Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAHAM CORPGHM · Entity 1960 | Director | June 01, 2026 | June 03, 2026 |
| Vintage Wine Estates, Inc.VWE · Entity 88975 | Director | December 21, 2023 | December 22, 2023 |
| WARRIOR MET COAL, INC.HCC · Entity 3831 | Director | April 23, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAHAM CORP
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,867 |
Reported balance
After 2026-06-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-02 · Exercise / conversion · Acquired 1,956 · Balance 37,867 F1: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. F2: Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-06-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-02 · Exercise / conversion · Disposed 1,956 · Balance 0 F1: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 905 |
Reported balance
After 2026-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-01 · Grant · Acquired 905 · Balance 905 F3: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.
F2: Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.
Vintage Wine Estates, Inc.
Report date December 21, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,866 |
Reported balance
After 2023-12-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-21 · Grant · Acquired 78,316 · Balance 105,866 F1: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer. F2: Includes 78,316 restricted stock units that vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.
F2: Includes 78,316 restricted stock units that vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.
WARRIOR MET COAL, INC.
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,857 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Exercise / conversion · Acquired 2,534 · Balance 11,857 F1: Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-23 · Exercise / conversion · Disposed 2,534 · Balance 0 F2: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,423 |
Reported balance
Holding disclosure · report date 2026-04-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,423 F3: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
F2: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
F3: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 3, 2026 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 1,956 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000221 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. F1 · derivative.exercise_date: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. F1 · derivative.expiration_date: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 1,956 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000221 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. F2 · balance_after: Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000221 · form4.xml · derivative · entry 3 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 905 Underlying: Common Stock · 905 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 20:01 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001615574-26-000004 · ownership.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 20:01 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001615574-26-000004 · ownership.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| April 20, 2026 Filed Apr 22, 2026 22:27 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001615574-26-000002 · ownership.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,423 Underlying: Common Stock · 1,423 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F2 · deemedExecutionDate: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 15:54 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020997 · form4-08052025_030834.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 15:54 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020997 · form4-08052025_030834.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. Read SEC document |
| June 04, 2025 Filed Jun 4, 2025 20:28 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 2,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010995 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. F1 · derivative.exercise_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. F1 · derivative.expiration_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. Read SEC document |
| June 04, 2025 Filed Jun 4, 2025 20:28 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 2,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010995 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. F2 · balance_after: Includes 9,327 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:28 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 1,956 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010995 · form4.xml · derivative · entry 3 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,956 Underlying: Common Stock · 1,956 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026 and become payable in common stock upon separation of the Reporting Person's service as a director. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026 and become payable in common stock upon separation of the Reporting Person's service as a director. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026 and become payable in common stock upon separation of the Reporting Person's service as a director. Read SEC document |
| April 25, 2025 Filed Apr 29, 2025 18:26 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011481 · form4-04292025_060437.xml · derivative · entry 3 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 25, 2024, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 25, 2024, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 25, 2024, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| April 25, 2025 Filed Apr 29, 2025 18:26 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011481 · form4-04292025_060437.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 20:03 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011339 · form4-04252025_080451.xml · derivative · entry 3 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,534 Underlying: Common Stock · 2,534 shares Expires not disclosed F3 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:41 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020759 · form4-08052024_080835.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810 Underlying: Common Stock · 809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:41 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020759 · form4-08052024_080835.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 2,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012057 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,934 Underlying: Common Stock · 2,934 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director. Read SEC document |
| May 25, 2024 Filed May 31, 2024 15:24 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 3,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014978 · form4-05312024_030533.xml · derivative · entry 3 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vested in full on the thirteen-month anniversary of April 25, 2023, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vested in full on the thirteen-month anniversary of April 25, 2023, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vested in full on the thirteen-month anniversary of April 25, 2023, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| May 25, 2024 Filed May 31, 2024 15:24 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 3,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014978 · form4-05312024_030533.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010890 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010890 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2024 and become payable upon separation of the Reporting Person's service as a director. F2 · balance_after: Includes 6,393 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of Graham Corporation upon separation of the Reporting Person's service as a director. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:56 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011684 · form4-04292024_090439.xml · derivative · entry 3 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,797 Underlying: Common Stock · 1,797 shares Expires not disclosed F3 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 25, 2024, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 25, 2024, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F3 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 25, 2024, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:25 UTC | Vintage Wine Estates, Inc. VWE · Entity 88975 | GrantCommon Stock | 78,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023089 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,866 F1 · shares: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer. F2 · balance_after: Includes 78,316 restricted stock units that vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 17:43 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044374 · doc4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,619 Underlying: Common Stock · 809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 17:43 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044374 · doc4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:40 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 6,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012060 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units vested on 5/23/2023. F2 · derivative.expiration_date: These restricted stock units vested on 5/23/2023. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:40 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 6,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012060 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:40 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 6,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011644 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,393 Underlying: Common Stock · 6,393 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 22:37 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 3,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025907 · doc4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,598 Underlying: Common Stock · 3,598 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 25, 2023, the date if grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 25, 2023, the date if grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 25, 2023, the date if grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:33 UTC | Vintage Wine Estates, Inc. VWE · Entity 88975 | GrantCommon Stock | 10,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023087 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,550 F1 · shares: This restricted stock award was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. 100% of the restricted stock vests on 11/30/2023. F2 · balance_after: Includes 10,478 shares of restricted stock. F3 · balance_after: Includes 7,072 RSUs that vest on 04/07/2023. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 15:27 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | PurchaseCommon Stock | 1,500 | $32.01 | $48,015.00 |
DisclosureSEC source: 0001209191-22-045539 · doc4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · price: This price represents the weighted average purchase price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $31.96 to $32.01. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:54 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 2,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044314 · doc4.xml · derivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,428 Underlying: Common Stock · 2,428 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of August 1, 2022, the date of grant. Read SEC document |
| May 23, 2022 Filed May 24, 2022 21:01 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 6,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013389 · form4.xml · derivative · entry 2 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 Underlying: Common Stock · 6,105 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 23:52 UTC | Vintage Wine Estates, Inc. VWE · Entity 88975 | GrantCommon Stock | 7,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014478 · doc4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,072 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 04/07/2023. F2 · balance_after: Includes 7,072 RSUs. Read SEC document |
| February 10, 2022 Filed Feb 10, 2022 21:17 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 5,000 | $9.10 | $45,500.00 |
DisclosureSEC source: 0001062993-22-003532 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,479 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:53 UTC | Vintage Wine Estates, Inc. VWE · Entity 88975 | PurchaseCommon Stock | 10,000 | $11.17 | $111,700.00 |
DisclosureSEC source: 0000899243-21-045584 · doc4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.10 to $11.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:03 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000197 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,479 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 811 | $12.31 | $9,983.41 |
DisclosureSEC source: 0000891839-20-000188 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,214 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.3032 to 12.32, inclusive. Ms. Schnorr undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 3,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000168 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,403 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:04 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000099 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,860 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000061 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,410 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:16 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 1,194 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000082 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,455 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.