which vested on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
June 08, 2025 Filed Jun 9, 2025 20:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 2,588 $268.85 $695,783.80
Disclosure

SEC source: 0001562180-25-004649 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,131.0448

Read SEC document
June 08, 2025 Filed Jun 9, 2025 20:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 5,163 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004649 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,719.0448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:06 UTC T-Mobile US, Inc. TMUS · Entity 2064 GrantCommon Stock 1,038 $0.00 $0.00
Disclosure

SEC source: 0001283699-25-000095 · wk-form4_1749586006.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,077

F1 · shares: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 6, 2026 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 2,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · derivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,631

Underlying: Common Stock · 2,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 3,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · derivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Common Stock · 3,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 3,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · derivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Common Stock · 3,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,442 $262.93 $379,137.85
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,526.2676

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 2,877 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,968.2676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,792 $262.93 $471,161.60
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,091.2676

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 3,575 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,883.2676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,694 $262.93 $445,394.95
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,308.2676

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001599 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,002.2676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 22:52 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantEmp. Stock Option (right to buy) · Derivative 43,505 $0.00 Strike: $261.89 $0.00
Disclosure

SEC source: 0001562180-25-001367 · primarydocument.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,505

Underlying: Common Stock · 43,505 shares

Expires 2035-02-17

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 22:52 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 10,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001367 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,877

Underlying: Common Stock · 10,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,719 of these units on February 18, 2026, 2,719 of these units on February 18, 2027, 2,719 of these units on February 18, 2028, and 2,720 of these units on February 18, 2029.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,719 of these units on February 18, 2026, 2,719 of these units on February 18, 2027, 2,719 of these units on February 18, 2028, and 2,720 of these units on February 18, 2029.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,719 of these units on February 18, 2026, 2,719 of these units on February 18, 2027, 2,719 of these units on February 18, 2028, and 2,720 of these units on February 18, 2029.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,719 of these units on February 18, 2026, 2,719 of these units on February 18, 2027, 2,719 of these units on February 18, 2028, and 2,720 of these units on February 18, 2029.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 21:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001104 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,234

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 01, 2025 Filed Feb 3, 2025 23:48 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 18,336 $254.56 $4,667,520.48
Disclosure

SEC source: 0001562180-25-000836 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,615.6516

Read SEC document
February 01, 2025 Filed Feb 3, 2025 23:48 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 37,719 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000836 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,951.6516

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 80 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007671 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,177

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 20:14 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006140 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,105

Underlying: Common Stock · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 21:17 UTC T-Mobile US, Inc. TMUS · Entity 2064 GrantCommon Stock 1,457 $0.00 $0.00
Disclosure

SEC source: 0001283699-24-000094 · wk-form4_1718659017.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,039

F1 · shares: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 13, 2025 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 22:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 5,163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004971 · primarydocument.xml · derivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,163

Underlying: Common Stock · 5,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which vested on 06/08/23, 4,997 of which vested on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · balance_after: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which vested on 06/08/23, 4,997 of which vested on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 22:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 5,688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004971 · primarydocument.xml · derivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which vested on 06/08/23, and 5,505 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which vested on 06/08/23, and 5,505 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 22:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 2,588 $169.71 $439,209.48
Disclosure

SEC source: 0001562180-24-004971 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,190.7305

Read SEC document
June 08, 2024 Filed Jun 11, 2024 22:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 5,163 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004971 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,778.7305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 22:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 2,851 $169.71 $483,843.21
Disclosure

SEC source: 0001562180-24-004971 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,615.7305

Read SEC document
June 08, 2024 Filed Jun 11, 2024 22:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 5,688 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004971 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,466.7305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:48 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003956 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,023

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 3,574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,725

Underlying: Common Stock · 3,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 3,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,760

Underlying: Common Stock · 3,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantEmp. Stock Option (right to buy) · Derivative 57,538 $0.00 Strike: $180.87 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,538

Underlying: Common Stock · 57,538 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 11,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Common Stock · 11,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.