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van Kralingen Bridget A

Disclosed activity across 4 companies

Tapewire entity
16250
SEC CIK
0001538977

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Senior Vice PresidentDecember 30, 2016January 03, 2017
Schrodinger, Inc.SDGR · Entity 4667DirectorJune 22, 2026June 23, 2026
TERADYNE, INCTER · Entity 181DirectorMay 08, 2026May 12, 2026
TRAVELERS COMPANIES, INC.TRV · Entity 2960DirectorFebruary 03, 2026February 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date December 30, 2016 · Filed January 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct16,328 Reported balance After 2016-12-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-12-30 · Grant · Acquired 9 · Balance 16,328

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct16,837 Reported balance After 2016-12-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-30 · Grant · Acquired 509 · Balance 16,837

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Schrodinger, Inc.

Report date June 22, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,640 Reported balance After 2026-06-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-22 · Grant · Acquired 8,141 · Balance 19,640

F1: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs were granted on June 22, 2026 and shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service.

F2: Includes 14,808 unvested RSUs.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.23 · Expires 2036-06-22Direct13,313 Reported balance After 2026-06-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-22 · Grant · Acquired 13,313 · Balance 13,313

F3: The option was granted on June 22, 2026 under the Issuer's 2022 Equity Incentive Plan, as amended. The award shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs were granted on June 22, 2026 and shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service.

F2: Includes 14,808 unvested RSUs.

F3: The option was granted on June 22, 2026 under the Issuer's 2022 Equity Incentive Plan, as amended. The award shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service.

TERADYNE, INC

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,224 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 668 · Balance 6,224

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 8, 2027 or the date of the Issuer's 2027 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 8, 2027 or the date of the Issuer's 2027 Annual Meeting of Shareholders.

TRAVELERS COMPANIES, INC.

Report date February 03, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,622.338 Reported balance After 2026-02-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 729 · Balance 4,622.338

F1: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2023 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2: Includes 60.964 shares of deferred stock units acquired since February 4, 2025 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2023 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2: Includes 60.964 shares of deferred stock units acquired since February 4, 2025 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2026 Filed Jun 23, 2026 20:28 UTC Schrodinger, Inc. SDGR · Entity 4667 GrantStock Option (right to buy) · Derivative 13,313 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001538977-26-000002 · wk-form4_1782246487.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,313

Underlying: Common Stock · 13,313 shares

Expires 2036-06-22

F3 · derivative.exercise_date: The option was granted on June 22, 2026 under the Issuer's 2022 Equity Incentive Plan, as amended. The award shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 20:28 UTC Schrodinger, Inc. SDGR · Entity 4667 GrantCommon Stock 8,141 $0.00 $0.00
Disclosure

SEC source: 0001538977-26-000002 · wk-form4_1782246487.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,640

F1 · security: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs were granted on June 22, 2026 and shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service.

F2 · balance_after: Includes 14,808 unvested RSUs.

Read SEC document
May 08, 2026 Filed May 12, 2026 21:18 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 668 $0.00 $0.00
Disclosure

SEC source: 0000904454-26-000270 · edgar.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,224

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 8, 2027 or the date of the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:11 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 729 $288.23 $210,119.67
Disclosure

SEC source: 0000086312-26-000042 · form4.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,622.338

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2023 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 60.964 shares of deferred stock units acquired since February 4, 2025 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:34 UTC Schrodinger, Inc. SDGR · Entity 4667 GrantStock Option (right to buy) · Derivative 2,335 $0.00 Strike: $21.05 $0.00
Disclosure

SEC source: 0001490978-25-000089 · wk-form4_1750451637.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Common Stock · 2,335 shares

Expires 2035-06-18

F3 · derivative.exercise_date: The option was granted on June 18, 2025 under the Issuer's 2022 Equity Incentive Plan, as amended. The award shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:34 UTC Schrodinger, Inc. SDGR · Entity 4667 GrantCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0001490978-25-000089 · wk-form4_1750451637.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,499

F1 · security: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs were granted on June 18, 2025 and shall vest on the twelve-month anniversary of the date of grant of the award (or, if earlier, the date of the next annual meeting of stockholders following the date of grant of the award), subject to continued service. The settlement of such RSUs will be deferred until the earlier of (i) the 30th day following the reporting person's separation from service from the Issuer or (ii) certain change in control events.

F2 · balance_after: Includes 11,499 unvested RSUs.

Read SEC document
May 09, 2025 Filed May 13, 2025 22:42 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 2,971 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000263 · ownership.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,556

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 9, 2026 or the date of the Issuer's 2026 Annual Meeting of Shareholders.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:35 UTC Schrodinger, Inc. SDGR · Entity 4667 GrantStock Option (right to buy) · Derivative 17,050 $0.00 Strike: $21.02 $0.00
Disclosure

SEC source: 0001490978-25-000028 · wk-form4_1741638943.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,050

Underlying: Common Stock · 17,050 shares

Expires 2035-03-07

F3 · derivative.exercise_date: The option was granted on March 07, 2025. The award shall vest as to 33.3333% of the shares underlying each award on each of the first, second and third anniversaries of the date of grant of the awards, subject to continued service.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:35 UTC Schrodinger, Inc. SDGR · Entity 4667 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001490978-25-000028 · wk-form4_1741638943.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs were granted on March 07, 2025 and shall vest as to 33.3333% of the shares underlying each award on each of the first, second and third anniversaries of the date of grant of the awards, subject to continued service. The settlement of such RSUs will be deferred until the earlier of (i) the 30th day following the reporting person's separation from service from the Issuer or (ii) certain change in control events.

F2 · balance_after: Includes 10,000 unvested RSUs.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:34 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 799 $244.06 $195,003.94
Disclosure

SEC source: 0001127602-25-003419 · form4.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,832.374

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's 2023 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 55.038 shares of deferred stock units acquired since February 6, 2024 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 09, 2024 Filed May 13, 2024 22:06 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 1,876 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000303 · ownership.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,585

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of May 9, 2025 or the date of the Issuer's 2025 Annual Meeting of Shareholders.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 22:19 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 915 $213.01 $194,904.15
Disclosure

SEC source: 0001127602-24-004053 · form4.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,978.336

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's 2023 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 45.894 shares of deferred stock units acquired since February 7, 2023 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:17 UTC TERADYNE, INC TER · Entity 181 GrantCommon Stock 709 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000043 · ownership.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of the date of the Issuer's 2024 Annual Meeting of Shareholders or the last Thursday in May 2024.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 21:23 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 952 $189.01 $179,937.52
Disclosure

SEC source: 0001127602-23-004236 · form4.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017.442

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 22.442 shares of deferred stock units acquired since February 8, 2022 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:19 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 1,043 $172.50 $179,917.50
Disclosure

SEC source: 0001127602-22-004251 · form4.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 16:58 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000037 · primarydocument.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,837

Underlying: Common Stock · 509 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 16:58 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $165.99 Strike: $0.00 $1,493.91
Disclosure

SEC source: 0001562180-17-000037 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,328

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $168.02 Strike: $0.00 $1,512.18
Disclosure

SEC source: 0001562180-16-003815 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,320

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 19:47 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $162.22 Strike: $0.00 $1,459.98
Disclosure

SEC source: 0001562180-16-003632 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:26 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,625 $162.44 $263,965.49
Disclosure

SEC source: 0001562180-16-003610 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521.5456

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:26 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 482 $162.44 $78,296.08
Disclosure

SEC source: 0001562180-16-003610 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146.5456

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $158.67 Strike: $0.00 $1,428.03
Disclosure

SEC source: 0001562180-16-003535 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,312

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $158.32 $79,158.55
Disclosure

SEC source: 0001562180-16-003473 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,629.0385

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 355 $158.31 $56,200.05
Disclosure

SEC source: 0001562180-16-003473 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,129.0385

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003425 · primarydocument.xml · derivative · entry 3

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,307

Underlying: Common Stock · 146 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $155.54 $77,769.75
Disclosure

SEC source: 0001562180-16-003425 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,484.0385

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 350 $155.52 $54,432.00
Disclosure

SEC source: 0001562180-16-003425 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984.0385

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:45 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $153.69 Strike: $0.00 $1,383.21
Disclosure

SEC source: 0001562180-16-003308 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,161

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:39 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $150.80 $75,398.75
Disclosure

SEC source: 0001562180-16-003281 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,311.7517

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:39 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 165 $150.79 $24,880.35
Disclosure

SEC source: 0001562180-16-003281 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811.7517

Read SEC document
October 20, 2016 Filed Oct 21, 2016 18:26 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 330 $152.05 $50,176.57
Disclosure

SEC source: 0001562180-16-003254 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,976.7517

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:41 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $154.45 Strike: $0.00 $1,390.05
Disclosure

SEC source: 0001562180-16-003240 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,154

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:26 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $158.85 Strike: $0.00 $1,429.65
Disclosure

SEC source: 0001562180-16-003170 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $155.66 Strike: $0.00 $1,400.94
Disclosure

SEC source: 0001562180-16-003146 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,137

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 16:58 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $158.88 Strike: $0.00 $1,429.92
Disclosure

SEC source: 0001562180-16-003074 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 25, 2016 Filed Aug 26, 2016 17:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 629 $159.40 $100,260.90
Disclosure

SEC source: 0001562180-16-003048 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,306.0088

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $161.88 Strike: $0.00 $1,456.92
Disclosure

SEC source: 0001562180-16-003011 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2016 Filed Aug 9, 2016 20:25 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002937 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,106

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 29, 2016 Filed Aug 1, 2016 17:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $160.62 Strike: $0.00 $1,445.58
Disclosure

SEC source: 0001562180-16-002876 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,969

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2016 Filed Jul 18, 2016 18:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $159.78 Strike: $0.00 $1,438.02
Disclosure

SEC source: 0001562180-16-002798 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,961

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2016 Filed Jul 1, 2016 19:17 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $151.78 Strike: $0.00 $1,366.02
Disclosure

SEC source: 0001562180-16-002728 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,954

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2016 Filed Jun 16, 2016 18:52 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $150.68 Strike: $0.00 $1,356.12
Disclosure

SEC source: 0001562180-16-002645 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,947

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 11,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002606 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,164

Underlying: Common Stock · 11,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

Read SEC document
May 31, 2016 Filed Jun 1, 2016 14:53 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $153.74 Strike: $0.00 $1,383.66
Disclosure

SEC source: 0001562180-16-002439 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 13, 2016 Filed May 16, 2016 16:45 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $147.72 Strike: $0.00 $1,329.48
Disclosure

SEC source: 0001562180-16-002350 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,936

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2016 Filed May 9, 2016 19:38 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002219 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,927

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 29, 2016 Filed May 2, 2016 20:39 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $145.94 Strike: $0.00 $1,313.46
Disclosure

SEC source: 0001562180-16-002190 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,778

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 15, 2016 Filed Apr 18, 2016 16:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $151.72 Strike: $0.00 $1,365.48
Disclosure

SEC source: 0001562180-16-002117 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 31, 2016 Filed Apr 1, 2016 20:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $151.45 Strike: $0.00 $1,363.05
Disclosure

SEC source: 0001562180-16-002047 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,766

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 15, 2016 Filed Mar 16, 2016 15:45 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 277 $142.96 Strike: $0.00 $39,599.92
Disclosure

SEC source: 0001562180-16-001977 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,759

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.