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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2016 Filed Jun 16, 2016 18:52 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $150.68 Strike: $0.00 $1,356.12
Disclosure

SEC source: 0001562180-16-002645 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,947

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2016 Filed Jun 16, 2016 18:51 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 11 $150.68 Strike: $0.00 $1,657.48
Disclosure

SEC source: 0001562180-16-002644 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,815

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 09, 2016 Filed Jun 10, 2016 19:59 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002619 · primarydocument.xml · derivative · entry 4

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 223

Underlying: Common Stock · 111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2016 Filed Jun 10, 2016 19:59 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 50 $153.27 $7,663.50
Disclosure

SEC source: 0001562180-16-002619 · primarydocument.xml · nonDerivative · entry 2

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 678.267

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2016 Filed Jun 10, 2016 19:59 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002619 · primarydocument.xml · nonDerivative · entry 1

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 728.267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 09, 2016 Filed Jun 10, 2016 20:01 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002620 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 09, 2016 Filed Jun 10, 2016 20:01 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 141 $153.27 $21,611.07
Disclosure

SEC source: 0001562180-16-002620 · primarydocument.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801.182

Read SEC document
June 09, 2016 Filed Jun 10, 2016 20:01 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002620 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942.182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2016 Filed Jun 10, 2016 20:04 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002621 · primarydocument.xml · derivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 09, 2016 Filed Jun 10, 2016 20:04 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 142 $153.27 $21,764.34
Disclosure

SEC source: 0001562180-16-002621 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,348.353

Read SEC document
June 09, 2016 Filed Jun 10, 2016 20:04 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002621 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,490.353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
BROWDY MICHELLE HSenior Vice President
GrantRst. Stock Unit · Derivative 7,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002598 · primarydocument.xml · derivative · entry 7

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966

Underlying: Common Stock · 7,966 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 361 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002598 · primarydocument.xml · derivative · entry 6

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 134 $153.57 $20,578.38
Disclosure

SEC source: 0001562180-16-002598 · primarydocument.xml · nonDerivative · entry 4

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,108.353

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 361 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002598 · primarydocument.xml · nonDerivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,242.353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
GrantRst. Stock Unit · Derivative 621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · derivative · entry 12

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 621

Underlying: Common Stock · 621 shares

Expires not disclosed

F5 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 155 of these units on 06/08/2017, 155 of these units on 06/08/2018, 155 of these units on 06/08/2019, and 156 of these units on 06/08/2020.

F5 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 155 of these units on 06/08/2017, 155 of these units on 06/08/2018, 155 of these units on 06/08/2019, and 156 of these units on 06/08/2020.

F5 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 155 of these units on 06/08/2017, 155 of these units on 06/08/2018, 155 of these units on 06/08/2019, and 156 of these units on 06/08/2020.

F5 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 155 of these units on 06/08/2017, 155 of these units on 06/08/2018, 155 of these units on 06/08/2019, and 156 of these units on 06/08/2020.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
GrantRst. Stock Unit · Derivative 10,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · derivative · entry 11

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,863

Underlying: Common Stock · 10,863 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F4 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F4 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F4 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · derivative · entry 10

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 390

Underlying: Common Stock · 129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · derivative · entry 9

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 0

Underlying: Common Stock · 71 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 58 $153.57 $8,907.06
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · nonDerivative · entry 6

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 617.71

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 32 $153.57 $4,914.24
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · nonDerivative · entry 5

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 675.71

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · nonDerivative · entry 4

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 707.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:18 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 71 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002599 · primarydocument.xml · nonDerivative · entry 3

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 578.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:29 UTC
SUTULA STANLEY J IIIVP, Controller
GrantRst. Stock Unit · Derivative 4,483 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002600 · primarydocument.xml · derivative · entry 10

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

Underlying: Common Stock · 4,483 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:29 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 395 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002600 · primarydocument.xml · derivative · entry 9

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188

Underlying: Common Stock · 395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:29 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002600 · primarydocument.xml · derivative · entry 8

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:29 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 146 $153.57 $22,421.22
Disclosure

SEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 6

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560.182

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:29 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 82 $153.57 $12,592.74
Disclosure

SEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 5

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,706.182

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:29 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 4

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788.182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:29 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionCommon Stock 221 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393.182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:36 UTC
KELLY JOHN E IIISenior Vice President
GrantRst. Stock Unit · Derivative 13,276 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002601 · primarydocument.xml · derivative · entry 7

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,276

Underlying: Common Stock · 13,276 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:36 UTC
Rhodin Michael D.Senior Vice President
GrantRst. Stock Unit · Derivative 10,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002602 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,863

Underlying: Common Stock · 10,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:36 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantRst. Stock Unit · Derivative 32,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002603 · primarydocument.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,104

Underlying: Common Stock · 32,104 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:36 UTC
Schroeter Martin JSr. VP and CFO
GrantRst. Stock Unit · Derivative 12,069 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002604 · primarydocument.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,069

Underlying: Common Stock · 12,069 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:37 UTC
KAVANAUGH JAMES JSenior Vice President
GrantRst. Stock Unit · Derivative 8,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002605 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,449

Underlying: Common Stock · 8,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:37 UTC
van Kralingen Bridget ASenior Vice President
GrantRst. Stock Unit · Derivative 11,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002606 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,164

Underlying: Common Stock · 11,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,791 of these units on 06/08/2017, 2,791 of these units on 06/08/2018, 2,791 of these units on 06/08/2019, and 2,791 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:37 UTC
IWATA JON CSenior Vice President
GrantRst. Stock Unit · Derivative 9,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002607 · primarydocument.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,656

Underlying: Common Stock · 9,656 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:37 UTC
Di Leo Allen Bruno VSenior Vice President
GrantRst. Stock Unit · Derivative 9,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002608 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,656

Underlying: Common Stock · 9,656 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:38 UTC
Clementi ErichSenior Vice President
GrantRst. Stock Unit · Derivative 13,276 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002609 · primarydocument.xml · derivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,276

Underlying: Common Stock · 13,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:38 UTC
Gherson Diane JSenior Vice President
GrantRst. Stock Unit · Derivative 7,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002610 · primarydocument.xml · derivative · entry 4

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

Underlying: Common Stock · 7,725 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,931 of these units on 06/08/2017, 1,931 of these units on 06/08/2018, 1,931 of these units on 06/08/2019, and 1,932 of these units on 06/08/2020.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,931 of these units on 06/08/2017, 1,931 of these units on 06/08/2018, 1,931 of these units on 06/08/2019, and 1,932 of these units on 06/08/2020.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,931 of these units on 06/08/2017, 1,931 of these units on 06/08/2018, 1,931 of these units on 06/08/2019, and 1,932 of these units on 06/08/2020.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,931 of these units on 06/08/2017, 1,931 of these units on 06/08/2018, 1,931 of these units on 06/08/2019, and 1,932 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:38 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 471 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002610 · primarydocument.xml · derivative · entry 3

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:38 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 242 $153.57 $37,163.94
Disclosure

SEC source: 0001562180-16-002610 · primarydocument.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,635.6251

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:38 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002610 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,877.6251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:38 UTC
Rosamilia Thomas WSenior Vice President
GrantRst. Stock Unit · Derivative 10,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002611 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,863

Underlying: Common Stock · 10,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:38 UTC
PICCIANO ROBERT JSenior Vice President
GrantRst. Stock Unit · Derivative 8,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002612 · primarydocument.xml · derivative · entry 1

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,449

Underlying: Common Stock · 8,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:39 UTC
LeBlanc Robert J.Senior Vice President
GrantRst. Stock Unit · Derivative 12,069 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002613 · primarydocument.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,069

Underlying: Common Stock · 12,069 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,017 of these units on 06/08/2017, 3,017 of these units on 06/08/2018, 3,017 of these units on 06/08/2019, and 3,018 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:39 UTC
KRISHNA ARVINDSenior Vice President
GrantRst. Stock Unit · Derivative 8,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002614 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,449

Underlying: Common Stock · 8,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.

Read SEC document
June 08, 2016 Filed Jun 10, 2016 00:39 UTC
KEVERIAN KENNETH MSenior Vice President
GrantRst. Stock Unit · Derivative 7,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002615 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966

Underlying: Common Stock · 7,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,991 of these units on 06/08/2017, 1,991 of these units on 06/08/2018, 1,991 of these units on 06/08/2019, and 1,993 of these units on 06/08/2020.

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June 07, 2016 Filed Jun 10, 2016 00:18 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002598 · primarydocument.xml · derivative · entry 5

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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June 07, 2016 Filed Jun 10, 2016 00:18 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 127 $153.31 $19,469.74
Disclosure

SEC source: 0001562180-16-002598 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881.353

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.