Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAHAM CORPGHM · Entity 1960 | Director | June 04, 2024 | June 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAHAM CORP
Report date June 04, 2024 · Filed June 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,934 |
Reported balance
After 2024-06-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-06-04 · Grant · Acquired 2,934 · Balance 2,934 F1: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 49,566 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 49,566 |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2024 Filed Jun 6, 2024 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 2,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012054 · form4.xml · derivative · entry 2 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,934 Underlying: Common Stock · 2,934 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010884 · form4.xml · derivative · entry 2 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010884 · form4.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which vested on 5/17/2024, convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:38 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012057 · form4.xml · derivative · entry 2 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units vested on 5/23/2023. F2 · derivative.expiration_date: These restricted stock units vested on 5/23/2023. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:38 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012057 · form4.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:40 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011639 · form4.xml · derivative · entry 2 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,393 Underlying: Common Stock · 6,393 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. Read SEC document |
| May 23, 2022 Filed May 24, 2022 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 6,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013385 · form4.xml · derivative · entry 2 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 Underlying: Common Stock · 6,105 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 19:59 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 6,000 | $9.19 | $55,140.00 |
DisclosureSEC source: 0001062993-22-003730 · form4.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,068 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.145 to $9.35, inclusive. Mr. Fortier undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:00 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000193 · edgar.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,068 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 3,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000169 · edgar.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,803 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:05 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000101 · edgar.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,260 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:24 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000057 · edgar.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,810 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:12 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 1,194 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000078 · edgar.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,855 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.