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GHM

GRAHAM CORP

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1960
SEC CIK
0000716314
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251

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 3, 2026 20:31 UTC
Malone MatthewDirector · President and CEO
GrantRestricted Stock Units · Derivative 6,036 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000215 · form4.xml · derivative · entry 4

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,036

Underlying: Common Stock · 6,036 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:31 UTC
Dixon Michael E.VP & GM of Barber-Nichols
GrantRestricted Stock Units · Derivative 966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000214 · form4.xml · derivative · entry 4

Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966

Underlying: Common Stock · 966 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:31 UTC
Thoren Daniel J.Director · Executive Chairman
GrantRestricted Stock Units · Derivative 629 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000213 · form4.xml · derivative · entry 4

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629

Underlying: Common Stock · 629 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
GrantRestricted Stock Units · Derivative 1,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000212 · form4.xml · derivative · entry 4

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,408

Underlying: Common Stock · 1,408 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Malone MatthewDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000169 · form4.xml · derivative · entry 3

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: These RSUs vested on 5/17/2026.

F3 · derivative.expiration_date: These RSUs vested on 5/17/2026.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Malone MatthewDirector · President and CEO
Tax withholdingCommon Stock 682 $98.28 $67,026.96
Disclosure

SEC source: 0000891839-26-000169 · form4.xml · nonDerivative · entry 2

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,757

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Malone MatthewDirector · President and CEO
Exercise / conversionCommon Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000169 · form4.xml · nonDerivative · entry 1

Malone Matthew · CIK 0001864755 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000168 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F3 · derivative.exercise_date: These RSUs vested on 5/17/2026.

F3 · derivative.expiration_date: These RSUs vested on 5/17/2026.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Tax withholdingCommon Stock 900 $98.28 $88,452.00
Disclosure

SEC source: 0000891839-26-000168 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,835

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionCommon Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000168 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Thoren Daniel J.Director · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 6,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000167 · form4.xml · derivative · entry 3

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F4 · derivative.exercise_date: These RSUs vested on 5/17/2026.

F4 · derivative.expiration_date: These RSUs vested on 5/17/2026.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Thoren Daniel J.Director · Executive Chairman
Tax withholdingCommon Stock 1,800 $98.28 $176,904.00
Disclosure

SEC source: 0000891839-26-000167 · form4.xml · nonDerivative · entry 2

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,612

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
May 17, 2026 Filed May 18, 2026 20:30 UTC
Thoren Daniel J.Director · Executive Chairman
Exercise / conversionCommon Stock 6,089 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000167 · form4.xml · nonDerivative · entry 1

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

F2 · balance_after: Includes 540 shares acquired under the Graham Corporation Employee Stock Purchase Plan.

Read SEC document
February 04, 2026 Filed Mar 25, 2026 20:30 UTC
Dixon Michael E.VP & GM of Barber-Nichols
Exercise / conversionRestricted Stock Units · Derivative 355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000105 · form4.xml · derivative · entry 3

Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 711

Underlying: Common Stock · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028.

F1 · derivative.expiration_date: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028.

Read SEC document
February 04, 2026 Filed Mar 25, 2026 20:30 UTC
Dixon Michael E.VP & GM of Barber-Nichols
Tax withholdingCommon Stock 120 $73.19 $8,782.80
Disclosure

SEC source: 0000891839-26-000105 · form4.xml · nonDerivative · entry 2

Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.

Read SEC document
February 04, 2026 Filed Mar 25, 2026 20:30 UTC
Dixon Michael E.VP & GM of Barber-Nichols
Exercise / conversionCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000105 · form4.xml · nonDerivative · entry 1

Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028.

F2 · balance_after: Includes 34 shares acquired under the Graham Corporation Employee Stock Purchase Plan.

Read SEC document
September 12, 2025 Filed Sep 21, 2026 20:31 UTC Amendment PurchaseCommon Stock 1,200 $49.01 $58,812.00
Disclosure

SEC source: 0000891839-26-000409 · form4a.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,200

F1 · ownership.nature: This Form 4 amendment is being filed to correct the nature of ownership that was inadvertently reported as being directly owned in the prior Form 4. The reporting person and his spouse are co-trustees of the trust.

Read SEC document
September 12, 2025 Filed Sep 15, 2025 20:26 UTC PurchaseCommon Stock 1,200 $49.01 $58,812.00
Disclosure

SEC source: 0000891839-25-000050 · form4.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Read SEC document
September 02, 2025 Filed Sep 3, 2025 20:32 UTC GrantRestricted Stock Units · Derivative 936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-25-000038 · form4.xml · derivative · entry 1

Gregorio Mauro · CIK 0001809712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936

Underlying: Common Stock · 936 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 9/2/2026.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 9/2/2026.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 9/2/2026.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:31 UTC
Thoren Daniel J.Director · Executive Chairman
Tax withholdingCommon Stock 7,394 $44.66 $330,216.04
Disclosure

SEC source: 0001062993-25-011408 · form4.xml · nonDerivative · entry 2

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,783

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:31 UTC
Thoren Daniel J.Director · Executive Chairman
GrantCommon Stock 20,513 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011408 · form4.xml · nonDerivative · entry 1

Thoren Daniel J. · CIK 0001864850 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,177

F1 · shares: These shares were awarded to Mr. Thoren upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:30 UTC
Malone MatthewPresident and CEO
Tax withholdingCommon Stock 2,211 $44.66 $98,743.26
Disclosure

SEC source: 0001062993-25-011407 · form4.xml · nonDerivative · entry 2

Malone Matthew · CIK 0001864755 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,064

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:30 UTC
Malone MatthewPresident and CEO
GrantCommon Stock 7,693 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011407 · form4.xml · nonDerivative · entry 1

Malone Matthew · CIK 0001864755 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,275

F1 · shares: These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:30 UTC
Thome Christopher J.VP-Finance; CFO
Tax withholdingCommon Stock 2,680 $44.66 $119,688.80
Disclosure

SEC source: 0001062993-25-011406 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,360

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:30 UTC
Thome Christopher J.VP-Finance; CFO
GrantCommon Stock 7,436 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011406 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,040

F1 · shares: These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:29 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 3,619 $44.66 $161,624.54
Disclosure

SEC source: 0001062993-25-011405 · form4.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,634

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:29 UTC
Smith Alan EVP & General Manager - Batavia
GrantCommon Stock 7,693 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011405 · form4.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,253

F1 · shares: These shares were awarded to Mr. Smith upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 2,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010997 · form4.xml · derivative · entry 2

Stoner Troy A. · CIK 0001916970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.exercise_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.expiration_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:29 UTC Exercise / conversionCommon Stock 2,934 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010997 · form4.xml · nonDerivative · entry 1

Stoner Troy A. · CIK 0001916970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F2 · balance_after: Includes 9,327 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 2,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010995 · form4.xml · derivative · entry 2

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.exercise_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.expiration_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:28 UTC Exercise / conversionCommon Stock 2,934 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010995 · form4.xml · nonDerivative · entry 1

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F2 · balance_after: Includes 9,327 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 2,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010994 · form4.xml · derivative · entry 2

Painter Jonathan W · CIK 0001247567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.exercise_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F1 · derivative.expiration_date: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:28 UTC Exercise / conversionCommon Stock 2,934 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010994 · form4.xml · nonDerivative · entry 1

Painter Jonathan W · CIK 0001247567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

F2 · balance_after: Includes 9,327 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director.

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June 04, 2025 Filed Jun 4, 2025 20:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010992 · form4.xml · derivative · entry 2

Jaroslawsky Cari L · CIK 0001336522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

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June 04, 2025 Filed Jun 4, 2025 20:27 UTC Exercise / conversionCommon Stock 2,934 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010992 · form4.xml · nonDerivative · entry 1

Jaroslawsky Cari L · CIK 0001336522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

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June 04, 2025 Filed Jun 4, 2025 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010991 · form4.xml · derivative · entry 2

Barber James J · CIK 0001377811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

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June 04, 2025 Filed Jun 4, 2025 20:26 UTC Exercise / conversionCommon Stock 2,934 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010991 · form4.xml · nonDerivative · entry 1

Barber James J · CIK 0001377811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which vested on 6/4/2025, converted into common stock on a one-for-one basis.

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June 04, 2025 Filed Jun 5, 2025 21:56 UTC
Thoren Daniel J.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011068 · form4.xml · derivative · entry 3

Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,086

Underlying: Common Stock · 5,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

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June 04, 2025 Filed Jun 5, 2025 21:56 UTC
Thoren Daniel J.Director · Chief Executive Officer
Tax withholdingCommon Stock 1,997 $40.89 $81,657.33
Disclosure

SEC source: 0001062993-25-011068 · form4.xml · nonDerivative · entry 2

Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,664

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

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June 04, 2025 Filed Jun 5, 2025 21:56 UTC
Thoren Daniel J.Director · Chief Executive Officer
Exercise / conversionCommon Stock 5,542 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011068 · form4.xml · nonDerivative · entry 1

Thoren Daniel J. · CIK 0001864850 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:55 UTC
Smith Alan EVP & General Manager - Batavia
Exercise / conversionRestricted Stock Units · Derivative 1,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011069 · form4.xml · derivative · entry 3

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,582

Underlying: Common Stock · 1,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

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June 04, 2025 Filed Jun 5, 2025 21:55 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 607 $40.89 $24,820.23
Disclosure

SEC source: 0001062993-25-011069 · form4.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,560

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

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June 04, 2025 Filed Jun 5, 2025 21:55 UTC
Smith Alan EVP & General Manager - Batavia
Exercise / conversionCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011069 · form4.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:55 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionRestricted Stock Units · Derivative 1,643 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011067 · form4.xml · derivative · entry 3

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,287

Underlying: Common Stock · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

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June 04, 2025 Filed Jun 5, 2025 21:55 UTC
Thome Christopher J.VP-Finance; CFO
Tax withholdingCommon Stock 592 $40.89 $24,206.88
Disclosure

SEC source: 0001062993-25-011067 · form4.xml · nonDerivative · entry 2

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,604

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:55 UTC
Thome Christopher J.VP-Finance; CFO
Exercise / conversionCommon Stock 1,643 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011067 · form4.xml · nonDerivative · entry 1

Thome Christopher J. · CIK 0001917893 · VP-Finance; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:54 UTC
Malone MatthewPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011066 · form4.xml · derivative · entry 3

Malone Matthew · CIK 0001864755 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,582

Underlying: Common Stock · 1,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:54 UTC
Malone MatthewPresident and COO
Tax withholdingCommon Stock 371 $40.89 $15,170.19
Disclosure

SEC source: 0001062993-25-011066 · form4.xml · nonDerivative · entry 2

Malone Matthew · CIK 0001864755 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,582

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:54 UTC
Malone MatthewPresident and COO
Exercise / conversionCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011066 · form4.xml · nonDerivative · entry 1

Malone Matthew · CIK 0001864755 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:29 UTC GrantRestricted Stock Units · Derivative 1,956 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010997 · form4.xml · derivative · entry 3

Stoner Troy A. · CIK 0001916970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,956

Underlying: Common Stock · 1,956 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.