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FLG

FLAGSTAR BANK, NATIONAL ASSOCIATION

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3855
SEC CIK
0000910073
Parsed reports
465

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2024 Filed Mar 29, 2024 22:14 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000950142-24-000834 · es240463805_4-nycb.xml · nonDerivative · entry 1

Liberty 77 Capital L.P. · CIK 0001905374 · Director

Liberty Strategic Capital (CEN) Holdings, LLC · CIK 0002015237 · Director

Liberty 77 Capital Partners L.P. · CIK 0001905373 · Director

Liberty Capital L.L.C. · CIK 0001905369 · Director

STM Partners LLC · CIK 0001905366 · Director

MNUCHIN STEVEN T · CIK 0001180589 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 41,691,300

F1 · balance_after: Total includes 300 service based restricted stock units that will vest in shares of NYCB common stock over the passage of time and were granted to Steven T. Mnuchin.

F1 · ownership.nature: Total includes 300 service based restricted stock units that will vest in shares of NYCB common stock over the passage of time and were granted to Steven T. Mnuchin.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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March 27, 2024 Filed Mar 29, 2024 17:48 UTC GrantCommon Stock 3,423 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000104 · wk-form4_1711734527.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,861

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

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March 27, 2024 Filed Mar 29, 2024 17:45 UTC GrantCommon Stock 3,423 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000103 · wk-form4_1711734342.xml · nonDerivative · entry 1

Whip Jennifer R · CIK 0001694319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,287

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

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March 27, 2024 Filed Mar 29, 2024 17:43 UTC
Frank Alan LDirector
GrantCommon Stock 30,521 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000102 · wk-form4_1711734229.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,521

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

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March 27, 2024 Filed Mar 29, 2024 17:38 UTC GrantCommon Stock 31,372 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000100 · wk-form4_1711733876.xml · nonDerivative · entry 1

Berlinski Milton R. · CIK 0001729927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,372

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

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March 27, 2024 Filed Mar 29, 2024 17:40 UTC GrantCommon Stock 31,372 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000101 · wk-form4_1711734026.xml · nonDerivative · entry 1

Puwalski Allen · CIK 0002015864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,372

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 14:58 UTC
QUINN R PATRICKSEVP, GC & Corp. Secretary
Tax withholdingCommon Stock 3,994 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000097 · wk-form4_1711465073.xml · nonDerivative · entry 1

QUINN R PATRICK · CIK 0001230155 · SEVP, GC & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,649

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

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March 24, 2024 Filed Mar 26, 2024 14:56 UTC
Adams John ThomasSEVP Dir. Multi-Family Lending
Tax withholdingCommon Stock 3,994 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000096 · wk-form4_1711464987.xml · nonDerivative · entry 1

Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,494

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 14:51 UTC
Davis Reginald ESr EVP & President of Banking
Tax withholdingCommon Stock 4,166 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000095 · wk-form4_1711464710.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,537

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

F3 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

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March 24, 2024 Filed Mar 26, 2024 14:49 UTC
Pinto John JSr EVP & CFO
Tax withholdingCommon Stock 6,988 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000094 · wk-form4_1711464535.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Sr EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,909

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

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March 24, 2024 Filed Mar 26, 2024 14:47 UTC
Smith Lee MatthewSEVP & President of Mortgage
Tax withholdingCommon Stock 6,392 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000093 · wk-form4_1711464424.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,442,246

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

F3 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

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March 22, 2024 Filed Mar 26, 2024 14:47 UTC
Smith Lee MatthewSEVP & President of Mortgage
Tax withholdingCommon Stock 2,237 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000093 · wk-form4_1711464424.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,448,638

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

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March 21, 2024 Filed Mar 22, 2024 14:19 UTC
Lux MarshallDirector
PurchaseCommon Stock 27,100 $3.69 $99,890.60
Disclosure

SEC source: 0000910073-24-000089 · wk-form4_1711117146.xml · nonDerivative · entry 1

Lux Marshall · CIK 0001848386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,872

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.685 to $3.690, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.

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March 15, 2024 Filed Mar 18, 2024 17:26 UTC
Smith Lee MatthewSEVP & President of Mortgage
Tax withholdingCommon Stock 4,473 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000083 · wk-form4_1710782753.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,436,210

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

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March 13, 2024 Filed Mar 15, 2024 00:06 UTC ConversionSeries C Preferred Stock · Derivative 6,751 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000704 · es240458146_4-nycb.xml · derivative · entry 2

Liberty 77 Capital L.P. · CIK 0001905374 · Director

Liberty Strategic Capital (CEN) Holdings, LLC · CIK 0002015237 · Director

Liberty 77 Capital Partners L.P. · CIK 0001905373 · Director

Liberty Capital L.L.C. · CIK 0001905369 · Director

STM Partners LLC · CIK 0001905366 · Director

MNUCHIN STEVEN T · CIK 0001180589 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 6,751,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F3 · price: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F3 · derivative.exercise_date: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · ownership.nature: The securities included herein were acquired or disposed of by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the trustee of the managing member of STM Partners LLC.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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March 13, 2024 Filed Mar 15, 2024 00:06 UTC GrantCommon Stock 6,751,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000704 · es240458146_4-nycb.xml · nonDerivative · entry 1

Liberty 77 Capital L.P. · CIK 0001905374 · Director

Liberty Strategic Capital (CEN) Holdings, LLC · CIK 0002015237 · Director

Liberty 77 Capital Partners L.P. · CIK 0001905373 · Director

Liberty Capital L.L.C. · CIK 0001905369 · Director

STM Partners LLC · CIK 0001905366 · Director

MNUCHIN STEVEN T · CIK 0001180589 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 41,691,000

F3 · price: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · ownership.nature: The securities included herein were acquired or disposed of by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the trustee of the managing member of STM Partners LLC.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 02:53 UTC
DiNello AlessandroDirector · See Remarks
GrantStock Options (Right to Buy) · Derivative 4,000,000 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0000950170-24-028877 · ownership.xml · derivative · entry 13

DiNello Alessandro · CIK 0001482776 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Common Stock · 4,000,000 shares

Expires 2034-03-06

F8 · derivative.exercise_date: These options were granted under the Plan and will vest, on the first anniversary of the grant date, on March 6, 2025.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 02:53 UTC
DiNello AlessandroDirector · See Remarks
GrantCommon Stock 1,690,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028877 · ownership.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,821,064

F1 · shares: Reflects restricted stock units ("RSUs") granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan (the "Plan") and will vest, on the first anniversary of the grant date, on March 6, 2025. The total number of RSUs that will settle under the terms of the award will be the lesser of (a) 1,690,000 shares or (b) a number of shares that have an aggregate value of $5,840,000 on the settlement date.

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March 01, 2024 Filed Feb 11, 2025 02:38 UTC
QUINN R PATRICKFormer SEVP GC & Secretary
OtherCommon Stock 1,870 $3.55 $6,638.50
Disclosure

SEC source: 0000910073-25-000025 · wk-form5_1739241532.xml · nonDerivative · entry 1

QUINN R PATRICK · CIK 0001230155 · Former SEVP GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,918

F1 · shares: On March 1, 2024 a 401k loan resulted in a sale of 1,870 shares owned by the reporting person. On July 11, 2024, the Issuer performed a 1-for-3 reverse stock split. The common stock reflected represents the pre-split amount and the pre-split per share price.

F1 · price: On March 1, 2024 a 401k loan resulted in a sale of 1,870 shares owned by the reporting person. On July 11, 2024, the Issuer performed a 1-for-3 reverse stock split. The common stock reflected represents the pre-split amount and the pre-split per share price.

F2 · balance_after: The reporting person ceased being a Section 16 Insider for the Issuer on April 11, 2024 therefore the amount of common stock owned at the end of the Issuer is based on what is known to the Issuer. The share amount owned at the end of the Issuer's fiscal year is reflected in post-split shares.

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February 26, 2024 Filed Feb 29, 2024 00:09 UTC
QUINN R PATRICKSEVP, GC & Corp. Secretary
Tax withholdingCommon Stock 1,928 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000068 · wk-form4_1709165358.xml · nonDerivative · entry 1

QUINN R PATRICK · CIK 0001230155 · SEVP, GC & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,821

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:08 UTC
Adams John ThomasSEVP Dir. Multi-Family Lending
Tax withholdingCommon Stock 1,883 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000067 · wk-form4_1709165269.xml · nonDerivative · entry 1

Adams John Thomas · CIK 0001799505 · SEVP Dir. Multi-Family Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,666

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:06 UTC
Pinto John JSr EVP & CFO
Tax withholdingCommon Stock 2,439 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000066 · wk-form4_1709165174.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Sr EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,210

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 20:47 UTC PurchaseCommon Stock 2,000 $4.76 $9,519.80
Disclosure

SEC source: 0000910073-24-000058 · wk-form4_1707511642.xml · nonDerivative · entry 1

Signorille-Browne Julie · CIK 0001597624 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,188

Read SEC document
February 09, 2024 Filed Feb 9, 2024 18:01 UTC
Davis Reginald ESr EVP & President of Banking
PurchaseCommon Stock 1,200 $4.10 $4,920.00
Disclosure

SEC source: 0000910073-24-000056 · wk-form4_1707501655.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,317

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 16:33 UTC
CANGEMI THOMAS RDirector · President and CEO
PurchaseCommon Stock 11,310 $4.41 $49,877.10
Disclosure

SEC source: 0000910073-24-000054 · wk-form4_1707496382.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 69,704

Read SEC document
February 09, 2024 Filed Feb 9, 2024 15:44 UTC PurchaseCommon Stock 100,000 $4.15 $414,750.00
Disclosure

SEC source: 0000910073-24-000052 · wk-form4_1707493461.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,438

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.11 to $4.18, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 15:33 UTC PurchaseCommon Stock 15,000 $4.17 $62,550.00
Disclosure

SEC source: 0000910073-24-000050 · wk-form4_1707492811.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,900

Read SEC document
February 09, 2024 Filed Feb 9, 2024 15:14 UTC
Smith Lee MatthewSEVP & President of Mortgage
PurchaseCommon Stock 25,000 $4.05 $101,250.00
Disclosure

SEC source: 0000910073-24-000049 · wk-form4_1707491685.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,440,683

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 15:06 UTC PurchaseCommon Stock 5,100 $4.17 $21,267.00
Disclosure

SEC source: 0000910073-24-000048 · wk-form4_1707491157.xml · nonDerivative · entry 1

Whip Jennifer R · CIK 0001694319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,864

Read SEC document
February 09, 2024 Filed Feb 9, 2024 14:51 UTC
DiNello AlessandroDirector · Executive Chairman
PurchaseCommon Stock 50,000 $4.19 $209,480.00
Disclosure

SEC source: 0000910073-24-000047 · wk-form4_1707490308.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 114,305

Read SEC document
February 05, 2024 Filed Feb 5, 2024 21:43 UTC
Dahya HanifDirector · Presiding Director of Board
GiftCommon Stock 13,670 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000040 · wk-form4_1707169369.xml · nonDerivative · entry 2

Dahya Hanif · CIK 0001392546 · Director · Presiding Director of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 218,414

Read SEC document
February 05, 2024 Filed Feb 5, 2024 21:43 UTC
Dahya HanifDirector · Presiding Director of Board
GiftCommon Stock 13,670 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000040 · wk-form4_1707169369.xml · nonDerivative · entry 1

Dahya Hanif · CIK 0001392546 · Director · Presiding Director of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 8

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo LukeG

Disclosed balance after: 10,937

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 7

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild MG

Disclosed balance after: 22,982

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 6

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild LeoG

Disclosed balance after: 31,012

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 5

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild AD

Disclosed balance after: 35,268

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 4

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild DD

Disclosed balance after: 35,268

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 3

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 1,075,291

F2 · ownership.nature: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 265,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 2

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife's Trust

Disclosed balance after: 265,827

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GiftCommon Stock 486,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,064

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January 23, 2024 Filed Jan 25, 2024 23:24 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 14,634 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 9

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 14,634

F4 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:50 UTC GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000025 · wk-form4_1706222996.xml · nonDerivative · entry 1

Whip Jennifer R · CIK 0001694319 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:48 UTC
WANN ROBERTDirector
GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000024 · wk-form4_1706222919.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:47 UTC GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000023 · wk-form4_1706222822.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:45 UTC GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000022 · wk-form4_1706222711.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:41 UTC GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000019 · wk-form4_1706222469.xml · nonDerivative · entry 1

Savarese Lawrence J. · CIK 0001571035 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:39 UTC GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000018 · wk-form4_1706222342.xml · nonDerivative · entry 1

Rosenfeld Ronald A. · CIK 0001511853 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:37 UTC GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000017 · wk-form4_1706222225.xml · nonDerivative · entry 1

Rosano Lawrence Jr. · CIK 0001614554 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:35 UTC
Lux MarshallDirector
GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000016 · wk-form4_1706222120.xml · nonDerivative · entry 1

Lux Marshall · CIK 0001848386 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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January 23, 2024 Filed Jan 25, 2024 22:34 UTC
Huynh ToanDirector
GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000015 · wk-form4_1706222033.xml · nonDerivative · entry 1

Huynh Toan · CIK 0001839574 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.