Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Chairman, President & CEO | August 27, 2026 | August 28, 2026 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 28,447.467 |
Reported balance
After 2026-08-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-27 · Other · Acquired 8,375.5601 · Balance 28,447.467 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess Savings Plan.
F3: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
NORTHROP GRUMMAN CORP /DE/
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,837 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 75 · Balance 2,837 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 1, 2026 19:07 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 75 | $483.48 | $36,261.00 |
DisclosureSEC source: 0001628280-26-064144 · wk-form4_1790867229.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,837 F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 16:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock · Derivative | 8,375.5601 | $238.79 Strike: $0.00 | $2,000,000.00 |
DisclosureSEC source: 0001629898-26-000005 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,447.467 Underlying: Common Stock · 8,375.5601 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 18:40 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 71 | $509.31 | $36,161.01 |
DisclosureSEC source: 0001628280-26-046449 · wk-form4_1782931234.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,749 F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| May 20, 2026 Filed May 21, 2026 19:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 349 | $552.17 | $192,707.33 |
DisclosureSEC source: 0001628280-26-037199 · wk-form4_1779391441.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,666 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 14:59 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 53 | $682.24 | $36,158.72 |
DisclosureSEC source: 0001628280-26-022974 · wk-form4_1775141941.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,317 F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 90,071 | $0.00 Strike: $243.22 | $0.00 |
DisclosureSEC source: 0001629898-26-000004 · primarydocument.xml · derivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,071 Underlying: Common Stock · 90,071 shares Expires 2036-02-25 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 22,518 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000004 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,518 Underlying: Common Stock · 22,518 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,614 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · derivative · entry 9 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,227 Underlying: Common Stock · 5,614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28 F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F5 · derivative.exercise_date: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28 F5 · derivative.expiration_date: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28 F5 · balance_after: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · derivative · entry 8 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,123 Underlying: Common Stock · 6,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F4 · derivative.exercise_date: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27. F4 · derivative.expiration_date: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27. F4 · balance_after: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · derivative · entry 7 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 2/21/22, the reporting person was granted 20,655 RSUs, 5,163 of which vested on 2/21/23, 5,163 of which vested on 2/21/24, 5,163 of which vested on 2/21/25 and 5,166 of which vested on 2/21/26. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F1 · derivative.exercise_date: On 2/21/22, the reporting person was granted 20,655 RSUs, 5,163 of which vested on 2/21/23, 5,163 of which vested on 2/21/24, 5,163 of which vested on 2/21/25 and 5,166 of which vested on 2/21/26. F1 · derivative.expiration_date: On 2/21/22, the reporting person was granted 20,655 RSUs, 5,163 of which vested on 2/21/23, 5,163 of which vested on 2/21/24, 5,163 of which vested on 2/21/25 and 5,166 of which vested on 2/21/26. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,814 | $256.42 | $721,565.88 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 6 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,894.283 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,708.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,069 | $256.42 | $786,952.98 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,094.283 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,163.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,587 | $256.42 | $663,358.54 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,040.283 Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,627.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 21:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,664 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000002 · primarydocument.xml · derivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,995 Underlying: Common Stock · 5,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 2/18/25, the reporting person was granted 22,659 RSUs, 5,664 of which vested on 02/18/26, 5,665 of which will vest on 02/18/27, 5,665 of which will vest on 02/18/28 and 5,665 of which will vest on 02/18/29. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F1 · derivative.exercise_date: On 2/18/25, the reporting person was granted 22,659 RSUs, 5,664 of which vested on 02/18/26, 5,665 of which will vest on 02/18/27, 5,665 of which will vest on 02/18/28 and 5,665 of which will vest on 02/18/29. F1 · derivative.expiration_date: On 2/18/25, the reporting person was granted 22,659 RSUs, 5,664 of which vested on 02/18/26, 5,665 of which will vest on 02/18/27, 5,665 of which will vest on 02/18/28 and 5,665 of which will vest on 02/18/29. F1 · balance_after: On 2/18/25, the reporting person was granted 22,659 RSUs, 5,664 of which vested on 02/18/26, 5,665 of which will vest on 02/18/27, 5,665 of which will vest on 02/18/28 and 5,665 of which will vest on 02/18/29. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 21:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,839 | $258.68 | $734,392.52 |
DisclosureSEC source: 0001629898-26-000002 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,461.283 Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 21:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000002 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,300.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2026 Filed Feb 2, 2026 23:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 41,133 | $303.76 | $12,494,354.42 |
DisclosureSEC source: 0001629898-26-000001 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,583.2665 Read SEC document |
| February 01, 2026 Filed Feb 2, 2026 23:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 83,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001629898-26-000001 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 401,716.2665 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2023-2025) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 20:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 64 | $570.21 | $36,493.44 |
DisclosureSEC source: 0001628280-26-000388 · wk-form4_1767645787.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,257 F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| November 05, 2025 Filed Nov 5, 2025 22:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001629898-25-000003 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,624.4442 Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 17:44 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 59 | $609.32 | $35,949.88 |
DisclosureSEC source: 0001628280-25-043376 · wk-form4_1759340652.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,184 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:52 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 73 | $499.98 | $36,498.54 |
DisclosureSEC source: 0001628280-25-033793 · wk-form4_1751403128.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,116 F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| June 08, 2025 Filed Jun 9, 2025 20:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004650 · primarydocument.xml · derivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which vested on 06/08/24, and 8,329 of which vested on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which vested on 06/08/24, and 8,329 of which vested on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2025 Filed Jun 9, 2025 20:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,298 | $268.85 | $1,155,517.30 |
DisclosureSEC source: 0001562180-25-004650 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,552.2823 Read SEC document |
| June 08, 2025 Filed Jun 9, 2025 20:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004650 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,850.2823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:34 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 385 | $473.90 | $182,451.50 |
DisclosureSEC source: 0001628280-25-027290 · wk-form4_1747946046.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,034 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 21:31 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 71 | $512.01 | $36,352.71 |
DisclosureSEC source: 0001628280-25-015989 · wk-form4_1743543064.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,649 F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,613 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · derivative · entry 9 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,841 Underlying: Common Stock · 5,613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · derivative · entry 8 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,246 Underlying: Common Stock · 6,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,163 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · derivative · entry 7 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,166 Underlying: Common Stock · 5,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,813 | $262.93 | $739,608.03 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · nonDerivative · entry 6 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,196.8313 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · nonDerivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,009.8313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,069 | $262.93 | $806,916.83 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,396.8313 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,465.8313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,584 | $262.93 | $679,398.20 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,342.8313 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001601 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,926.8313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 90,634 | $0.00 Strike: $261.89 | $0.00 |
DisclosureSEC source: 0001562180-25-001362 · primarydocument.xml · derivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,634 Underlying: Common Stock · 90,634 shares Expires 2035-02-17 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 22,659 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001362 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,659 Underlying: Common Stock · 22,659 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,664 of these units on February 18, 2026, 5,665 of these units on February 18, 2027, 5,665 of these units on February 18, 2028, and 5,665 of these units on February 18, 2029. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,664 of these units on February 18, 2026, 5,665 of these units on February 18, 2027, 5,665 of these units on February 18, 2028, and 5,665 of these units on February 18, 2029. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,664 of these units on February 18, 2026, 5,665 of these units on February 18, 2027, 5,665 of these units on February 18, 2028, and 5,665 of these units on February 18, 2029. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,664 of these units on February 18, 2026, 5,665 of these units on February 18, 2027, 5,665 of these units on February 18, 2028, and 5,665 of these units on February 18, 2029. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 129 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001105 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,338 Underlying: Common Stock · 129 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2025 Filed Feb 3, 2025 23:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 28,249 | $254.56 | $7,190,924.20 |
DisclosureSEC source: 0001562180-25-000837 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,716.4471 Read SEC document |
| February 01, 2025 Filed Feb 3, 2025 23:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 57,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000837 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,965.4471 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 18:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 77 | $469.29 | $36,135.33 |
DisclosureSEC source: 0001628280-25-000019 · wk-form4_1735841099.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,571 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · shares: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-007672 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,229 Underlying: Common Stock · 151 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 69 | $528.07 | $36,436.83 |
DisclosureSEC source: 0001628280-24-041753 · wk-form4_1727816307.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,488 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 20:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 165 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006139 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,094 Underlying: Common Stock · 165 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 17:09 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 74 | $484.32 | $35,839.68 |
DisclosureSEC source: 0001628280-24-034014 · wk-form4_1722532187.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,414 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 17:09 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 377 | $484.32 | $182,588.64 |
DisclosureSEC source: 0001628280-24-034014 · wk-form4_1722532187.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,340 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.