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NYSE · USD

GHM

GRAHAM CORP

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Tapewire entity
1960
SEC CIK
0000716314
Parsed reports
251

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2026 Filed Sep 21, 2026 20:32 UTC GiftCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000410 · form4.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000388 · form4.xml · derivative · entry 2

Gregorio Mauro · CIK 0001809712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), vested on 9/2/2026.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), vested on 9/2/2026.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), vested on 9/2/2026.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:41 UTC Exercise / conversionCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000388 · form4.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), vested on 9/2/2026.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 20:32 UTC
Scholes Richard AlanChief Growth & Enblmnt Officer
GrantRestricted Stock Units · Derivative 1,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000351 · form4.xml · derivative · entry 2

Scholes Richard Alan · CIK 0002149005 · Chief Growth & Enblmnt Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 1,563 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 20:32 UTC
Scholes Richard AlanChief Growth & Enblmnt Officer
GrantRestricted Stock Units · Derivative 3,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000351 · form4.xml · derivative · entry 1

Scholes Richard Alan · CIK 0002149005 · Chief Growth & Enblmnt Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,678

Underlying: Common Stock · 3,678 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:30 UTC
Thoren Daniel J.Director · Executive Chairman
Tax withholdingCommon Stock 8,095 $95.34 $771,777.30
Disclosure

SEC source: 0000891839-26-000244 · form4.xml · nonDerivative · entry 2

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,945

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:30 UTC
Thoren Daniel J.Director · Executive Chairman
GrantCommon Stock 22,101 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000244 · form4.xml · nonDerivative · entry 1

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,040

F1 · shares: These shares were awarded to Mr. Thoren upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Tax withholdingCommon Stock 3,193 $95.34 $304,420.62
Disclosure

SEC source: 0000891839-26-000243 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,988

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
GrantCommon Stock 8,619 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000243 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,181

F1 · shares: These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:29 UTC
Malone MatthewDirector · President and CEO
Tax withholdingCommon Stock 2,477 $95.34 $236,157.18
Disclosure

SEC source: 0000891839-26-000242 · form4.xml · nonDerivative · entry 2

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,629

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:29 UTC
Malone MatthewDirector · President and CEO
GrantCommon Stock 8,619 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000242 · form4.xml · nonDerivative · entry 1

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,106

F1 · shares: These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:32 UTC
Thoren Daniel J.Director · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 5,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000238 · form4.xml · derivative · entry 3

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,543

Underlying: Common Stock · 5,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

F3 · derivative.expiration_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:32 UTC
Thoren Daniel J.Director · Executive Chairman
Tax withholdingCommon Stock 1,593 $107.96 $171,980.28
Disclosure

SEC source: 0000891839-26-000238 · form4.xml · nonDerivative · entry 2

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,939

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:32 UTC
Thoren Daniel J.Director · Executive Chairman
Exercise / conversionCommon Stock 5,543 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000238 · form4.xml · nonDerivative · entry 1

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:31 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionRestricted Stock Units · Derivative 1,643 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000237 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Common Stock · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

F3 · derivative.expiration_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:31 UTC
Thome Christopher J.VP-Finance; CFO
Tax withholdingCommon Stock 608 $107.96 $65,639.68
Disclosure

SEC source: 0000891839-26-000237 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,562

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:31 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionCommon Stock 1,643 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000237 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:30 UTC
Malone MatthewDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000236 · form4.xml · derivative · entry 3

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,291

Underlying: Common Stock · 1,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

F3 · derivative.expiration_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:30 UTC
Malone MatthewDirector · President and CEO
Tax withholdingCommon Stock 371 $107.96 $40,053.16
Disclosure

SEC source: 0000891839-26-000236 · form4.xml · nonDerivative · entry 2

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,487

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:30 UTC
Malone MatthewDirector · President and CEO
Exercise / conversionCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000236 · form4.xml · nonDerivative · entry 1

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000223 · form4.xml · derivative · entry 2

Painter Jonathan W · CIK 0001247567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.exercise_date: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.expiration_date: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:36 UTC Exercise / conversionCommon Stock 1,956 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000223 · form4.xml · nonDerivative · entry 1

Painter Jonathan W · CIK 0001247567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F2 · balance_after: Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000222 · form4.xml · derivative · entry 2

Stoner Troy A. · CIK 0001916970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:35 UTC Exercise / conversionCommon Stock 1,956 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000222 · form4.xml · nonDerivative · entry 1

Stoner Troy A. · CIK 0001916970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

F2 · balance_after: Includes 9,327 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 1,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000221 · form4.xml · derivative · entry 2

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.exercise_date: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.expiration_date: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:34 UTC Exercise / conversionCommon Stock 1,956 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000221 · form4.xml · nonDerivative · entry 1

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F2 · balance_after: Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000219 · form4.xml · derivative · entry 2

Barber James J · CIK 0001377811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:33 UTC Exercise / conversionCommon Stock 1,956 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000219 · form4.xml · nonDerivative · entry 1

Barber James J · CIK 0001377811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000218 · form4.xml · derivative · entry 2

Jaroslawsky Cari L · CIK 0001336522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:33 UTC Exercise / conversionCommon Stock 1,956 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000218 · form4.xml · nonDerivative · entry 1

Jaroslawsky Cari L · CIK 0001336522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Malone MatthewDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000215 · form4.xml · derivative · entry 3

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,082

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Malone MatthewDirector · President and CEO
Tax withholdingCommon Stock 730 $106.11 $77,460.30
Disclosure

SEC source: 0000891839-26-000215 · form4.xml · nonDerivative · entry 2

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,567

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

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June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Malone MatthewDirector · President and CEO
Exercise / conversionCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000215 · form4.xml · nonDerivative · entry 1

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Dixon Michael E.VP & GM of Barber-Nichols
Exercise / conversionRestricted Stock Units · Derivative 762 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000214 · form4.xml · derivative · entry 3

Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Common Stock · 762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

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June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Dixon Michael E.VP & GM of Barber-Nichols
Tax withholdingCommon Stock 235 $106.11 $24,935.85
Disclosure

SEC source: 0000891839-26-000214 · form4.xml · nonDerivative · entry 2

Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

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June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Dixon Michael E.VP & GM of Barber-Nichols
Exercise / conversionCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000214 · form4.xml · nonDerivative · entry 1

Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Thoren Daniel J.Director · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000213 · form4.xml · derivative · entry 3

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059

Underlying: Common Stock · 529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

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June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Thoren Daniel J.Director · Executive Chairman
Tax withholdingCommon Stock 152 $106.11 $16,128.72
Disclosure

SEC source: 0000891839-26-000213 · form4.xml · nonDerivative · entry 2

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,989

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:31 UTC
Thoren Daniel J.Director · Executive Chairman
Exercise / conversionCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000213 · form4.xml · nonDerivative · entry 1

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionRestricted Stock Units · Derivative 1,099 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 1,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

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June 02, 2026 Filed Jun 3, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Tax withholdingCommon Stock 407 $106.11 $43,186.77
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,527

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionCommon Stock 1,099 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:36 UTC GrantRestricted Stock Units · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000223 · form4.xml · derivative · entry 3

Painter Jonathan W · CIK 0001247567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 905 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

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June 01, 2026 Filed Jun 3, 2026 20:35 UTC GrantRestricted Stock Units · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000222 · form4.xml · derivative · entry 3

Stoner Troy A. · CIK 0001916970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 905 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

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June 01, 2026 Filed Jun 3, 2026 20:34 UTC GrantRestricted Stock Units · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000221 · form4.xml · derivative · entry 3

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 905 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

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June 01, 2026 Filed Jun 3, 2026 20:34 UTC GrantRestricted Stock Units · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000220 · form4.xml · derivative · entry 2

Gregorio Mauro · CIK 0001809712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 905 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

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June 01, 2026 Filed Jun 3, 2026 20:33 UTC GrantRestricted Stock Units · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000219 · form4.xml · derivative · entry 3

Barber James J · CIK 0001377811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 905 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

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June 01, 2026 Filed Jun 3, 2026 20:33 UTC GrantRestricted Stock Units · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000218 · form4.xml · derivative · entry 3

Jaroslawsky Cari L · CIK 0001336522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 905 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.

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June 01, 2026 Filed Jun 3, 2026 20:32 UTC
Gross Matthew LeeVP & GM of Flacktek
GrantRestricted Stock Units · Derivative 905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000217 · form4.xml · derivative · entry 2

Gross Matthew Lee · CIK 0002110041 · VP & GM of Flacktek

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 905 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F2 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

F2 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

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June 01, 2026 Filed Jun 3, 2026 20:32 UTC
Zmyndak William H.VP & GM Graham Manufacturing
GrantRestricted Stock Units · Derivative 1,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000216 · form4.xml · derivative · entry 1

Zmyndak William H. · CIK 0002126592 · VP & GM Graham Manufacturing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,026

Underlying: Common Stock · 1,026 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F2 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

F2 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.