Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAHAM CORPGHM · Entity 1960 | Director · Executive Chairman | June 08, 2026 | June 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAHAM CORP
Report date June 08, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 374,945 |
Ending reported balance
After 2026-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-08 · Grant · Acquired 22,101 · Balance 383,040 F1: These shares were awarded to Mr. Thoren upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026. Row 2 · 2026-06-08 · Tax withholding · Disposed 8,095 · Balance 374,945 F2: Shares withheld to cover tax withholding obligations upon the vesting of PSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,543 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,543 F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,059 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,059 F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F5: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 629 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 629 F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F6: These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were awarded to Mr. Thoren upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.
F2: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.
F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").
F4: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.
F5: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.
F6: These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2026 Filed Jun 10, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 8,095 | $95.34 | $771,777.30 |
DisclosureSEC source: 0000891839-26-000244 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,945 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of PSUs. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 22,101 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000244 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,040 F1 · shares: These shares were awarded to Mr. Thoren upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 5,543 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000238 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,543 Underlying: Common Stock · 5,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3 · derivative.exercise_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. F3 · derivative.expiration_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,593 | $107.96 | $171,980.28 |
DisclosureSEC source: 0000891839-26-000238 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,939 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 5,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000238 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000213 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,059 Underlying: Common Stock · 529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 152 | $106.11 | $16,128.72 |
DisclosureSEC source: 0000891839-26-000213 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,989 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000213 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 629 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000213 · form4.xml · derivative · entry 4 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 629 Underlying: Common Stock · 629 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. Read SEC document |
| May 17, 2026 Filed May 18, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,089 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000167 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4 · derivative.exercise_date: These RSUs vested on 5/17/2026. F4 · derivative.expiration_date: These RSUs vested on 5/17/2026. Read SEC document |
| May 17, 2026 Filed May 18, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,800 | $98.28 | $176,904.00 |
DisclosureSEC source: 0000891839-26-000167 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,612 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| May 17, 2026 Filed May 18, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,089 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000167 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F2 · balance_after: Includes 540 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 7,394 | $44.66 | $330,216.04 |
DisclosureSEC source: 0001062993-25-011408 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,783 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 20,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011408 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,177 F1 · shares: These shares were awarded to Mr. Thoren upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 21:56 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 5,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011068 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,086 Underlying: Common Stock · 5,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 21:56 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,997 | $40.89 | $81,657.33 |
DisclosureSEC source: 0001062993-25-011068 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,664 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 21:56 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 5,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011068 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:24 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 1,588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010985 · form4.xml · derivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,588 Underlying: Common Stock · 1,588 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028. F2 · derivative.expiration_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028. Read SEC document |
| May 23, 2025 Filed May 27, 2025 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 8,140 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010380 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units vested on 5/23/2025. F3 · derivative.expiration_date: These restricted stock units vested on 5/23/2025. Read SEC document |
| May 23, 2025 Filed May 27, 2025 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 2,934 | $36.79 | $107,941.86 |
DisclosureSEC source: 0001062993-25-010380 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,119 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2025 Filed May 27, 2025 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010380 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2025 Filed May 20, 2025 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,088 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-009886 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,089 Underlying: Common Stock · 6,088 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. F4 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. Read SEC document |
| May 17, 2025 Filed May 20, 2025 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 2,191 | $37.29 | $81,702.39 |
DisclosureSEC source: 0001062993-25-009886 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,913 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 17, 2025 Filed May 20, 2025 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-009886 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 1,131 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,381 | $31.84 | $43,971.04 |
DisclosureSEC source: 0001062993-24-016105 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,885 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on September 1, 2021. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 16,628 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012064 · form4.xml · derivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,628 Underlying: Common Stock · 16,628 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027. F2 · derivative.expiration_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 6,442 | $27.05 | $174,256.10 |
DisclosureSEC source: 0001062993-24-011829 · form4.xml · nonDerivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,266 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on September 1, 2021. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 4,297 | $27.05 | $116,233.85 |
DisclosureSEC source: 0001062993-24-011829 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,708 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on June 1, 2021. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 716 | $27.05 | $19,367.80 |
DisclosureSEC source: 0001062993-24-011829 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,005 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on June 1, 2021. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 8,140 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011345 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,140 Underlying: Common Stock · 8,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 2,934 | $28.44 | $83,442.96 |
DisclosureSEC source: 0001062993-24-011345 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,721 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011345 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,088 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010887 · form4.xml · derivative · entry 3 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,177 Underlying: Common Stock · 6,088 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. F4 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 2,202 | $29.12 | $64,122.24 |
DisclosureSEC source: 0001062993-24-010887 · form4.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,515 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010887 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 2,298 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:42 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 8,140 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012063 · form4.xml · derivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,280 Underlying: Common Stock · 8,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. F2 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:42 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012063 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 18,265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011625 · form4.xml · derivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,265 Underlying: Common Stock · 18,265 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 7,500 | $7.83 | $58,725.00 |
DisclosureSEC source: 0001062993-22-017400 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,191 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.75 to $7.85, inclusive. Mr. Thoren undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 2,009 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:43 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 5,000 | $7.20 | $36,000.00 |
DisclosureSEC source: 0001062993-22-017213 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,682 Read SEC document |
| May 23, 2022 Filed May 24, 2022 21:03 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 24,420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013391 · form4.xml · derivative · entry 2 Thoren Daniel J. · CIK 0001864850 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,420 Underlying: Common Stock · 24,420 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:15 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 12,500 | $7.90 | $98,750.00 |
DisclosureSEC source: 0001062993-22-005370 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,682 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.84 to $7.93, inclusive. Mr. Thoren undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:16 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 17,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000266 · edgar.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,182 F2 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:16 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 8,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000266 · edgar.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,310 F1 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:54 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 11,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000186 · edgar.xml · nonDerivative · entry 3 Thoren Daniel J. · CIK 0001864850 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,374 F3 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F3 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:54 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000186 · edgar.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,454 F2 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F2 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:54 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 246,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891839-21-000186 · edgar.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,494 F1 · price: Mr. Thoren acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.