Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAHAM CORPGHM · Entity 1960 | Director · President and CEO | June 08, 2026 | June 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAHAM CORP
Report date June 08, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,629 |
Ending reported balance
After 2026-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-08 · Grant · Acquired 8,619 · Balance 66,106 F1: These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026. Row 2 · 2026-06-08 · Tax withholding · Disposed 2,477 · Balance 63,629 F2: Shares withheld to cover tax withholding obligations upon the vesting of PSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,291 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,291 F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,082 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,082 F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F5: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,036 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,036 F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F6: These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.
F2: Shares withheld to cover tax withholding obligations upon the vesting of PSUs.
F3: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").
F4: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.
F5: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.
F6: These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2026 Filed Jun 10, 2026 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 2,477 | $95.34 | $236,157.18 |
DisclosureSEC source: 0000891839-26-000242 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,629 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of PSUs. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 8,619 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000242 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,106 F1 · shares: These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 1,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000236 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,291 Underlying: Common Stock · 1,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3 · derivative.exercise_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. F3 · derivative.expiration_date: Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 371 | $107.96 | $40,053.16 |
DisclosureSEC source: 0000891839-26-000236 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,487 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 1,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000236 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 2,540 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000215 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,082 Underlying: Common Stock · 2,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 730 | $106.11 | $77,460.30 |
DisclosureSEC source: 0000891839-26-000215 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,567 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 2,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000215 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 6,036 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000215 · form4.xml · derivative · entry 4 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,036 Underlying: Common Stock · 6,036 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. Read SEC document |
| May 17, 2026 Filed May 18, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 2,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000169 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3 · derivative.exercise_date: These RSUs vested on 5/17/2026. F3 · derivative.expiration_date: These RSUs vested on 5/17/2026. Read SEC document |
| May 17, 2026 Filed May 18, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 682 | $98.28 | $67,026.96 |
DisclosureSEC source: 0000891839-26-000169 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,757 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| May 17, 2026 Filed May 18, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 2,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000169 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 2,211 | $44.66 | $98,743.26 |
DisclosureSEC source: 0001062993-25-011407 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,064 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 7,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011407 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,275 F1 · shares: These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 21:54 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 1,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011066 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,582 Underlying: Common Stock · 1,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 21:54 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 371 | $40.89 | $15,170.19 |
DisclosureSEC source: 0001062993-25-011066 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,582 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 21:54 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 1,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011066 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:25 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 7,622 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010988 · form4.xml · derivative · entry 2 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,622 Underlying: Common Stock · 7,622 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028. F2 · derivative.expiration_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028. Read SEC document |
| May 23, 2025 Filed May 27, 2025 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 3,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010378 · form4.xml · derivative · entry 2 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units vested on 5/23/2025. F2 · derivative.expiration_date: These restricted stock units vested on 5/23/2025. Read SEC document |
| May 23, 2025 Filed May 27, 2025 20:29 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 3,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010378 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2025 Filed May 20, 2025 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 2,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-009885 · form4.xml · derivative · entry 2 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,375 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. F2 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. Read SEC document |
| May 17, 2025 Filed May 20, 2025 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-009885 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 3,873 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012063 · form4.xml · derivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,873 Underlying: Common Stock · 3,873 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027. F2 · derivative.expiration_date: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 2,347 | $27.05 | $63,486.35 |
DisclosureSEC source: 0001062993-24-011830 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,235 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on June 1, 2021. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 391 | $27.05 | $10,576.55 |
DisclosureSEC source: 0001062993-24-011830 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,582 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on June 1, 2021. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 3,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011348 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,053 Underlying: Common Stock · 3,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 877 | $28.44 | $24,941.88 |
DisclosureSEC source: 0001062993-24-011348 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,973 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 3,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011348 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 2,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010892 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,749 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 763 | $29.12 | $22,218.56 |
DisclosureSEC source: 0001062993-24-010892 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,797 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010892 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 379 | $11.04 | $4,184.16 |
DisclosureSEC source: 0001062993-23-012772 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,186 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:43 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 3,052 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012064 · form4.xml · derivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,106 Underlying: Common Stock · 3,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:43 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,037 | $11.78 | $12,215.86 |
DisclosureSEC source: 0001062993-23-012064 · form4.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,565 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:43 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 3,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012064 · form4.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 7,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011626 · form4.xml · derivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,123 Underlying: Common Stock · 7,123 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026. Read SEC document |
| May 23, 2022 Filed May 24, 2022 21:04 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 9,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013392 · form4.xml · derivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,158 Underlying: Common Stock · 9,158 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:55 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000187 · edgar.xml · nonDerivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,550 F3 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F3 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:55 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 4,082 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000187 · edgar.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,386 F2 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F2 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:55 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 26,304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891839-21-000187 · edgar.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,304 F1 · price: Mr. Malone acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.