Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 520 | $27.05 | $14,066.00 |
DisclosureSEC source: 0001062993-24-011828 · form4.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,474 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on June 1, 2021. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Exercise / conversionRestricted Stock Units · Derivative | 3,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011348 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,053 Underlying: Common Stock · 3,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Tax withholdingCommon Stock | 877 | $28.44 | $24,941.88 |
DisclosureSEC source: 0001062993-24-011348 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,973 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Exercise / conversionCommon Stock | 3,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011348 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC |
Smith Alan EVP & General Manager - Batavia
|
Exercise / conversionRestricted Stock Units · Derivative | 3,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011347 · form4.xml · derivative · entry 3 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,053 Underlying: Common Stock · 3,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 1,096 | $28.44 | $31,170.24 |
DisclosureSEC source: 0001062993-24-011347 · form4.xml · nonDerivative · entry 2 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,994 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC |
Smith Alan EVP & General Manager - Batavia
|
Exercise / conversionCommon Stock | 3,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011347 · form4.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:32 UTC |
Thome Christopher J.VP-Finance; CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011346 · form4.xml · derivative · entry 3 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,951 Underlying: Common Stock · 2,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:32 UTC |
Thome Christopher J.VP-Finance; CFO
|
Tax withholdingCommon Stock | 1,061 | $28.44 | $30,174.84 |
DisclosureSEC source: 0001062993-24-011346 · form4.xml · nonDerivative · entry 2 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,880 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:32 UTC |
Thome Christopher J.VP-Finance; CFO
|
Exercise / conversionCommon Stock | 2,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011346 · form4.xml · nonDerivative · entry 1 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:31 UTC |
Thoren Daniel J.Director · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,140 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011345 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,140 Underlying: Common Stock · 8,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:31 UTC |
Thoren Daniel J.Director · President and CEO
|
Tax withholdingCommon Stock | 2,934 | $28.44 | $83,442.96 |
DisclosureSEC source: 0001062993-24-011345 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,721 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:31 UTC |
Thoren Daniel J.Director · President and CEO
|
Exercise / conversionCommon Stock | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011345 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC |
Smith Alan EVP & General Manager - Batavia
|
Exercise / conversionRestricted Stock Units · Derivative | 2,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010893 · form4.xml · derivative · entry 3 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,749 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 945 | $29.12 | $27,518.40 |
DisclosureSEC source: 0001062993-24-010893 · form4.xml · nonDerivative · entry 2 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,037 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC |
Smith Alan EVP & General Manager - Batavia
|
Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010893 · form4.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Exercise / conversionRestricted Stock Units · Derivative | 2,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010892 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,749 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Tax withholdingCommon Stock | 763 | $29.12 | $22,218.56 |
DisclosureSEC source: 0001062993-24-010892 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,797 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010892 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC |
Stoner Troy A.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010891 · form4.xml · derivative · entry 2 Stoner Troy A. · CIK 0001916970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC |
Stoner Troy A.Director
|
Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010891 · form4.xml · nonDerivative · entry 1 Stoner Troy A. · CIK 0001916970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F2 · balance_after: Includes 6,393 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of Graham Corporation upon separation of the Reporting Person's service as a director. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC |
Schnorr Lisa M.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010890 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC |
Schnorr Lisa M.Director
|
Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010890 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F2 · balance_after: Includes 6,393 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of Graham Corporation upon separation of the Reporting Person's service as a director. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC |
Painter Jonathan WDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010889 · form4.xml · derivative · entry 2 PAINTER JONATHAN W · CIK 0001247567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC |
Painter Jonathan WDirector
|
Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010889 · form4.xml · nonDerivative · entry 1 PAINTER JONATHAN W · CIK 0001247567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F2 · balance_after: Includes 6,393 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of Graham Corporation upon separation of the Reporting Person's service as a director. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC |
Barber James JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010888 · form4.xml · derivative · entry 2 Barber James J · CIK 0001377811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC |
Barber James JDirector
|
Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010888 · form4.xml · nonDerivative · entry 1 Barber James J · CIK 0001377811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC |
Thoren Daniel J.Director · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,088 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010887 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,177 Underlying: Common Stock · 6,088 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. F4 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC |
Thoren Daniel J.Director · President and CEO
|
Tax withholdingCommon Stock | 2,202 | $29.12 | $64,122.24 |
DisclosureSEC source: 0001062993-24-010887 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,515 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC |
Thoren Daniel J.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010887 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 2,298 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:31 UTC |
Jaroslawsky Cari LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010886 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:31 UTC |
Jaroslawsky Cari LDirector
|
Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010886 · form4.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:31 UTC |
Thome Christopher J.VP-Finance; CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010885 · form4.xml · derivative · entry 3 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,749 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. F4 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:31 UTC |
Thome Christopher J.VP-Finance; CFO
|
Tax withholdingCommon Stock | 931 | $29.12 | $27,110.72 |
DisclosureSEC source: 0001062993-24-010885 · form4.xml · nonDerivative · entry 2 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,990 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:31 UTC |
Thome Christopher J.VP-Finance; CFO
|
Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010885 · form4.xml · nonDerivative · entry 1 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 2,597 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
Fortier AlanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010884 · form4.xml · derivative · entry 2 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC |
Fortier AlanDirector
|
Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010884 · form4.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:30 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 548 | $13.00 | $7,124.00 |
DisclosureSEC source: 0001062993-23-013357 · form4.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,608 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:35 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Tax withholdingCommon Stock | 379 | $11.04 | $4,184.16 |
DisclosureSEC source: 0001062993-23-012772 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,186 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:34 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 507 | $11.04 | $5,597.28 |
DisclosureSEC source: 0001062993-23-012767 · form4.xml · nonDerivative · entry 2 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,156 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:44 UTC |
Smith Alan EVP & General Manager - Batavia
|
Exercise / conversionRestricted Stock Units · Derivative | 3,052 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012065 · form4.xml · derivative · entry 3 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,106 Underlying: Common Stock · 3,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:44 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 1,262 | $11.78 | $14,866.36 |
DisclosureSEC source: 0001062993-23-012065 · form4.xml · nonDerivative · entry 2 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,789 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:44 UTC |
Smith Alan EVP & General Manager - Batavia
|
Exercise / conversionCommon Stock | 3,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012065 · form4.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:43 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Exercise / conversionRestricted Stock Units · Derivative | 3,052 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012064 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,106 Underlying: Common Stock · 3,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:43 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Tax withholdingCommon Stock | 1,037 | $11.78 | $12,215.86 |
DisclosureSEC source: 0001062993-23-012064 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,565 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:43 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
Exercise / conversionCommon Stock | 3,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012064 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:42 UTC |
Thoren Daniel J.Director · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,140 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012063 · form4.xml · derivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,280 Underlying: Common Stock · 8,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. F2 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:42 UTC |
Thoren Daniel J.Director · President and CEO
|
Exercise / conversionCommon Stock | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012063 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:42 UTC |
Thome Christopher J.VP-Finance; CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012062 · form4.xml · derivative · entry 2 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,902 Underlying: Common Stock · 2,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. F2 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:42 UTC |
Thome Christopher J.VP-Finance; CFO
|
Exercise / conversionCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012062 · form4.xml · nonDerivative · entry 1 Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.