Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAHAM CORPGHM · Entity 1960 | VP & GM of Barber-Nichols | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAHAM CORP
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,263 |
Ending reported balance
After 2026-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-02 · Exercise / conversion · Acquired 762 · Balance 1,498 F1: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Row 2 · 2026-06-02 · Tax withholding · Disposed 235 · Balance 1,263 F2: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,525 |
Reported balance
After 2026-06-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-02 · Exercise / conversion · Disposed 762 · Balance 1,525 F1: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 966 |
Reported balance
After 2026-06-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-01 · Grant · Acquired 966 · Balance 966 F1: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 711 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 711 F1: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F5: These RSUs vest in substantially equal installments on each of 2/4/2027 and 2/4/2028, except as otherwise provided in the award notice. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units convert into common stock on a one-for-one basis ("RSUs").
F2: Shares withheld to cover tax withholding obligations upon the vesting of RSUs.
F3: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.
F4: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.
F5: These RSUs vest in substantially equal installments on each of 2/4/2027 and 2/4/2028, except as otherwise provided in the award notice.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000214 · form4.xml · derivative · entry 3 Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,525 Underlying: Common Stock · 762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3 · derivative.exercise_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. F3 · derivative.expiration_date: One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 235 | $106.11 | $24,935.85 |
DisclosureSEC source: 0000891839-26-000214 · form4.xml · nonDerivative · entry 2 Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,263 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000214 · form4.xml · nonDerivative · entry 1 Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:31 UTC | GRAHAM CORP GHM · Entity 1960 | GrantRestricted Stock Units · Derivative | 966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000214 · form4.xml · derivative · entry 4 Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 966 Underlying: Common Stock · 966 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4 · derivative.exercise_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. F4 · derivative.expiration_date: These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. Read SEC document |
| February 04, 2026 Filed Mar 25, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionRestricted Stock Units · Derivative | 355 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000105 · form4.xml · derivative · entry 3 Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711 Underlying: Common Stock · 355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028. F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028. F1 · derivative.expiration_date: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028. Read SEC document |
| February 04, 2026 Filed Mar 25, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 120 | $73.19 | $8,782.80 |
DisclosureSEC source: 0000891839-26-000105 · form4.xml · nonDerivative · entry 2 Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 736 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of RSUs. Read SEC document |
| February 04, 2026 Filed Mar 25, 2026 20:30 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000105 · form4.xml · nonDerivative · entry 1 Dixon Michael E. · CIK 0002071321 · VP & GM of Barber-Nichols 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028. F2 · balance_after: Includes 34 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.