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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2015 Filed Feb 9, 2015 20:41 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 50 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002131 · rrd422206.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,161

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:44 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 108 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002135 · rrd422208.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,403

Underlying: Common Stock · 108 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:45 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002136 · rrd422209.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,157

Underlying: Common Stock · 71 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:46 UTC
MILLS STEVEN AExecutive Vice President
GrantPhantom Stock Unit · Derivative 229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002137 · rrd422210.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,879

Underlying: Common Stock · 229 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:48 UTC
KRISHNA ARVINDSenior Vice President
GrantPhantom Stock Unit · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002140 · rrd422212.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,916

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:47 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002138 · rrd422211.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,702

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:48 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002141 · rrd422213.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,231

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:49 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002142 · rrd422214.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,615

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:51 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 35 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002147 · rrd422218.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:50 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002145 · rrd422216.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,437

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:50 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002146 · rrd422217.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:49 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-002143 · rrd422215.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:52 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $76.48 $0.00
Disclosure

SEC source: 0001181431-15-002148 · rrd422236.xml · derivative · entry 4

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2015-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:52 UTC SaleCommon Stock 1,416 $156.48 $221,575.54
Disclosure

SEC source: 0001181431-15-002148 · rrd422236.xml · nonDerivative · entry 3

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,487

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:52 UTC SaleCommon Stock 100 $156.47 $15,647.00
Disclosure

SEC source: 0001181431-15-002148 · rrd422236.xml · nonDerivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,903

Read SEC document
February 06, 2015 Filed Feb 9, 2015 20:52 UTC Exercise / conversionCommon Stock 4,000 $76.48 $305,920.00
Disclosure

SEC source: 0001181431-15-002148 · rrd422236.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2015 Filed Feb 4, 2015 22:51 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 4,495 $0.00 Strike: $92.12 $0.00
Disclosure

SEC source: 0001181431-15-001966 · rrd422132.xml · derivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,495 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
February 03, 2015 Filed Feb 4, 2015 22:51 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,100 $157.73 $173,503.00
Disclosure

SEC source: 0001181431-15-001966 · rrd422132.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,464.9519

Read SEC document
February 03, 2015 Filed Feb 4, 2015 22:51 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 3,395 $157.72 $535,459.40
Disclosure

SEC source: 0001181431-15-001966 · rrd422132.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,564.9519

Read SEC document
February 03, 2015 Filed Feb 4, 2015 22:51 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 4,495 $92.12 $414,079.40
Disclosure

SEC source: 0001181431-15-001966 · rrd422132.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,959.9519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:20 UTC
van Kralingen Bridget ASenior Vice President
GrantRst. Stock Unit · Derivative 50,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001815 · rrd422045.xml · derivative · entry 3

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,315

Underlying: Common Stock · 50,315 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:23 UTC
Schroeter Martin JSr. VP and CFO
GrantRst. Stock Unit · Derivative 50,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001817 · rrd422043.xml · derivative · entry 3

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,315

Underlying: Common Stock · 50,315 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:24 UTC
Rosamilia Thomas WSenior Vice President
GrantRst. Stock Unit · Derivative 37,736 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001818 · rrd422042.xml · derivative · entry 3

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,736

Underlying: Common Stock · 37,736 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 18,868 of these units on 02/02/2017, and the restrictions lapse for the remaining 18,868 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 18,868 of these units on 02/02/2017, and the restrictions lapse for the remaining 18,868 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 18,868 of these units on 02/02/2017, and the restrictions lapse for the remaining 18,868 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 18,868 of these units on 02/02/2017, and the restrictions lapse for the remaining 18,868 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:27 UTC
PICCIANO ROBERT JSenior Vice President
GrantRst. Stock Unit · Derivative 25,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001821 · rrd422039.xml · derivative · entry 3

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

Underlying: Common Stock · 25,158 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:26 UTC
Rhodin Michael D.Senior Vice President
GrantRst. Stock Unit · Derivative 50,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001820 · rrd422040.xml · derivative · entry 7

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,315

Underlying: Common Stock · 50,315 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:28 UTC
LeBlanc Robert J.Senior Vice President
GrantRst. Stock Unit · Derivative 50,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001823 · rrd422037.xml · derivative · entry 3

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,315

Underlying: Common Stock · 50,315 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:34 UTC
JETTER MARTINSenior Vice President
GrantRst. Stock Unit · Derivative 25,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001829 · rrd422032.xml · derivative · entry 4

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

Underlying: Common Stock · 25,158 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

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February 02, 2015 Filed Feb 3, 2015 21:35 UTC
IWATA JON CSenior Vice President
GrantRst. Stock Unit · Derivative 25,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001831 · rrd422031.xml · derivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

Underlying: Common Stock · 25,158 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:36 UTC
Gherson Diane JSenior Vice President
GrantRst. Stock Unit · Derivative 25,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001834 · rrd422030.xml · derivative · entry 3

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

Underlying: Common Stock · 25,158 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:37 UTC
Di Leo Allen Bruno VSenior Vice President
GrantRst. Stock Unit · Derivative 18,868 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001835 · rrd422029.xml · derivative · entry 3

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,868

Underlying: Common Stock · 18,868 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,641 of these units on 02/02/2017, and the restrictions lapse for the remaining 6,227 of these units on 02/02/2018.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,641 of these units on 02/02/2017, and the restrictions lapse for the remaining 6,227 of these units on 02/02/2018.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,641 of these units on 02/02/2017, and the restrictions lapse for the remaining 6,227 of these units on 02/02/2018.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,641 of these units on 02/02/2017, and the restrictions lapse for the remaining 6,227 of these units on 02/02/2018.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:38 UTC
Clementi ErichSenior Vice President
GrantRst. Stock Unit · Derivative 25,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001836 · rrd422028.xml · derivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

Underlying: Common Stock · 25,158 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:40 UTC
Arnold Colleen F.Senior Vice President
GrantRst. Stock Unit · Derivative 12,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001838 · rrd422026.xml · derivative · entry 6

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,579

Underlying: Common Stock · 12,579 shares

Expires not disclosed

F3 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017.

F3 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017.

F3 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017.

F3 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/02/2017.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:22 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 296 $154.14 $45,625.44
Disclosure

SEC source: 0001181431-15-001816 · rrd422044.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783.413

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:22 UTC
SUTULA STANLEY J IIIVP, Controller
GrantCommon Stock 718 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001816 · rrd422044.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079.413

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:20 UTC
van Kralingen Bridget ASenior Vice President
Tax withholdingCommon Stock 5,979 $154.14 $921,603.06
Disclosure

SEC source: 0001181431-15-001815 · rrd422045.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,037.9414

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:20 UTC
van Kralingen Bridget ASenior Vice President
GrantCommon Stock 13,325 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001815 · rrd422045.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,016.9414

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:23 UTC
Schroeter Martin JSr. VP and CFO
Tax withholdingCommon Stock 2,023 $154.14 $311,825.22
Disclosure

SEC source: 0001181431-15-001817 · rrd422043.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,837.8759

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:23 UTC
Schroeter Martin JSr. VP and CFO
GrantCommon Stock 5,424 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001817 · rrd422043.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,860.8759

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:24 UTC
Rosamilia Thomas WSenior Vice President
Tax withholdingCommon Stock 1,476 $154.14 $227,510.64
Disclosure

SEC source: 0001181431-15-001818 · rrd422042.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,241.772

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:24 UTC
Rosamilia Thomas WSenior Vice President
GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001818 · rrd422042.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,717.772

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:25 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Tax withholdingCommon Stock 20,193 $154.14 $3,112,549.02
Disclosure

SEC source: 0001181431-15-001819 · rrd422047.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,523.6685

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:25 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantCommon Stock 41,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001819 · rrd422047.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,716.6685

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:27 UTC
PICCIANO ROBERT JSenior Vice President
Tax withholdingCommon Stock 2,029 $154.14 $312,750.06
Disclosure

SEC source: 0001181431-15-001821 · rrd422039.xml · nonDerivative · entry 2

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,743.366

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:27 UTC
PICCIANO ROBERT JSenior Vice President
GrantCommon Stock 5,535 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001821 · rrd422039.xml · nonDerivative · entry 1

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,772.366

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:26 UTC
Rhodin Michael D.Senior Vice President
Tax withholdingCommon Stock 3,989 $154.14 $614,864.46
Disclosure

SEC source: 0001181431-15-001820 · rrd422040.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,151.9962

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:26 UTC
Rhodin Michael D.Senior Vice President
GrantCommon Stock 9,533 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001820 · rrd422040.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,140.9962

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:27 UTC
MILLS STEVEN AExecutive Vice President
Tax withholdingCommon Stock 9,639 $154.14 $1,485,755.46
Disclosure

SEC source: 0001181431-15-001822 · rrd422038.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,672.9328

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:27 UTC
MILLS STEVEN AExecutive Vice President
GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001822 · rrd422038.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,311.9328

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:28 UTC
LeBlanc Robert J.Senior Vice President
Tax withholdingCommon Stock 3,986 $154.14 $614,402.04
Disclosure

SEC source: 0001181431-15-001823 · rrd422037.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,271.0756

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:28 UTC
LeBlanc Robert J.Senior Vice President
GrantCommon Stock 9,533 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-001823 · rrd422037.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,257.0756

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.