Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARDINAL HEALTH INCCAH · Entity 3014 | Director | November 12, 2019 | November 13, 2019 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | February 08, 2016 | February 09, 2016 |
| Smurfit Westrock plcSW · Entity 3199 | Director | September 10, 2026 | September 14, 2026 |
| WRKCo Inc.WRK · Entity 162579 | Director | November 02, 2018 | November 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARDINAL HEALTH INC
Report date November 12, 2019 · Filed November 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 35,103 |
Reported balance
After 2019-11-12 transaction · row 1
1 source rowRow 1 · 2019-11-12 · Grant · Acquired 3,424 · Balance 35,103 F1: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 08, 2016 · Filed February 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,178 |
Reported balance
After 2016-02-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-02-08 · Grant · Acquired 53 · Balance 5,178 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Smurfit Westrock plc
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 36,622.748 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 343.768 · Balance 36,622.748 F1: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2: Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,897.748 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
F2: Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,897.748 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors.
WRKCo Inc.
Report date November 02, 2018 · Filed November 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-02 transaction · row 1
1 source rowRow 1 · 2018-11-02 · Disposition to issuer · Disposed 1,197 · Balance 0 F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers"). F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers").
F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WestRock Co
Report date July 05, 2024 · Filed July 08, 2024
Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 1
1 source rowRow 1 · 2024-07-05 · Disposition to issuer · Disposed 26,795.7 · Balance 0 F1: Includes an aggregate of 25,598.7 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash (collectively, the "Merger Consideration"). With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes an aggregate of 25,598.7 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4.
F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash (collectively, the "Merger Consideration"). With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 14, 2026 15:20 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 343.768 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-061749 · wk-form4_1789399255.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,622.748 F1 · price: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,897.748 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 16:00 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 367.844 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-042715 · wk-form4_1781280019.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,278.98 F1 · price: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 4,489 restricted stock units which will vest on the earlier of (i) May 1, 2027 or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and and 27,601.98 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 01, 2026 Filed May 5, 2026 16:51 UTC | Smurfit Westrock plc SW · Entity 3199 | Tax withholdingOrdinary Shares | 2,123 | $38.39 | $81,501.97 |
DisclosureSEC source: 0001628280-26-030311 · wk-form4_1777999911.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,911.136 F3 · shares: Reflects ordinary shares of Smurfit Westrock plc withheld to satisfy the Reporting Person's tax withholding obligation upon vesting and settlement of RSUs. F2 · balance_after: Includes 27,285.136 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 01, 2026 Filed May 5, 2026 16:51 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030311 · wk-form4_1777999911.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,034.136 F1 · shares: On May 1st, 2026, the Reporting Person was granted 4,438 restricted stock units (RSUs). Each RSU represents a contingent right to receive one ordinary share. The RSUs are scheduled to vest on the earlier of (i) the first anniversary of the date of grant of the RSU or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders. F2 · balance_after: Includes 27,285.136 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 18, 2026 Filed Mar 20, 2026 17:15 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 367.176 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-020097 · wk-form4_1774026908.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,596.136 F1 · price: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 4,422 restricted stock units which will vest on the earlier of (i) May 2, 2026 or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,285.136 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 16:56 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 345.516 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058163 · wk-form4_1766163386.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,228.96 F1 · price: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4308 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 4,371 restricted stock units which are scheduled to vest on the earlier of (i) May 2, 2026 or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 26,968.96 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 13:22 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 297.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-091923 · tm2526572-3_4seq1.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,883.444 F1 · price: In accordance with the terms of outstanding restricted stock units, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4308 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 4,323 restricted stock units which are scheduled to vest on the earlier of (i) May 2, 2026 or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 26,671.444 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 19:00 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 308.747 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012031 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,585.844 F1 · price: In accordance with the terms of outstanding restricted stock units, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4308 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 4,282 restricted stock units which are scheduled to vest on the earlier of (i) May 2,2026 or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 26,414.844 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 02, 2025 Filed May 6, 2025 18:01 UTC | Smurfit Westrock plc SW · Entity 3199 | Tax withholdingOrdinary Shares | 640 | $40.47 | $25,900.80 |
DisclosureSEC source: 0001104659-25-044984 · tm2514162-13_4seq1.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,277.097 F2 · shares: Reflects ordinary shares of Smurfit Westrock plc withheld to satisfy the Reporting Person's tax withholding obligation upon vesting and settlement of RSUs. F3 · balance_after: Includes 28,038.097 fully vested RSUs that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of Smurfit Westrock plc's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 02, 2025 Filed May 6, 2025 18:01 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 4,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-044984 · tm2514162-13_4seq1.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,917.097 F1 · shares: On May 2nd, 2025, the Reporting Person was granted 4,239 restricted shares units (RSUs). Each RSU represents a contingent right to receive one ordinary share. The RSUs are scheduled to vest on the earlier of (i) the first anniversary of the date of grant of the RSU or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders. F3 · balance_after: Includes 28,038.097 fully vested RSUs that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of Smurfit Westrock plc's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 22:07 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 248.097 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-026264 · tm259928-4_4seq1.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,678.097 F1 · price: In accordance with the terms of outstanding restricted stock unit awards, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4308 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 1,332 restricted stock units which vest on May 1, 2025 and 26,149.097 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:04 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantCommon Stock | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005361 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,430 F1 · shares: On March 11, 2025, the reporting person was granted 1,332 restricted stock units (RSUs). Each RSU represents a contingent right to receive one Ordinary Share. The RSUs are scheduled to vest on May 1, 2025. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 18:09 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021001 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,098 F1 · price: In accordance with the terms of outstanding time-based restricted stock units, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.3025 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 25,901 restricted stock units that are fully vested and will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:17 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 158 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016850 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,954 F1 · price: In accordance with the terms of outstanding time-based restricted stock units, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.3025 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2 · balance_after: Includes 25,756 restricted stock units that are fully vested and will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| July 05, 2024 Filed Jul 8, 2024 16:57 UTC | WestRock Co WRK · Entity 89113 | Disposition to issuerCommon Stock | 26,795.7 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-013530 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes an aggregate of 25,598.7 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. F2 · price: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash (collectively, the "Merger Consideration"). With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty. Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 01:50 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 4,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-078722 · tm2419140-11_4seq1.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,795 F2 · price: Pursuant to the Transaction Agreement, at the Merger Effective Time, each restricted stock unit award in respect of shares of WestRock Common Stock held by the Reporting Person became fully vested and entitled to receive the Merger Consideration (subject to any deferred payment or settlement as required by Section 409A of the Code). Read SEC document |
| July 05, 2024 Filed Jul 10, 2024 01:50 UTC | Smurfit Westrock plc SW · Entity 3199 | GrantOrdinary Shares | 22,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-078722 · tm2419140-11_4seq1.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,605 F1 · price: Pursuant to the Transaction Agreement, dated as of September 12, 2023 (the "Transaction Agreement"), by and among Smurfit Kappa Group plc, Smurfit WestRock plc (formerly Smurfit WestRock Limited and prior to that known as Cepheidway Limited, "Smurfit WestRock"), Sun Merger Sub, LLC ("Merger Sub") and WestRock Company ("WestRock"), on July 5, 2024, Merger Sub merged with and into WestRock (the "Merger"). Pursuant to the Merger, each share of WestRock common stock ("WestRock Common Stock") held by the Reporting Person was converted into the right to receive one ordinary share of Smurfit WestRock, par value $0.001 per share (each a "Smurfit WestRock Share"), plus $5.00 in cash (the "Merger Consideration") at the effective time of the Merger (the "Merger Effective Time"). Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:14 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 4,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002082 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,476 F1 · shares: Relates to the annual grant of restricted stock units, which pursuant to its terms, is scheduled to vest on February 5, 2025. F2 · balance_after: Includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. Read SEC document |
| February 03, 2023 Filed Feb 6, 2023 16:22 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 4,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002264 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,602 F1 · shares: Relates to the annual grant of restricted stock units, which pursuant to its terms, is scheduled to vest on February 3, 2024. F2 · balance_after: Includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 19:07 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 3,533 | $45.29 | $160,009.57 |
DisclosureSEC source: 0001062993-22-003135 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,574 F1 · shares: Relates to a grant of stock which, pursuant to its terms, is scheduled to vest on February 7, 2023. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 16:32 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 3,862 | $41.43 | $160,002.66 |
DisclosureSEC source: 0000950157-21-000091 · form4.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,677 F1 · shares: Relates to a grant of stock that, pursuant to its terms, is scheduled to vest on January 29, 2022. F2 · balance_after: Includes 73 shares acquired from dividend payments on the stock grant that was made on January 31, 2020 and vested on January 31, 2021. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 10:08 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 4,103 | $39.00 | $160,017.00 |
DisclosureSEC source: 0001732845-20-000026 · edgar.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,742 F1 · shares: Relates to a grant of stock which, pursuant to its terms, is scheduled to vest on January 31, 2021. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 21:16 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-19-000145 · wf-form4_157367974749008.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,103 F1 · shares: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 15:10 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 3,316 | $40.71 | $134,994.36 |
DisclosureSEC source: 0001732845-19-000006 · edgar.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,513 F1 · shares: Relates to a grant of stock which, pursuant to its terms, is scheduled to vest on January 31, 2020. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:22 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-18-000121 · wf-form4_154214771518899.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,679 F1 · shares: Grant of restricted share units that will vest on November 9, 2019, except if the 2019 Annual Meeting of Shareholders is prior to November 9, 2019, then the restricted share units will vest on the date of the 2019 Annual Meeting of Shareholders. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 10:11 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 1,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001732845-18-000083 · edgar.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197 F1 · shares: Includes 1,197 shares of restricted stock. F2 · price: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone"), WestRock Company (formerly known as Whiskey Holdco, Inc.) ("WestRock"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc.: (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of WestRock and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of WestRock (such mergers, together, the "Mergers"). F3 · price: Represents shares of WestRock common stock acquired in connection with the Mergers in exchange for shares of WRKCo Inc. common stock on a one-for-one basis and, in the case of restricted stock, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 08:40 UTC | WRKCo Inc. WRK · Entity 162579 | Disposition to issuerCommon Stock | 1,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001636023-18-000161 · edgar.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers"). F2 · price: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 11:37 UTC | WRKCo Inc. WRK · Entity 162579 | GrantCommon Stock | 1,197 | $56.39 | $67,498.83 |
DisclosureSEC source: 0001636023-18-000085 · edgar.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197 F1 · price: Grant of restricted stock vesting in one year. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 22:26 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 2,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-17-000151 · wf-form4_151026640572328.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,515 F1 · shares: Grant of restricted share units that will vest on November 8, 2018, except if the 2018 Annual Meeting of Shareholders is prior to November 8, 2018, then restricted share units will vest on the date of the 2018 Annual Meeting of Shareholders. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 13:22 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 2,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-16-000350 · wf-form4_147852492163664.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,892 F1 · shares: Grant of restricted share units that will vest on November 3, 2017, except if the 2017 Annual Meeting of Shareholders is prior to November 3, 2017, then the restricted share units will vest on the date of the 2017 Annual Meeting of Shareholders. Read SEC document |
| February 08, 2016 Filed Feb 9, 2016 21:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001556 · primarydocument.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,178 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,218 | $124.49 | $276,118.82 |
DisclosureSEC source: 0001562180-16-001452 · primarydocument.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,878.5056 Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 6,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001452 · primarydocument.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,096.5056 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 21:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000964 · primarydocument.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,126 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000655 · primarydocument.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,076 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 24, 2015 Filed Jul 27, 2015 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,560 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001562180-15-000616 · primarydocument.xml · derivative · entry 7 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,560 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| July 24, 2015 Filed Jul 27, 2015 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,172 | $0.00 Strike: $102.80 | $0.00 |
DisclosureSEC source: 0001562180-15-000616 · primarydocument.xml · derivative · entry 6 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,172 shares Expires 2017-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| July 24, 2015 Filed Jul 27, 2015 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,172 | $102.80 | $120,481.60 |
DisclosureSEC source: 0001562180-15-000616 · primarydocument.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,630.3999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2015 Filed Jul 27, 2015 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,560 | $82.76 | $129,105.60 |
DisclosureSEC source: 0001562180-15-000616 · primarydocument.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,458.3999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2015 Filed May 7, 2015 19:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-006622 · rrd424832.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 04, 2015 Filed May 5, 2015 21:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,628 | $175.95 | $990,246.60 |
DisclosureSEC source: 0001181431-15-006514 · rrd424707.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,886.6168 Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002147 · rrd422218.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,998 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 02, 2015 Filed Feb 3, 2015 21:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 12,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001838 · rrd422026.xml · derivative · entry 6 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,579 Underlying: Common Stock · 12,579 shares Expires not disclosed F3 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017. F3 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017. F3 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017. F3 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,905 | $154.14 | $601,916.70 |
DisclosureSEC source: 0001181431-15-001838 · rrd422026.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,504.3219 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 9,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001838 · rrd422026.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,409.3219 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 16:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035886 · rrd418563.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,965 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028690 · rrd414375.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,930 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2014 Filed May 8, 2014 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018471 · rrd408872.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,901 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 05, 2014 Filed May 6, 2014 16:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 650 | $191.10 | $124,215.00 |
DisclosureSEC source: 0001181431-14-018023 · rrd408649.xml · nonDerivative · entry 5 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,848.7997 Read SEC document |
| May 05, 2014 Filed May 6, 2014 16:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $191.09 | $76,436.00 |
DisclosureSEC source: 0001181431-14-018023 · rrd408649.xml · nonDerivative · entry 4 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,498.7997 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.