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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2016 Filed Feb 18, 2016 22:00 UTC
KAVANAUGH JAMES JSenior Vice President
SaleCommon Stock 800 $125.69 $100,552.00
Disclosure

SEC source: 0001562180-16-001673 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,357.8121

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:00 UTC
KAVANAUGH JAMES JSenior Vice President
SaleCommon Stock 552 $125.68 $69,375.36
Disclosure

SEC source: 0001562180-16-001673 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,157.8121

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:00 UTC
KAVANAUGH JAMES JSenior Vice President
Exercise / conversionCommon Stock 1,352 $82.76 $111,891.52
Disclosure

SEC source: 0001562180-16-001673 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,709.8121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 7,378 $0.00 Strike: $82.76 $0.00
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · derivative · entry 12

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,378 shares

Expires 2016-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $124.69 $24,938.00
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 8

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,849.5035

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 301 $124.68 $37,528.68
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 7

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,049.5035

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 5,900 $124.67 $735,553.00
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,350.5035

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 300 $124.66 $37,398.00
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,250.5035

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 300 $124.65 $37,395.00
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,550.5035

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $124.64 $24,928.00
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,850.5035

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 177 $124.63 $22,059.51
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,050.5035

Read SEC document
February 17, 2016 Filed Feb 18, 2016 22:01 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 7,378 $82.76 $610,603.28
Disclosure

SEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,227.5035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:13 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $82.70 $0.00
Disclosure

SEC source: 0001562180-16-001665 · primarydocument.xml · derivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2016-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:13 UTC SaleCommon Stock 300 $121.53 $36,459.00
Disclosure

SEC source: 0001562180-16-001665 · primarydocument.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,268

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:13 UTC SaleCommon Stock 2,427 $121.53 $294,944.57
Disclosure

SEC source: 0001562180-16-001665 · primarydocument.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,568

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:13 UTC Exercise / conversionCommon Stock 4,000 $82.70 $330,800.00
Disclosure

SEC source: 0001562180-16-001665 · primarydocument.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2016 Filed Feb 16, 2016 21:14 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 11 $121.04 Strike: $0.00 $1,331.44
Disclosure

SEC source: 0001562180-16-001631 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,499

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 12, 2016 Filed Feb 16, 2016 21:14 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $121.04 Strike: $0.00 $726.24
Disclosure

SEC source: 0001562180-16-001633 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 12, 2016 Filed Feb 16, 2016 21:14 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 14 $121.04 Strike: $0.00 $1,694.56
Disclosure

SEC source: 0001562180-16-001632 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,508

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 12, 2016 Filed Feb 16, 2016 21:14 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $121.04 Strike: $0.00 $847.28
Disclosure

SEC source: 0001562180-16-001634 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,391

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 11, 2016 Filed Feb 12, 2016 21:26 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $82.70 $0.00
Disclosure

SEC source: 0001562180-16-001616 · primarydocument.xml · derivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2016-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 11, 2016 Filed Feb 12, 2016 21:26 UTC Exercise / conversionCommon Stock 4,000 $82.70 $330,800.00
Disclosure

SEC source: 0001562180-16-001616 · primarydocument.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2016 Filed Feb 11, 2016 21:35 UTC
Di Leo Allen Bruno VSenior Vice President
SaleCommon Stock 4,050 $123.11 $498,605.22
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 4

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,742.756

Read SEC document
February 10, 2016 Filed Feb 11, 2016 21:35 UTC
Di Leo Allen Bruno VSenior Vice President
SaleCommon Stock 200 $123.11 $24,622.00
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 3

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,792.756

Read SEC document
February 10, 2016 Filed Feb 11, 2016 21:35 UTC
Di Leo Allen Bruno VSenior Vice President
SaleCommon Stock 700 $123.10 $86,170.00
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,992.756

Read SEC document
February 10, 2016 Filed Feb 11, 2016 21:35 UTC
Di Leo Allen Bruno VSenior Vice President
SaleCommon Stock 400 $123.07 $49,228.00
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,692.756

Read SEC document
February 09, 2016 Filed Feb 10, 2016 22:01 UTC
SPERO JOAN EDirector
Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $82.70 $0.00
Disclosure

SEC source: 0001562180-16-001599 · primarydocument.xml · derivative · entry 7

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2016-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 09, 2016 Filed Feb 10, 2016 22:01 UTC
SPERO JOAN EDirector
SaleCommon Stock 200 $125.14 $25,027.00
Disclosure

SEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 6

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
February 09, 2016 Filed Feb 10, 2016 22:01 UTC
SPERO JOAN EDirector
SaleCommon Stock 15 $125.13 $1,876.95
Disclosure

SEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 5

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Read SEC document
February 09, 2016 Filed Feb 10, 2016 22:01 UTC
SPERO JOAN EDirector
SaleCommon Stock 1,600 $125.12 $200,192.00
Disclosure

SEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 4

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Read SEC document
February 09, 2016 Filed Feb 10, 2016 22:01 UTC
SPERO JOAN EDirector
SaleCommon Stock 2,085 $125.10 $260,840.80
Disclosure

SEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 3

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815

Read SEC document
February 09, 2016 Filed Feb 10, 2016 22:01 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $125.10 $12,510.00
Disclosure

SEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 2

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Read SEC document
February 09, 2016 Filed Feb 10, 2016 22:01 UTC
SPERO JOAN EDirector
Exercise / conversionCommon Stock 4,000 $82.70 $330,800.00
Disclosure

SEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:19 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001541 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,479

Underlying: Common Stock · 157 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:19 UTC
SUTULA STANLEY J IIIVP, Controller
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001542 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:19 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001543 · primarydocument.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,868

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:19 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001544 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,496

Underlying: Common Stock · 167 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:19 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001545 · primarydocument.xml · derivative · entry 23

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,958

Underlying: Common Stock · 162 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:21 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001547 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,486

Underlying: Common Stock · 157 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:21 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001548 · primarydocument.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,195

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:22 UTC
KRISHNA ARVINDSenior Vice President
GrantPhantom Stock Unit · Derivative 127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001549 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548

Underlying: Common Stock · 127 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 08, 2016 Filed Feb 9, 2016 21:22 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001550 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,658

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 08, 2016 Filed Feb 9, 2016 21:22 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001551 · primarydocument.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,961

Underlying: Common Stock · 101 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 08, 2016 Filed Feb 9, 2016 21:22 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 45 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001552 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,382

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 08, 2016 Filed Feb 9, 2016 21:22 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001553 · primarydocument.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,633

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:22 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001554 · primarydocument.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:22 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001556 · primarydocument.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:22 UTC
Clementi ErichSenior Vice President
GrantPhantom Stock Unit · Derivative 173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001555 · primarydocument.xml · derivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,017

Underlying: Common Stock · 173 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:32 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001559 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 05, 2016 Filed Feb 9, 2016 21:19 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 21,456 $0.00 Strike: $91.04 $0.00
Disclosure

SEC source: 0001562180-16-001545 · primarydocument.xml · derivative · entry 22

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,456 shares

Expires 2016-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.