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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2015 Filed Aug 3, 2015 16:47 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $161.99 Strike: $0.00 $809.95
Disclosure

SEC source: 0001562180-15-000629 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2015 Filed Aug 3, 2015 16:48 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $161.99 Strike: $0.00 $1,457.91
Disclosure

SEC source: 0001562180-15-000631 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,355

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 28, 2015 Filed Aug 28, 2015 17:36 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GiftCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000710 · primarydocument.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 162,266.6661

F1 · balance_after: The balance of indirect holdings on the immediately preceding Form 4 already accounted for the 640 share gift.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 24, 2015 Filed Jul 27, 2015 18:43 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 1,560 $0.00 Strike: $82.76 $0.00
Disclosure

SEC source: 0001562180-15-000616 · primarydocument.xml · derivative · entry 7

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,560 shares

Expires 2016-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
July 24, 2015 Filed Jul 27, 2015 18:43 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 1,172 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001562180-15-000616 · primarydocument.xml · derivative · entry 6

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,172 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
July 24, 2015 Filed Jul 27, 2015 18:43 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionCommon Stock 1,172 $102.80 $120,481.60
Disclosure

SEC source: 0001562180-15-000616 · primarydocument.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,630.3999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2015 Filed Jul 27, 2015 18:43 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionCommon Stock 1,560 $82.76 $129,105.60
Disclosure

SEC source: 0001562180-15-000616 · primarydocument.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,458.3999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2015 Filed Aug 7, 2015 18:35 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GiftCommon Stock 314 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000645 · primarydocument.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 162,266.6661

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 15, 2015 Filed Jul 16, 2015 17:38 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $168.53 Strike: $0.00 $1,348.24
Disclosure

SEC source: 0001562180-15-000569 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2015 Filed Jul 16, 2015 17:39 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 10 $168.53 Strike: $0.00 $1,685.30
Disclosure

SEC source: 0001562180-15-000570 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2015 Filed Jul 16, 2015 17:39 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $168.53 Strike: $0.00 $842.65
Disclosure

SEC source: 0001562180-15-000571 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2015 Filed Jul 16, 2015 17:39 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $168.53 Strike: $0.00 $842.65
Disclosure

SEC source: 0001562180-15-000572 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,127

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:34 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $162.66 Strike: $0.00 $1,301.28
Disclosure

SEC source: 0001562180-15-000534 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,343

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:37 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 8 $162.66 Strike: $0.00 $1,301.28
Disclosure

SEC source: 0001562180-15-000535 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,335

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:37 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $162.66 Strike: $0.00 $813.30
Disclosure

SEC source: 0001562180-15-000536 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,313

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:38 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $162.66 Strike: $0.00 $813.30
Disclosure

SEC source: 0001562180-15-000537 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,123

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:38 UTC GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000538 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:42 UTC GrantPromised Fee Share · Derivative 492 $162.66 Strike: $0.00 $80,028.72
Disclosure

SEC source: 0001562180-15-000539 · primarydocument.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,310

Underlying: Common Stock · 492 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:42 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000540 · primarydocument.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,473

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:43 UTC GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000542 · primarydocument.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,066

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:43 UTC GrantPromised Fee Share · Derivative 277 $162.66 Strike: $0.00 $45,056.82
Disclosure

SEC source: 0001562180-15-000541 · primarydocument.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,198

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:43 UTC GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000543 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,353

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:43 UTC GrantPromised Fee Share · Derivative 492 $162.66 Strike: $0.00 $80,028.72
Disclosure

SEC source: 0001562180-15-000544 · primarydocument.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,573

Underlying: Common Stock · 492 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:44 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000545 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:44 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 277 $162.66 Strike: $0.00 $45,056.82
Disclosure

SEC source: 0001562180-15-000546 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,026

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:44 UTC GrantPromised Fee Share · Derivative 538 $162.66 Strike: $0.00 $87,511.08
Disclosure

SEC source: 0001562180-15-000547 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,660

Underlying: Common Stock · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:44 UTC GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000548 · primarydocument.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,896

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 17:44 UTC GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000549 · primarydocument.xml · derivative · entry 1

BRODY WILLIAM R MD PHD · CIK 0001145157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,341

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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June 30, 2015 Filed Jul 1, 2015 17:44 UTC GrantPromised Fee Share · Derivative 462 $162.66 Strike: $0.00 $75,148.92
Disclosure

SEC source: 0001562180-15-000550 · primarydocument.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,338

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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June 15, 2015 Filed Jun 16, 2015 17:26 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $166.26 Strike: $0.00 $831.30
Disclosure

SEC source: 0001181431-15-008335 · rrd425809.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,118

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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June 15, 2015 Filed Jun 16, 2015 17:27 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $166.26 Strike: $0.00 $831.30
Disclosure

SEC source: 0001181431-15-008336 · rrd425808.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,308

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2015 Filed Jun 16, 2015 17:27 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 8 $166.26 Strike: $0.00 $1,330.08
Disclosure

SEC source: 0001181431-15-008337 · rrd425807.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,327

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2015 Filed Jun 16, 2015 17:28 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $166.26 Strike: $0.00 $1,330.08
Disclosure

SEC source: 0001181431-15-008338 · rrd425806.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,335

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:40 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008124 · rrd425677.xml · derivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:40 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 142 $164.69 $23,385.98
Disclosure

SEC source: 0001181431-15-008124 · rrd425677.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,513.863

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:40 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008124 · rrd425677.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,655.863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:42 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008125 · rrd425676.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:42 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 141 $164.69 $23,221.29
Disclosure

SEC source: 0001181431-15-008125 · rrd425676.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446.355

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:42 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008125 · rrd425676.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:43 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008126 · rrd425658.xml · derivative · entry 4

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 334

Underlying: Common Stock · 111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:43 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 40 $164.69 $6,587.60
Disclosure

SEC source: 0001181431-15-008126 · rrd425658.xml · nonDerivative · entry 2

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 459.446

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 21:43 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008126 · rrd425658.xml · nonDerivative · entry 1

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 499.446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008064 · rrd425619.xml · derivative · entry 6

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471

Underlying: Common Stock · 468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008064 · rrd425619.xml · derivative · entry 5

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 210 $166.10 $34,879.95
Disclosure

SEC source: 0001181431-15-008064 · rrd425619.xml · nonDerivative · entry 4

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,361.2194

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 174 $166.10 $28,900.53
Disclosure

SEC source: 0001181431-15-008064 · rrd425619.xml · nonDerivative · entry 3

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571.2194

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 572 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008064 · rrd425619.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,745.2194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008064 · rrd425619.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173.2194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
GrantRst. Stock Unit · Derivative 519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · derivative · entry 11

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 519

Underlying: Common Stock · 519 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 129 of these units on 06/08/2016, for 129 of these units on 06/08/2017, for 129 of these units on 06/08/2018, and for the remaining 132 of these units on 06/08/2019.

F4 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 129 of these units on 06/08/2016, for 129 of these units on 06/08/2017, for 129 of these units on 06/08/2018, and for the remaining 132 of these units on 06/08/2019.

F4 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 129 of these units on 06/08/2016, for 129 of these units on 06/08/2017, for 129 of these units on 06/08/2018, and for the remaining 132 of these units on 06/08/2019.

F4 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 129 of these units on 06/08/2016, for 129 of these units on 06/08/2017, for 129 of these units on 06/08/2018, and for the remaining 132 of these units on 06/08/2019.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · derivative · entry 10

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 0

Underlying: Common Stock · 99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.