Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAHAM CORPGHM · Entity 1960 | Director | June 01, 2026 | June 03, 2026 |
| RAND CAPITAL CORPRAND · Entity 7445 | Director | June 13, 2023 | June 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAHAM CORP
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,623 |
Reported balance
After 2026-06-02 transaction · row 1
1 source rowRow 1 · 2026-06-02 · Exercise / conversion · Acquired 1,956 · Balance 18,623 F1: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-06-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-02 · Exercise / conversion · Disposed 1,956 · Balance 0 F1: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 905 |
Reported balance
After 2026-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-01 · Grant · Acquired 905 · Balance 905 F2: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.
RAND CAPITAL CORP
Report date June 13, 2023 · Filed June 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,465 |
Reported balance
After 2023-06-13 transaction · row 1
1 source rowRow 1 · 2023-06-13 · Purchase · Acquired 45 · Balance 1,465 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 3, 2026 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 1,956 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000218 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. F1 · derivative.exercise_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. F1 · derivative.expiration_date: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 1,956 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000218 · form4.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000218 · form4.xml · derivative · entry 3 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 905 Underlying: Common Stock · 905 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. Read SEC document |
| June 04, 2025 Filed Jun 4, 2025 20:27 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 2,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010992 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis. F1 · derivative.exercise_date: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis. F1 · derivative.expiration_date: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis. Read SEC document |
| June 04, 2025 Filed Jun 4, 2025 20:27 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 2,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010992 · form4.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:27 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 1,956 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010992 · form4.xml · derivative · entry 3 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,956 Underlying: Common Stock · 1,956 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 2,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012060 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,934 Underlying: Common Stock · 2,934 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010886 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010886 · form4.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 45 | $13.25 | $596.25 |
DisclosureSEC source: 0001493152-23-021442 · ownership.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,465 Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:00 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 415 | $13.25 | $5,498.75 |
DisclosureSEC source: 0001493152-23-020597 · ownership.xml · nonDerivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,420 Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:00 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 5 | $13.25 | $66.25 |
DisclosureSEC source: 0001493152-23-020597 · ownership.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005 Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:39 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012058 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units vested on 5/23/2023. F2 · derivative.expiration_date: These restricted stock units vested on 5/23/2023. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:39 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012058 · form4.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:39 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011636 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,393 Underlying: Common Stock · 6,393 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 14:43 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 268 | $15.00 | $4,020.00 |
DisclosureSEC source: 0001493152-22-031724 · ownership.xml · nonDerivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:43 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 732 | $14.97 | $10,958.04 |
DisclosureSEC source: 0001493152-22-031724 · ownership.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732 Read SEC document |
| May 23, 2022 Filed May 24, 2022 20:58 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 6,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013387 · form4.xml · derivative · entry 2 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 Underlying: Common Stock · 6,105 shares Expires not disclosed F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 20:42 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 1,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008505 · form4.xml · nonDerivative · entry 1 Jaroslawsky Cari L · CIK 0001336522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and vests on the first anniversary of the grant date. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and vests on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.