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Thome Christopher J.

Disclosed activity across 1 company

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39870
SEC CIK
0001917893

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GRAHAM CORPGHM · Entity 1960VP-Finance; CFOJune 08, 2026June 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GRAHAM CORP

Report date June 08, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,988 Ending reported balance After 2026-06-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-08 · Grant · Acquired 8,619 · Balance 39,181

F1: These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.

Row 2 · 2026-06-08 · Tax withholding · Disposed 3,193 · Balance 35,988

F2: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,644 Reported balance Holding disclosure · report date 2026-06-08 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,644

F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,200 Reported balance Holding disclosure · report date 2026-06-08 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,200

F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F5: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,408 Reported balance Holding disclosure · report date 2026-06-08 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 1,408

F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F6: These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.

F2: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.

F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

F5: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

F6: These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2026 Filed Jun 10, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 3,193 $95.34 $304,420.62
Disclosure

SEC source: 0000891839-26-000243 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,988

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 GrantCommon Stock 8,619 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000243 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,181

F1 · shares: These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:31 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 1,643 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000237 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Common Stock · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

F3 · derivative.expiration_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:31 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 608 $107.96 $65,639.68
Disclosure

SEC source: 0000891839-26-000237 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,562

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:31 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 1,643 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000237 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 1,099 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 1,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 407 $106.11 $43,186.77
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,527

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 1,099 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 GrantRestricted Stock Units · Derivative 1,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · derivative · entry 4

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,408

Underlying: Common Stock · 1,408 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000168 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: These RSUs vested on 5/17/2026.

F3 · derivative.expiration_date: These RSUs vested on 5/17/2026.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 900 $98.28 $88,452.00
Disclosure

SEC source: 0000891839-26-000168 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,835

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000168 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:30 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 2,680 $44.66 $119,688.80
Disclosure

SEC source: 0001062993-25-011406 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,360

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:30 UTC GRAHAM CORP GHM · Entity 1960 GrantCommon Stock 7,436 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011406 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,040

F1 · shares: These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:55 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 1,643 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011067 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,287

Underlying: Common Stock · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:55 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 592 $40.89 $24,206.88
Disclosure

SEC source: 0001062993-25-011067 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,604

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:55 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 1,643 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011067 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:24 UTC GRAHAM CORP GHM · Entity 1960 GrantRestricted Stock Units · Derivative 3,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010986 · form4.xml · derivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,299

Underlying: Common Stock · 3,299 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028.

F2 · derivative.expiration_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028.

Read SEC document
May 23, 2025 Filed May 27, 2025 20:29 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 2,951 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010379 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units vested on 5/23/2025.

F3 · derivative.expiration_date: These restricted stock units vested on 5/23/2025.

Read SEC document
May 23, 2025 Filed May 27, 2025 20:29 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 1,063 $36.79 $39,107.77
Disclosure

SEC source: 0001062993-25-010379 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,553

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
May 23, 2025 Filed May 27, 2025 20:29 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 2,951 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010379 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:32 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 2,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009887 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Common Stock · 2,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

F4 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:32 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 906 $37.29 $33,784.74
Disclosure

SEC source: 0001062993-25-009887 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,665

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:32 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009887 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 1,317 shares acquired under the Graham Corporation Employee Stock Purchase Plan.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:33 UTC GRAHAM CORP GHM · Entity 1960 GrantRestricted Stock Units · Derivative 4,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012061 · form4.xml · derivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,930

Underlying: Common Stock · 4,930 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027.

F2 · derivative.expiration_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:32 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 2,951 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011346 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 2,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.

F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:32 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 1,061 $28.44 $30,174.84
Disclosure

SEC source: 0001062993-24-011346 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,880

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:32 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 2,951 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011346 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:31 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 2,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010885 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,749

Underlying: Common Stock · 2,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.

F4 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.

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May 17, 2024 Filed May 21, 2024 20:31 UTC GRAHAM CORP GHM · Entity 1960 Tax withholdingCommon Stock 931 $29.12 $27,110.72
Disclosure

SEC source: 0001062993-24-010885 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,990

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

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May 17, 2024 Filed May 21, 2024 20:31 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010885 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 2,597 shares acquired under the Graham Corporation Employee Stock Purchase Plan.

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May 23, 2023 Filed May 24, 2023 20:42 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionRestricted Stock Units · Derivative 2,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012062 · form4.xml · derivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,902

Underlying: Common Stock · 2,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.

F2 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.

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May 23, 2023 Filed May 24, 2023 20:42 UTC GRAHAM CORP GHM · Entity 1960 Exercise / conversionCommon Stock 2,950 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012062 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

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May 17, 2023 Filed May 18, 2023 20:33 UTC GRAHAM CORP GHM · Entity 1960 GrantRestricted Stock Units · Derivative 7,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011624 · form4.xml · derivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,123

Underlying: Common Stock · 7,123 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026.

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May 23, 2022 Filed May 24, 2022 21:05 UTC GRAHAM CORP GHM · Entity 1960 GrantRestricted Stock Units · Derivative 8,852 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013393 · form4.xml · derivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,852

Underlying: Common Stock · 8,852 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.