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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
SUTULA STANLEY J IIIVP, Controller
GrantRst. Stock Unit · Derivative 7,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001457 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

Underlying: Common Stock · 7,143 shares

Expires not disclosed

F3 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020.

F3 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020.

F3 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020.

F3 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 253 $124.49 $31,495.97
Disclosure

SEC source: 0001562180-16-001457 · primarydocument.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913.399

F2 · balance_after: Previous Form 4s filed on June 9, and June 10, 2015 understated this amount by 87.266 shares.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
SUTULA STANLEY J IIIVP, Controller
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001457 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,166.399

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
Schroeter Martin JSr. VP and CFO
OtherPhantom Stock Unit · Derivative 665 $124.83 Strike: $0.00 $83,011.95
Disclosure

SEC source: 0001562180-16-001458 · primarydocument.xml · derivative · entry 4

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,758

Underlying: Common Stock · 665 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
Schroeter Martin JSr. VP and CFO
Tax withholdingCommon Stock 1,502 $124.49 $186,983.98
Disclosure

SEC source: 0001562180-16-001458 · primarydocument.xml · nonDerivative · entry 3

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,917.4921

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
Schroeter Martin JSr. VP and CFO
GrantCommon Stock 4,012 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001458 · primarydocument.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,419.4921

F2 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
Schroeter Martin JSr. VP and CFO
OtherCommon Stock 216.2941 $124.83 $26,999.99
Disclosure

SEC source: 0001562180-16-001458 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,407.4921

F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
Rosamilia Thomas WSenior Vice President
Tax withholdingCommon Stock 2,318 $124.49 $288,567.82
Disclosure

SEC source: 0001562180-16-001459 · primarydocument.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,721.056

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
Rosamilia Thomas WSenior Vice President
GrantCommon Stock 6,438 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001459 · primarydocument.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,039.056

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
PICCIANO ROBERT JSenior Vice President
Tax withholdingCommon Stock 888 $124.49 $110,547.12
Disclosure

SEC source: 0001562180-16-001460 · primarydocument.xml · nonDerivative · entry 2

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,155.903

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:08 UTC
PICCIANO ROBERT JSenior Vice President
GrantCommon Stock 2,377 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001460 · primarydocument.xml · nonDerivative · entry 1

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,043.903

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
LeBlanc Robert J.Senior Vice President
Tax withholdingCommon Stock 2,674 $124.49 $332,886.26
Disclosure

SEC source: 0001562180-16-001461 · primarydocument.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,395.4575

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
LeBlanc Robert J.Senior Vice President
GrantCommon Stock 6,438 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001461 · primarydocument.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,069.4575

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
KRISHNA ARVINDSenior Vice President
Tax withholdingCommon Stock 915 $124.49 $113,908.35
Disclosure

SEC source: 0001562180-16-001462 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,852.7206

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
KRISHNA ARVINDSenior Vice President
GrantCommon Stock 2,476 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001462 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,767.7206

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 1,010 $124.49 $125,734.90
Disclosure

SEC source: 0001562180-16-001463 · primarydocument.xml · nonDerivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,741.979

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
KEVERIAN KENNETH MSenior Vice President
GrantCommon Stock 2,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001463 · primarydocument.xml · nonDerivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751.979

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
KAVANAUGH JAMES JSenior Vice President
Tax withholdingCommon Stock 1,502 $124.49 $186,983.98
Disclosure

SEC source: 0001562180-16-001464 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,350.8709

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
KAVANAUGH JAMES JSenior Vice President
GrantCommon Stock 4,012 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001464 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,852.8709

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 1,066 $124.49 $132,706.34
Disclosure

SEC source: 0001562180-16-001465 · primarydocument.xml · nonDerivative · entry 2

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797.0235

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
JETTER MARTINSenior Vice President
GrantCommon Stock 2,823 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001465 · primarydocument.xml · nonDerivative · entry 1

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,863.0235

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 1,838 $124.49 $228,812.62
Disclosure

SEC source: 0001562180-16-001467 · primarydocument.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,475.2296

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
Gherson Diane JSenior Vice President
GrantCommon Stock 4,952 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001467 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,313.2296

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
IWATA JON CSenior Vice President
Tax withholdingCommon Stock 3,265 $124.49 $406,459.85
Disclosure

SEC source: 0001562180-16-001466 · primarydocument.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,818.0347

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:09 UTC
IWATA JON CSenior Vice President
GrantCommon Stock 8,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001466 · primarydocument.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,083.0347

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:10 UTC
Di Leo Allen Bruno VSenior Vice President
Tax withholdingCommon Stock 3,687 $124.49 $458,994.63
Disclosure

SEC source: 0001562180-16-001468 · primarydocument.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,083.007

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:10 UTC
Di Leo Allen Bruno VSenior Vice President
GrantCommon Stock 8,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001468 · primarydocument.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,770.007

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:10 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 3,318 $124.49 $413,057.82
Disclosure

SEC source: 0001562180-16-001469 · primarydocument.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,547

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:10 UTC
Clementi ErichSenior Vice President
GrantCommon Stock 8,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001469 · primarydocument.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,865

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:10 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 342 $124.49 $42,575.58
Disclosure

SEC source: 0001562180-16-001470 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,487.346

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:10 UTC
BROWDY MICHELLE HSenior Vice President
GrantCommon Stock 855 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001470 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,829.346

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
January 29, 2016 Filed Feb 1, 2016 18:58 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 11 $124.79 Strike: $0.00 $1,372.69
Disclosure

SEC source: 0001562180-16-001413 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,323

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 29, 2016 Filed Feb 1, 2016 18:58 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 13 $124.79 Strike: $0.00 $1,622.27
Disclosure

SEC source: 0001562180-16-001414 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,330

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 29, 2016 Filed Feb 1, 2016 18:58 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $124.79 Strike: $0.00 $748.74
Disclosure

SEC source: 0001562180-16-001415 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,601

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 29, 2016 Filed Feb 1, 2016 18:59 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $124.79 Strike: $0.00 $873.53
Disclosure

SEC source: 0001562180-16-001416 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,338

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 21:33 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantEmp. Stock Option (right to buy) · Derivative 375,000 $0.00 Strike: $153.66 $0.00
Disclosure

SEC source: 0001562180-16-001407 · primarydocument.xml · derivative · entry 4

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2026-01-25

F5 · derivative.exercise_price: The exercise price of these premium-priced options is equal to 125% of the average high and low prices of IBM common stock on the date of grant.

F2 · derivative.exercise_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 21:33 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantEmp. Stock Option (right to buy) · Derivative 375,000 $0.00 Strike: $141.37 $0.00
Disclosure

SEC source: 0001562180-16-001407 · primarydocument.xml · derivative · entry 3

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2026-01-25

F4 · derivative.exercise_price: The exercise price of these premium-priced options is equal to 115% of the average high and low prices of IBM common stock on the date of grant.

F2 · derivative.exercise_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 21:33 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantEmp. Stock Option (right to buy) · Derivative 375,000 $0.00 Strike: $135.22 $0.00
Disclosure

SEC source: 0001562180-16-001407 · primarydocument.xml · derivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2026-01-25

F3 · derivative.exercise_price: The exercise price of these premium-priced options is equal to 110% of the average high and low prices of IBM common stock on the date of grant.

F2 · derivative.exercise_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 21:33 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantEmp. Stock Option (right to buy) · Derivative 375,000 $0.00 Strike: $129.08 $0.00
Disclosure

SEC source: 0001562180-16-001407 · primarydocument.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2026-01-25

F1 · derivative.exercise_price: The exercise price of these premium-priced options is equal to 105% of the average high and low prices of IBM common stock on the date of grant.

F2 · derivative.exercise_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in one installment on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 17:18 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 11 $130.03 Strike: $0.00 $1,430.33
Disclosure

SEC source: 0001562180-16-001321 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,315

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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January 15, 2016 Filed Jan 19, 2016 17:18 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $130.03 Strike: $0.00 $780.18
Disclosure

SEC source: 0001562180-16-001323 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,596

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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January 15, 2016 Filed Jan 19, 2016 17:18 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 13 $130.03 Strike: $0.00 $1,690.39
Disclosure

SEC source: 0001562180-16-001322 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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January 15, 2016 Filed Jan 19, 2016 17:19 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $130.03 Strike: $0.00 $780.18
Disclosure

SEC source: 0001562180-16-001324 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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December 31, 2015 Filed Jan 4, 2016 22:32 UTC
MILLS STEVEN AExecutive Vice President
Exercise / conversionRst. Stock Unit · Derivative 22,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001160 · primarydocument.xml · derivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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December 31, 2015 Filed Jan 4, 2016 22:32 UTC
MILLS STEVEN AExecutive Vice President
Tax withholdingCommon Stock 11,489 $138.32 $1,589,158.48
Disclosure

SEC source: 0001562180-16-001160 · primarydocument.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,202.547

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December 31, 2015 Filed Jan 4, 2016 22:32 UTC
MILLS STEVEN AExecutive Vice President
Exercise / conversionCommon Stock 22,278 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001160 · primarydocument.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,691.547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 22:32 UTC GrantPromised Fee Share · Derivative 545 $137.62 Strike: $0.00 $75,002.90
Disclosure

SEC source: 0001562180-16-001161 · primarydocument.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,633

Underlying: Common Stock · 545 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 22:32 UTC GrantPromised Fee Share · Derivative 545 $137.62 Strike: $0.00 $75,002.90
Disclosure

SEC source: 0001562180-16-001162 · primarydocument.xml · derivative · entry 1

BRODY WILLIAM R MD PHD · CIK 0001145157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,674

Underlying: Common Stock · 545 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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December 31, 2015 Filed Jan 4, 2016 22:32 UTC GrantPromised Fee Share · Derivative 545 $137.62 Strike: $0.00 $75,002.90
Disclosure

SEC source: 0001562180-16-001163 · primarydocument.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,405

Underlying: Common Stock · 545 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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December 31, 2015 Filed Jan 4, 2016 22:32 UTC GrantPromised Fee Share · Derivative 636 $137.62 Strike: $0.00 $87,526.32
Disclosure

SEC source: 0001562180-16-001164 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,268

Underlying: Common Stock · 636 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.