Schroeter Martin J

SEC source: 0001594465-26-000008 · form4-08042026_090838.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,369,819

F2 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 68,717 restricted stock units previously granted on August 1, 2023 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001594465-26-000008 · form4-08042026_090838.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,404,900

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 86,553 restricted stock units previously granted on August 1, 2022 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001594465-26-000006 · form4-06052026_090634.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,449,086

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 38,015 restricted stock units previously granted on June 3, 2024 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001594465-26-000004 · form4-06032026_090655.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,468,493

F2 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 40,697 restricted stock units previously granted on June 2, 2025 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001594465-26-000004 · form4-06032026_090655.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,489,269

F1 · shares: Represents a grant of restricted stock units that vest in four equal annual installments beginning on June 3, 2027.

SEC source: 0001594465-26-000002 · form4-06012026_090657.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,993,206

F2 · shares: Represents the withholding from delivery of shares of common stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of the PSUs described herein. These shares of common stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of common stock received by the Reporting Person from the Issuer.

SEC source: 0001594465-26-000002 · form4-06012026_090657.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,199,119

F1 · shares: Represents shares acquired by the Reporting Person upon the achievement of pre-established performance targets over a three-year performance period beginning on April 1, 2023 and ending on March 31, 2026, pursuant to a previously granted award of performance share units ("PSUs").

SEC source: 0001867072-25-000067 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,771,603

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 59,174 restricted stock units previously granted on December 16, 2021 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001867072-25-000058 · form4.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,801,812

F2 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 68,718 restricted stock units previously granted on August 1, 2023 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001867072-25-000058 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,836,893

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 86,552 restricted stock units previously granted on August 1, 2022 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001867072-25-000037 · form4.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,881,078

F2 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 38,014 restricted stock units previously granted on June 3, 2024 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001867072-25-000037 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,900,485

F1 · shares: Represents a grant of restricted stock units that vest in four equal annual installments beginning on June 2, 2026.

SEC source: 0001867072-25-000020 · form4.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,737,694

F2 · shares: Represents the withholding from delivery of shares of common stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of the PSUs described herein. These shares of common stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of common stock received by the Reporting Person from the Issuer.

SEC source: 0001867072-25-000020 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,085,050

F1 · shares: Represents shares acquired by the Reporting Person upon the achievement of pre-established performance targets over a three-year performance period beginning on April 1, 2022 and ending on March 31, 2025, pursuant to a previously granted award of performance share units ("PSUs").

SEC source: 0001127602-25-003007 · form4.xml · derivative · entry 3

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 304,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock payable in common stock or cash at the discretion of the Issuer.

F1 · price: Reflects the settlement of performance share units ("PSUs") previously granted on December 16, 2021 into shares of the Issuer's common stock. These PSUs vested based on the Issuer's achievement of an increase in its share price based on pre-established targets over a three-year performance period beginning on December 16, 2021 and ending on December 15, 2024.

F1 · derivative.exercise_date: Reflects the settlement of performance share units ("PSUs") previously granted on December 16, 2021 into shares of the Issuer's common stock. These PSUs vested based on the Issuer's achievement of an increase in its share price based on pre-established targets over a three-year performance period beginning on December 16, 2021 and ending on December 15, 2024.

F1 · derivative.expiration_date: Reflects the settlement of performance share units ("PSUs") previously granted on December 16, 2021 into shares of the Issuer's common stock. These PSUs vested based on the Issuer's achievement of an increase in its share price based on pre-established targets over a three-year performance period beginning on December 16, 2021 and ending on December 15, 2024.

SEC source: 0001127602-25-003007 · form4.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,404,631

F2 · shares: Represents the withholding from delivery of shares of common stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of the PSUs described herein. These shares of common stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of common stock received by the Reporting Person from the Issuer.

SEC source: 0001127602-25-003007 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,478,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the settlement of performance share units ("PSUs") previously granted on December 16, 2021 into shares of the Issuer's common stock. These PSUs vested based on the Issuer's achievement of an increase in its share price based on pre-established targets over a three-year performance period beginning on December 16, 2021 and ending on December 15, 2024.

SEC source: 0001127602-24-029700 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,326,265

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 59,173 restricted stock units previously granted on December 16, 2021 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001127602-24-021618 · form4.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356,473

F2 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 68,717 restricted stock units previously granted on August 1, 2023 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001127602-24-021618 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,391,554

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 86,552 restricted stock units previously granted on August 1, 2022 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001127602-24-017951 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435,739

F1 · shares: Represents a grant of Restricted Stock Units that vest in four equal installments beginning on June 3, 2025.

SEC source: 0001127602-23-030038 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,680

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 59,173 restricted stock units previously granted on December 16, 2021 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001127602-23-026886 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,313,888

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 127,380 restricted stock units previously granted on February 1, 2021 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001127602-23-021875 · form4.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,378,916

F2 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 86,552 restricted stock units previously granted on August 1, 2022 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001127602-23-021875 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423,101

F1 · shares: Represents a grant of Restricted Stock Units that vest in four equal annual installments beginning on August 1, 2024.

SEC source: 0001127602-23-018438 · form4.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148,231

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy Reporting Person's tax withholding obligation upon the settlement on June 7, 2023 of 26,993 restricted stock units previously granted to Reporting Person which vested on June 7, 2023. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001562180-22-008382 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159,110

F1 · shares: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy Reporting Person's tax withholding obligation upon the vesting of 59,173 restricted stock units previously granted to Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.

SEC source: 0001562180-22-007587 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,833

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.28 to $9.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-007527 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,833

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of 123,634 restricted stock units.

SEC source: 0001562180-22-005827 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,203

F1 · shares: Represents a grant of Restricted Stock Units that vest in four equal annual installments beginning on August 1, 2023.

SEC source: 0001562180-22-004982 · primarydocument.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,994

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

SEC source: 0001562180-22-004982 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,116

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

SEC source: 0001562180-22-004024 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,040

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.22 to $11.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-003824 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,340

SEC source: 0001562180-22-001090 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,710

F1 · shares: The shares reported are related to restricted stock units awarded to the reporting person which vested December 31, 2021 and were settled February 1, 2022. The shares were withheld from the vested amount to satisfy tax withholding requirements.

SEC source: 0001562180-21-007793 · primarydocument.xml · derivative · entry 3

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,047

Underlying: Common Stock · 642,047 shares

Expires 2031-12-16

F4 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on December 16th, 2022.

SEC source: 0001562180-21-007793 · primarydocument.xml · derivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,339

Underlying: Common Stock · 304,339 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock payable in common stock or cash at the discretion of the Issuer.

F3 · derivative.exercise_date: These PSUs vest based on the Issuer's achievement of an increase in its share price over a three-year performance period beginning on December 16, 2021 and ending on December 15, 2024. The number of PSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, could be 0%, 50%, 100%, 150% or 200% of the target number shown.

F3 · derivative.expiration_date: These PSUs vest based on the Issuer's achievement of an increase in its share price over a three-year performance period beginning on December 16, 2021 and ending on December 15, 2024. The number of PSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, could be 0%, 50%, 100%, 150% or 200% of the target number shown.

SEC source: 0001562180-21-007793 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,633

F1 · shares: Represents a grant of Restricted Stock Units that vest in four equal annual installments beginning on December 16, 2022.

SEC source: 0001562180-21-007344 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,940

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.74 to $17.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000950142-21-003644 · es210200349_4-schroeter.xml · nonDerivative · entry 4

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,640

F1 · kind: Award of restricted stock units ("RSUs") with respect to shares of common stock, par value $0.01 per share, of Kyndryl Holdings, Inc. granted under the Kyndryl 2021 Long-Term Performance Plan in connection with the conversion of certain equity incentive awards previously granted by International Business Machines Corporation.

F5 · kind: The RSUs will vest in three equal installments on each of May 3, 2022, November 3, 2022 and November 3, 2023.

SEC source: 0000950142-21-003644 · es210200349_4-schroeter.xml · nonDerivative · entry 3

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,993

F1 · kind: Award of restricted stock units ("RSUs") with respect to shares of common stock, par value $0.01 per share, of Kyndryl Holdings, Inc. granted under the Kyndryl 2021 Long-Term Performance Plan in connection with the conversion of certain equity incentive awards previously granted by International Business Machines Corporation.

F4 · kind: The RSUs will vest in two equal installments on each of June 7, 2022 and June 7, 2023.

SEC source: 0000950142-21-003644 · es210200349_4-schroeter.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,013

F1 · kind: Award of restricted stock units ("RSUs") with respect to shares of common stock, par value $0.01 per share, of Kyndryl Holdings, Inc. granted under the Kyndryl 2021 Long-Term Performance Plan in connection with the conversion of certain equity incentive awards previously granted by International Business Machines Corporation.

F3 · kind: The RSUs will vest in one installment on December 31, 2021.

SEC source: 0000950142-21-003644 · es210200349_4-schroeter.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,687

F1 · kind: Award of restricted stock units ("RSUs") with respect to shares of common stock, par value $0.01 per share, of Kyndryl Holdings, Inc. granted under the Kyndryl 2021 Long-Term Performance Plan in connection with the conversion of certain equity incentive awards previously granted by International Business Machines Corporation.

F2 · kind: The RSUs will vest in one installment on June 8, 2022.

SEC source: 0001562180-20-004393 · primarydocument.xml · derivative · entry 12

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,563

Underlying: Common Stock · 3,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-20-004393 · primarydocument.xml · derivative · entry 11

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-20-004393 · primarydocument.xml · derivative · entry 10

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 8

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,675.786

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 7

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,282.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 6

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,001.786

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 5

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,348.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.