Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2026 Filed Jul 16, 2026 16:23 UTC |
Marx BryanEVP & Princ Accounting Officer
|
Tax withholdingCommon Stock | 1,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001632143-26-000004 · wk-form4_1784218992.xml · nonDerivative · entry 1 Marx Bryan · CIK 0001632143 · EVP & Princ Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,664 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| May 18, 2026 Filed May 20, 2026 15:50 UTC |
Otting Joseph MDirector · Exec Chairman and CEO
|
GrantCommon Stock | 749,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001323101-26-000005 · wk-form4_1779292210.xml · nonDerivative · entry 1 Otting Joseph M · CIK 0001323101 · Director · Exec Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,041,499 F1 · shares: Includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. F1 · balance_after: Includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 19:31 UTC |
Miller Eli HDirector
|
GrantCommon Stock | 7,326 | $0.00 | $0.00 |
DisclosureSEC source: 0002107348-26-000005 · wk-form4_1775158257.xml · nonDerivative · entry 1 Miller Eli H · CIK 0002107348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,326 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 24, 2026 Filed Mar 25, 2026 20:06 UTC |
Davis Reginald ESEVP & Pres Consumer Banking
|
Tax withholdingCommon Stock | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001818046-26-000002 · wk-form4_1774469208.xml · nonDerivative · entry 1 Davis Reginald E · CIK 0001818046 · SEVP & Pres Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,782 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. F3 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 24, 2026 Filed Mar 25, 2026 19:55 UTC |
Smith Lee MatthewSEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001582883-26-000004 · wk-form4_1774468538.xml · nonDerivative · entry 1 Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 852,939 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. F3 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:29 UTC |
Marx BryanEVP & Princ Accounting Officer
|
Tax withholdingCommon Stock | 3,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001632143-26-000002 · wk-form4_1773757752.xml · nonDerivative · entry 2 Marx Bryan · CIK 0001632143 · EVP & Princ Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,923 F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:29 UTC |
Marx BryanEVP & Princ Accounting Officer
|
GrantCommon Stock | 24,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001632143-26-000002 · wk-form4_1773757752.xml · nonDerivative · entry 1 Marx Bryan · CIK 0001632143 · EVP & Princ Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,599 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:26 UTC |
Buchanan GeorgeEVP and Chief Risk Officer
|
Tax withholdingCommon Stock | 4,368 | $0.00 | $0.00 |
DisclosureSEC source: 0002014109-26-000002 · wk-form4_1773757614.xml · nonDerivative · entry 2 Buchanan George · CIK 0002014109 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,176 F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:26 UTC |
Buchanan GeorgeEVP and Chief Risk Officer
|
GrantCommon Stock | 61,475 | $0.00 | $0.00 |
DisclosureSEC source: 0002014109-26-000002 · wk-form4_1773757614.xml · nonDerivative · entry 1 Buchanan George · CIK 0002014109 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,544 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:24 UTC |
Bao NguyenSEVP, GC & Chf of Staff to CEO
|
Tax withholdingCommon Stock | 8,609 | $0.00 | $0.00 |
DisclosureSEC source: 0002019244-26-000001 · wk-form4_1773757481.xml · nonDerivative · entry 2 Bao Nguyen · CIK 0002019244 · SEVP, GC & Chf of Staff to CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,932 F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:24 UTC |
Bao NguyenSEVP, GC & Chf of Staff to CEO
|
GrantCommon Stock | 122,951 | $0.00 | $0.00 |
DisclosureSEC source: 0002019244-26-000001 · wk-form4_1773757481.xml · nonDerivative · entry 1 Bao Nguyen · CIK 0002019244 · SEVP, GC & Chf of Staff to CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,541 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:23 UTC |
Gagnon KrisSr EVP & Chief Credit Officer
|
Tax withholdingCommon Stock | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001731617-26-000002 · wk-form4_1773757380.xml · nonDerivative · entry 1 Gagnon Kris · CIK 0001731617 · Sr EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,539 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:20 UTC |
Raffetto Richard ASEVP Pres of Com & Priv Bnking
|
GrantCommon Stock | 245,902 | $0.00 | $0.00 |
DisclosureSEC source: 0002026122-26-000004 · wk-form4_1773757231.xml · nonDerivative · entry 1 Raffetto Richard A · CIK 0002026122 · SEVP Pres of Com & Priv Bnking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,902 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:18 UTC |
Smith Lee MatthewSEVP & Chief Financial Officer
|
GrantCommon Stock | 245,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001582883-26-000002 · wk-form4_1773757090.xml · nonDerivative · entry 1 Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 850,182 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:10 UTC |
Otting Joseph MDirector · Exec Chairman, President & CEO
|
Tax withholdingCommon Stock | 43,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001323101-26-000003 · wk-form4_1773756610.xml · nonDerivative · entry 2 Otting Joseph M · CIK 0001323101 · Director · Exec Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,874 F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 14:10 UTC |
Otting Joseph MDirector · Exec Chairman, President & CEO
|
GrantCommon Stock | 81,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001323101-26-000003 · wk-form4_1773756610.xml · nonDerivative · entry 1 Otting Joseph M · CIK 0001323101 · Director · Exec Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,918 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:56 UTC |
MNUCHIN STEVEN TDirector · 10% owner
|
GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-26-000268 · es260731450_4-flg.xml · nonDerivative · entry 1 MNUCHIN STEVEN T · CIK 0001180589 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,581 F1 · balance_after: Total includes service-based restricted stock units that will vest in shares of the Issuer's Common Stock over the passage of time. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 18:29 UTC |
Whip Jennifer RDirector
|
GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001694319-26-000004 · wk-form4_1769711353.xml · nonDerivative · entry 1 Whip Jennifer R · CIK 0001694319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,284 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 18:31 UTC |
Lux MarshallDirector
|
GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001848386-26-000004 · wk-form4_1769711489.xml · nonDerivative · entry 1 Lux Marshall · CIK 0001848386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,954 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 18:25 UTC |
Frank Alan LDirector
|
GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001649471-26-000004 · wk-form4_1769711137.xml · nonDerivative · entry 1 Frank Alan L · CIK 0001649471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,463 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 18:19 UTC |
DiNello AlessandroDirector
|
GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001482776-26-000002 · wk-form4_1769710741.xml · nonDerivative · entry 1 DiNello Alessandro · CIK 0001482776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,715 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 18:20 UTC |
Puwalski AllenDirector
|
GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0002015864-26-000004 · wk-form4_1769710825.xml · nonDerivative · entry 1 Puwalski Allen · CIK 0002015864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,731 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 18:15 UTC |
Berlinski Milton R.Director
|
GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-26-000011 · wk-form4_1769710543.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,938 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 15:56 UTC |
Lux MarshallDirector
|
GrantCommon Stock | 7,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001848386-26-000002 · wk-form4_1767714970.xml · nonDerivative · entry 1 Lux Marshall · CIK 0001848386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,015 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 15:53 UTC |
Whip Jennifer RDirector
|
GrantCommon Stock | 7,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001694319-26-000002 · wk-form4_1767714797.xml · nonDerivative · entry 1 Whip Jennifer R · CIK 0001694319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,345 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 15:50 UTC |
Puwalski AllenDirector
|
GrantCommon Stock | 15,936 | $0.00 | $0.00 |
DisclosureSEC source: 0002015864-26-000002 · wk-form4_1767714623.xml · nonDerivative · entry 1 Puwalski Allen · CIK 0002015864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,792 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 15:46 UTC |
Frank Alan LDirector
|
GrantCommon Stock | 11,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001649471-26-000002 · wk-form4_1767714374.xml · nonDerivative · entry 1 Frank Alan L · CIK 0001649471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,524 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| December 27, 2025 Filed Dec 30, 2025 13:54 UTC |
Smith Lee MatthewSEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 16,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001582883-25-000007 · wk-form4_1767102877.xml · nonDerivative · entry 1 Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 604,280 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| December 04, 2025 Filed Feb 6, 2026 23:45 UTC |
Raffetto Richard ASEVP Pres of Com & Priv Bnking
|
PurchaseCommon Stock | 95 | $12.85 | $1,220.75 |
DisclosureSEC source: 0002026122-26-000002 · wk-form4_1770421512.xml · nonDerivative · entry 4 Raffetto Richard A · CIK 0002026122 · SEVP Pres of Com & Priv Bnking 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,386 F4 · shares: Intra-Plan Transfer by the reporting person within the Issuer's qualifying 401(k) Plan. F6 · balance_after: On September 4, 2025, shares of common stock of the Issuer were transferred out of the stock fund of the reporting person's 401(k) plan due to the instructions to rebalance certain securities within the 401(k) plan. On December 4, 2025, the 401(k) plan was rebalanced and shares of common stock of the Issuer were transferred back into the Issuer stock fund within the 401(k) plan which created two matchable transactions. The profit realized by these transactions was disgorged to the Issuer. F7 · balance_after: Includes 1 share that was acquired on September 17, 2025, and 1 share acquired on December 17, 2025 both from dividend reinvestment, and 77 shares acquired from routine payroll contributions in January 2026. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 18:32 UTC |
Davis Reginald ESEVP & Pres Consumer Banking
|
Tax withholdingCommon Stock | 6,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001818046-25-000008 · wk-form4_1764700360.xml · nonDerivative · entry 1 Davis Reginald E · CIK 0001818046 · SEVP & Pres Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,576 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 18:27 UTC |
Smith Lee MatthewSEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 10,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001582883-25-000003 · wk-form4_1764700024.xml · nonDerivative · entry 1 Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 620,374 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. F3 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 21:16 UTC |
Marx BryanEVP & Princ Accounting Officer
|
Tax withholdingCommon Stock | 2,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001632143-25-000008 · wk-form4_1760649394.xml · nonDerivative · entry 1 Marx Bryan · CIK 0001632143 · EVP & Princ Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,009 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 21:07 UTC |
Buchanan GeorgeEVP and Chief Risk Officer
|
Tax withholdingCommon Stock | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0002014109-25-000004 · wk-form4_1760648865.xml · nonDerivative · entry 1 Buchanan George · CIK 0002014109 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,069 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. Read SEC document |
| September 04, 2025 Filed Feb 6, 2026 23:45 UTC |
Raffetto Richard ASEVP Pres of Com & Priv Bnking
|
SaleCommon Stock | 4 | $12.93 | $51.72 |
DisclosureSEC source: 0002026122-26-000002 · wk-form4_1770421512.xml · nonDerivative · entry 3 Raffetto Richard A · CIK 0002026122 · SEVP Pres of Com & Priv Bnking 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,212 F4 · shares: Intra-Plan Transfer by the reporting person within the Issuer's qualifying 401(k) Plan. F5 · balance_after: Includes 1 share that was acquired as a result of dividend reinvestment on June 17, 2025. F6 · balance_after: On September 4, 2025, shares of common stock of the Issuer were transferred out of the stock fund of the reporting person's 401(k) plan due to the instructions to rebalance certain securities within the 401(k) plan. On December 4, 2025, the 401(k) plan was rebalanced and shares of common stock of the Issuer were transferred back into the Issuer stock fund within the 401(k) plan which created two matchable transactions. The profit realized by these transactions was disgorged to the Issuer. Read SEC document |
| July 29, 2025 Filed Jul 30, 2025 11:56 UTC |
DiNello AlessandroDirector
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001482776-25-000004 · wk-form4_1753876560.xml · nonDerivative · entry 1 DiNello Alessandro · CIK 0001482776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,776 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 14:35 UTC |
Marx BryanEVP & Princ Accounting Officer
|
Tax withholdingCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001632143-25-000006 · wk-form4_1752676503.xml · nonDerivative · entry 1 Marx Bryan · CIK 0001632143 · EVP & Princ Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,710 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| June 04, 2025 Filed Feb 6, 2026 23:45 UTC |
Raffetto Richard ASEVP Pres of Com & Priv Bnking
|
OtherCommon Stock | 92 | $11.67 | $1,073.64 |
DisclosureSEC source: 0002026122-26-000002 · wk-form4_1770421512.xml · nonDerivative · entry 2 Raffetto Richard A · CIK 0002026122 · SEVP Pres of Com & Priv Bnking 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,215 F1 · shares: Intra-Plan Transfer by the reporting person within the Issuer's qualifying 401(k) Plan, are exempt pursuant to Rule 16b3(f). F3 · balance_after: Includes .47 shares that were acquired due to dividend reinvestment in the Plan on March 17, 2025, which with aggregated fractional shares which resulted in an increase in whole shares. Read SEC document |
| May 24, 2025 Filed May 27, 2025 18:51 UTC |
Davis Reginald ESr EVP & President of Banking
|
Tax withholdingCommon Stock | 4,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001818046-25-000005 · wk-form4_1748371906.xml · nonDerivative · entry 1 Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,931 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. Read SEC document |
| May 24, 2025 Filed May 27, 2025 18:45 UTC |
Marx BryanEVP & Princ Accounting Officer
|
Tax withholdingCommon Stock | 789 | $0.00 | $0.00 |
DisclosureSEC source: 0001632143-25-000004 · wk-form4_1748371518.xml · nonDerivative · entry 1 Marx Bryan · CIK 0001632143 · EVP & Princ Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,340 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. F3 · balance_after: Includes 20,949 shares that were previously reported as Indirectly held in the Marx Rev Trust. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 21:24 UTC |
MNUCHIN STEVEN TDirector · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-000925 · es250607998_4-flg.xml · derivative · entry 4 MNUCHIN STEVEN T · CIK 0001180589 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting and cash settlement of restricted stock units. F1 · price: Reflects the vesting and cash settlement of restricted stock units. F1 · derivative.exercise_date: Reflects the vesting and cash settlement of restricted stock units. F1 · derivative.expiration_date: Reflects the vesting and cash settlement of restricted stock units. F4 · ownership.direct: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 21:24 UTC |
MNUCHIN STEVEN TDirector · 10% owner
|
Disposition to issuerCommon Stock | 10,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-000925 · es250607998_4-flg.xml · nonDerivative · entry 2 MNUCHIN STEVEN T · CIK 0001180589 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,642 F1 · price: Reflects the vesting and cash settlement of restricted stock units. F2 · balance_after: Includes 13,542 service based restricted stock units that will vest in shares of the Issuer's Common Stock over the passage of time. F4 · ownership.direct: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 21:24 UTC |
MNUCHIN STEVEN TDirector · 10% owner
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Exercise / conversionCommon Stock | 10,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-000925 · es250607998_4-flg.xml · nonDerivative · entry 1 MNUCHIN STEVEN T · CIK 0001180589 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting and cash settlement of restricted stock units. F2 · balance_after: Includes 13,542 service based restricted stock units that will vest in shares of the Issuer's Common Stock over the passage of time. F4 · ownership.direct: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 22:05 UTC |
Davis Reginald ESr EVP & President of Banking
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Tax withholdingCommon Stock | 1,398 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000059 · wk-form4_1742940332.xml · nonDerivative · entry 1 Davis Reginald E · CIK 0001818046 · Sr EVP & President of Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,783 F1 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 22:01 UTC |
Smith Lee MatthewSEVP & Chief Financial Officer
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Tax withholdingCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000057 · wk-form4_1742940064.xml · nonDerivative · entry 2 Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,565 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F3 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 22, 2025 Filed Mar 25, 2025 22:01 UTC |
Smith Lee MatthewSEVP & Chief Financial Officer
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Tax withholdingCommon Stock | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000057 · wk-form4_1742940064.xml · nonDerivative · entry 1 Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 603,808 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 20:38 UTC |
Otting Joseph MDirector · Exec Chairman, President & CEO
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GrantCommon Stock | 252,951 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000054 · wk-form4_1742330315.xml · nonDerivative · entry 1 Otting Joseph M · CIK 0001323101 · Director · Exec Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,951 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 20:32 UTC |
Marx BryanEVP & Princ Accounting Officer
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GrantCommon Stock | 25,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000051 · wk-form4_1742329956.xml · nonDerivative · entry 1 Marx Bryan · CIK 0001632143 · EVP & Princ Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,180 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 20:37 UTC |
Gagnon KrisSr EVP & Chief Credit Officer
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GrantCommon Stock | 50,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000053 · wk-form4_1742330197.xml · nonDerivative · entry 1 Gagnon Kris · CIK 0001731617 · Sr EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,590 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 20:27 UTC |
Buchanan GeorgeEVP and Chief Risk Officer
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GrantCommon Stock | 16,863 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000049 · wk-form4_1742329662.xml · nonDerivative · entry 1 Buchanan George · CIK 0002014109 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,985 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 20:25 UTC |
Bao NguyenSEVP, GC & Chf of Staff to CEO
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GrantCommon Stock | 50,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000047 · wk-form4_1742329520.xml · nonDerivative · entry 1 Bao Nguyen · CIK 0002019244 · SEVP, GC & Chf of Staff to CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,590 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.