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TREADWELL DAVID L

Disclosed activity across 6 companies

Tapewire entity
38347
SEC CIK
0001008539

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:NYCB · Entity 3855DirectorFebruary 09, 2024February 09, 2024
TriSalus Life Sciences, Inc.MTAC · Entity 5872DirectorApril 29, 2021May 03, 2021
U.S. WELL SERVICES HOLDINGS, LLCUSWS · Entity 122531DirectorSeptember 17, 2021September 20, 2021
VISTEON CORPVC · Entity 4300DirectorJune 11, 2026June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FLAGSTAR BANK, NATIONAL ASSOCIATION

Report date February 09, 2024 · Filed February 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect173,900 Reported balance After 2024-02-09 transaction · row 1
1 source row

Row 1 · 2024-02-09 · Purchase · Acquired 15,000 · Balance 173,900

Common StockSEC Table I · non-derivativeIndirectBy Stock Award (012324)11,220 Reported balance Holding disclosure · report date 2024-02-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,220

F1: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

TriSalus Life Sciences, Inc.

Report date April 29, 2021 · Filed May 03, 2021

This filing explicitly reported no securities owned.

U.S. WELL SERVICES HOLDINGS, LLC

Report date September 17, 2021 · Filed September 20, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,359,753 Reported balance After 2021-09-17 transaction · row 1
1 source row

Row 1 · 2021-09-17 · Conversion · Acquired 850,651 · Balance 1,359,753

F1: The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.

Series B Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.31Direct0 Reported balance After 2021-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-09-17 · Conversion · Disposed 200 · Balance 0

F1: The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.

VISTEON CORP

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-06-11Direct1,333 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Grant · Acquired 1,333 · Balance 1,333

F1: These Restricted Stock Units were credited to my account, with out payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

Common StockSEC Table I · non-derivativeDirect8,258 Reported balance Holding disclosure · report date 2026-06-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 8,258

Filing footnotes · ownership attribution and instrument terms

F1: These Restricted Stock Units were credited to my account, with out payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FAIRPOINT COMMUNICATIONS INC

Report date July 03, 2017 · Filed July 06, 2017

Section 16 reporting ended · disclosed 2017-07-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-03 transaction · row 1
1 source row

Row 1 · 2017-07-03 · Disposition to issuer · Disposed 76,155 · Balance 0

F1: Disposed of pursuant to an agreement and plan of merger among FairPoint Communications, Inc., Consolidated Communications Holdings, Inc. ("Consolidated") and Falcon Merger Sub, Inc. in exchange for 55,593 shares of Consolidated common stock having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.36 · Expires 2023-01-22Direct0 Reported balance After 2017-07-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-03 · Disposition to issuer · Disposed 7,576 · Balance 0

F2: This option, which provided for vesting in of all these options on January 22, 2014, was automatically canceled in exchange for the right to receive 2,227 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.29 · Expires 2024-01-22Direct0 Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-03 · Disposition to issuer · Disposed 6,491 · Balance 0

F3: This option, which provided for vesting in of all these options on January 22, 2015, was automatically canceled in exchange for the right to receive 719 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.73 · Expires 2025-01-22Direct0 Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-03 · Disposition to issuer · Disposed 5,549 · Balance 0

F4: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.61 · Expires 2026-01-22Direct0 Reported balance After 2017-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-03 · Disposition to issuer · Disposed 6,025 · Balance 0

F5: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an agreement and plan of merger among FairPoint Communications, Inc., Consolidated Communications Holdings, Inc. ("Consolidated") and Falcon Merger Sub, Inc. in exchange for 55,593 shares of Consolidated common stock having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F2: This option, which provided for vesting in of all these options on January 22, 2014, was automatically canceled in exchange for the right to receive 2,227 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F3: This option, which provided for vesting in of all these options on January 22, 2015, was automatically canceled in exchange for the right to receive 719 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F4: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F5: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

FLAGSTAR BANCORP INC

Report date December 01, 2022 · Filed December 05, 2022

Section 16 reporting ended · disclosed 2022-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-01 transaction · row 1
1 source row

Row 1 · 2022-12-01 · Disposition to issuer · Disposed 36,620 · Balance 0

F1: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 15, 2026 12:06 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 1,333 $120.05 $160,026.65
Disclosure

SEC source: 0001008539-26-000006 · wk-form4_1781525193.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 1,333 shares

Expires 2027-06-11

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, with out payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:40 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionRestricted Stock Units · Derivative 1,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001008539-26-000003 · wk-form4_1781037632.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,829 shares

Expires 2026-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 5, 2026 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 5, 2026, and 15 of the shares reflect dividend equivalents paid in additional shares pursuant to the terms of the Visteon Corporation 2020 Incentive Plan.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 5, 2026 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 5, 2026, and 15 of the shares reflect dividend equivalents paid in additional shares pursuant to the terms of the Visteon Corporation 2020 Incentive Plan.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:40 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionCommon Stock 1,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001008539-26-000003 · wk-form4_1781037632.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 5, 2026 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 5, 2026, and 15 of the shares reflect dividend equivalents paid in additional shares pursuant to the terms of the Visteon Corporation 2020 Incentive Plan.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:15 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionRestricted Stock Units · Derivative 1,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001111335-25-000109 · wk-form4_1749500118.xml · derivative · entry 3

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,396 shares

Expires 2025-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 6, 2025 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 6, 2025.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 6, 2025 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 6, 2025.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:15 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionCommon Stock 1,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001111335-25-000109 · wk-form4_1749500118.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 6, 2025 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 6, 2025.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:15 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 1,814 $82.67 $149,963.38
Disclosure

SEC source: 0001111335-25-000109 · wk-form4_1749500118.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814

Underlying: Common Stock · 1,814 shares

Expires 2026-06-05

F2 · derivative.exercise_price: These Restricted Stock Units were credited to my account, with out payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 20:15 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionRestricted Stock Units · Derivative 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001111335-24-000115 · wk-form4_1718050493.xml · derivative · entry 3

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 841 shares

Expires 2024-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 8, 2024 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 7, 2024, the next preceding trading day.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 8, 2024 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 7, 2024, the next preceding trading day.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 20:15 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionCommon Stock 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001111335-24-000115 · wk-form4_1718050493.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 8, 2024 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 7, 2024, the next preceding trading day.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:15 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 1,396 $107.47 $150,028.12
Disclosure

SEC source: 0001111335-24-000115 · wk-form4_1718050493.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,396

Underlying: Common Stock · 1,396 shares

Expires 2025-06-06

F2 · derivative.exercise_price: These Restricted Stock Units were credited to my account, with out payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 15:33 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 PurchaseCommon Stock 15,000 $4.17 $62,550.00
Disclosure

SEC source: 0000910073-24-000050 · wk-form4_1707492811.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,900

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:47 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GrantCommon Stock 11,220 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000023 · wk-form4_1706222822.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 11,220

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:32 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionRestricted Stock Units · Derivative 1,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-039715 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,189 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 23, 2023 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 23, 2023.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 23, 2023 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 23, 2023.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:32 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionCommon Stock 1,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-039715 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 23, 2023 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 23, 2023.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 23, 2023 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 23, 2023.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:23 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 841 $148.66 $125,023.06
Disclosure

SEC source: 0001209191-23-036302 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841

Underlying: Common Stock · 841 shares

Expires 2024-06-08

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, without payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:46 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 11,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000918 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award (012423)

Disclosed balance after: 11,868

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 24, 2024.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:30 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 147,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012282 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,032

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 19:21 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Disposition to issuerFlagstar Bancorp, Inc. Common Stock 36,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000105 · wf-form4_167026806946170.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Read SEC document
November 17, 2022 Filed Nov 19, 2022 00:05 UTC VISTEON CORP VC · Entity 4300 SaleCommon Stock 2,000 $140.59 $281,183.20
Disclosure

SEC source: 0001209191-22-057990 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,003

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:32 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 1,189 $105.13 $124,999.57
Disclosure

SEC source: 0001209191-22-039464 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Stock · 1,189 shares

Expires 2023-06-23

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, without payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

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June 10, 2022 Filed Jun 14, 2022 12:42 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionRestricted Stock Units · Derivative 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-036583 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires 2022-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 10, 2022 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 10, 2022.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 10, 2022 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 10, 2022.

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June 10, 2022 Filed Jun 14, 2022 12:42 UTC VISTEON CORP VC · Entity 4300 Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-036583 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 10, 2022 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 10, 2022.

F1 · price: Each Restricted Stock Unit, which is the economic equivalent of one share of Visteon common stock, automatically vested on June 10, 2022 and was converted and paid to me in common stock without any election or action on my part. The value of each share was based on the fair market value of Visteon common stock as of June 10, 2022.

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January 19, 2022 Filed Jan 21, 2022 00:39 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 2,212 $0.00 $0.00
Disclosure

SEC source: 0001033012-22-000014 · wf-form4_164272556766880.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,620

Read SEC document
September 17, 2021 Filed Sep 20, 2021 23:34 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 ConversionSeries B Redeemable Convertible Preferred Stock · Derivative 200 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001209191-21-056958 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 850,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.

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September 17, 2021 Filed Sep 20, 2021 23:34 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 ConversionClass A Common Stock 850,651 $0.31 $262,000.51
Disclosure

SEC source: 0001209191-21-056958 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.

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August 16, 2021 Filed Aug 18, 2021 21:49 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 GrantClass A Common Stock 79,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033499 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,102

F1 · shares: Represents a grant of restricted stock. The restricted stock will vest with respect to 100% of the shares on August 16, 2022.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:52 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 1,003 $124.59 $124,963.77
Disclosure

SEC source: 0001209191-21-040260 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003

Underlying: Common Stock · 1,003 shares

Expires 2022-06-10

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, without payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on the one year anniversary of the date of grant, based upon the then current market value of a share of common stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:00 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 OtherClass A Common Stock 76,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020898 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,894

F1 · kind: On March 12, 2021, USWS Management Company LLC distributed shares of Class A Common Stock of the Issuer, pro rata, to its members for no consideration.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 22:01 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 2,426 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000030 · wf-form4_161126645139990.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,408

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:18 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 1,446 $72.61 $104,994.06
Disclosure

SEC source: 0001209191-20-044755 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

Underlying: Common Stock · 1,446 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, without payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on January 15th of the year following termination of board service, based upon the then current market value of a share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the earlier of the one year anniversary of the date of grant or the next annual meeting of stockholders which is at least 50 weeks after the immediately preceding year's annual meeting.

F1 · derivative.expiration_date: These Restricted Stock Units were credited to my account, without payment by me, under the Company's 2020 Incentive Plan. In general, these Restricted Stock Units will be converted and distributed to me, without payment, in shares of common stock on January 15th of the year following termination of board service, based upon the then current market value of a share of common stock.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 23:05 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 PurchaseSeries B Redeemable Convertible Preferred Stock · Derivative 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-038638 · doc4.xml · derivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On June 19, 2020, the Reporting Person purchased 200 shares (the "Purchased Series B Preferred Shares") of the Issuer's Series B Redeemable Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock"), in a privately negotiated transaction for an aggregate purchase price of $200,000 in cash, plus accrued dividends of $5,296.67. Each of the Purchased Series B Preferred Shares is convertible into a number of shares of Class A Common Stock equal to (i) the Liquidation Preference (as defined in the Certificate of Designations of the Series B Preferred Stock (the "Certificate of Designations")) as of the date of conversion divided by (ii) the then applicable Conversion Price (as defined in the Certificate of Designations).

F2 · derivative.exercise_price: The Liquidation Preference was initially $1,000 and is subject to increase as provided in the Certificate of Designations if the Issuer does not pay quarterly dividends on the Series B Preferred Stock in cash. The Conversion Price is initially $0.308 and is subject to adjustment in certain circumstances as provided in the Certificate of Designations.

F1 · price: On June 19, 2020, the Reporting Person purchased 200 shares (the "Purchased Series B Preferred Shares") of the Issuer's Series B Redeemable Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock"), in a privately negotiated transaction for an aggregate purchase price of $200,000 in cash, plus accrued dividends of $5,296.67. Each of the Purchased Series B Preferred Shares is convertible into a number of shares of Class A Common Stock equal to (i) the Liquidation Preference (as defined in the Certificate of Designations of the Series B Preferred Stock (the "Certificate of Designations")) as of the date of conversion divided by (ii) the then applicable Conversion Price (as defined in the Certificate of Designations).

F2 · price: The Liquidation Preference was initially $1,000 and is subject to increase as provided in the Certificate of Designations if the Issuer does not pay quarterly dividends on the Series B Preferred Stock in cash. The Conversion Price is initially $0.308 and is subject to adjustment in certain circumstances as provided in the Certificate of Designations.

F3 · derivative.exercise_date: Subject to the terms and conditions of the Certificate of Designations, the Reporting Person may, at his option at any time, convert all or a portion of the Purchased Series B Preferred Shares into shares of Class A Common Stock.

F4 · derivative.expiration_date: The Purchased Series B Preferred Shares do not have an expiration date, provided that in certain circumstances on or after April 1, 2023, the Issuer may, at its option, convert all or a portion of the Purchased Series B Preferred Shares at the same conversion rate described above. In addition, at any time on or after October 1, 2021, the Issuer may, at its option, redeem all or a portion of the Purchased Series B Preferred Shares at a redemption price equal to the then applicable Liquidation Preference described above, provided that the Reporting Person may, at his option, convert his shares as described above within five business days of receipt of the notice of redemption.

F5 · derivative.underlying_shares: The number of shares of Class A Common Stock into which the Series B Preferred Shares are convertible as calculated above. Based on the initial Liquidation Preference and Conversion Price, 649,351 shares of Class A Common Stock are initially issuable upon conversion of the 200 Series B Preferred Shares held by the Reporting Person.

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January 22, 2020 Filed Jan 23, 2020 21:31 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 2,951 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000011 · wf-form4_157981508671494.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,982

Read SEC document
June 06, 2019 Filed Jun 7, 2019 20:43 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 2,152 $48.77 $104,953.04
Disclosure

SEC source: 0001209191-19-035597 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048

Underlying: Common Stock · 2,152 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

F1 · derivative.exercise_date: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

F1 · derivative.expiration_date: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 01:49 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008286 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,484

Read SEC document
January 15, 2019 Filed Jan 16, 2019 21:44 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 3,852 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000019 · wf-form4_154767504748209.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,031

Read SEC document
December 24, 2018 Filed Dec 27, 2018 02:08 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 OtherWarrants · Derivative 452,419 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001144204-18-066295 · tv509938_4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,419

Underlying: Class A Common Stock · 226,209 shares

Expires 2023-11-09

F1 · kind: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.

F1 · shares: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.

F1 · price: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 02:08 UTC U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531 OtherClass A Common Stock 328,484 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-066295 · tv509938_4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,484

F1 · kind: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.

F1 · shares: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.

F1 · price: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.

F1 · balance_after: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 20:54 UTC VISTEON CORP VC · Entity 4300 PurchaseCommon Stock 200 $74.98 $14,996.00
Disclosure

SEC source: 0001209191-18-056667 · doc4.xml · nonDerivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
October 30, 2018 Filed Oct 31, 2018 20:54 UTC VISTEON CORP VC · Entity 4300 PurchaseCommon Stock 1,800 $74.97 $134,947.80
Disclosure

SEC source: 0001209191-18-056667 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Read SEC document
June 07, 2018 Filed Jun 11, 2018 21:02 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 822 $127.73 $104,989.95
Disclosure

SEC source: 0001209191-18-037012 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

Underlying: Common Stock · 822 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

F1 · derivative.exercise_date: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

F1 · derivative.expiration_date: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:37 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 2,856 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000010 · wf-form4_151639784743915.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,179

Read SEC document
July 03, 2017 Filed Jul 6, 2017 19:39 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerStock Options · Derivative 6,025 Not disclosed Strike: $14.61 Not disclosed
Disclosure

SEC source: 0000895813-17-000051 · xf4_treadwell-07062017.xml · derivative · entry 5

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,025 shares

Expires 2026-01-22

F5 · price: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F5 · derivative.exercise_date: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 19:39 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerStock Options · Derivative 5,549 Not disclosed Strike: $14.73 Not disclosed
Disclosure

SEC source: 0000895813-17-000051 · xf4_treadwell-07062017.xml · derivative · entry 4

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,549 shares

Expires 2025-01-22

F4 · price: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F4 · derivative.exercise_date: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 19:39 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerStock Options · Derivative 6,491 Not disclosed Strike: $13.29 Not disclosed
Disclosure

SEC source: 0000895813-17-000051 · xf4_treadwell-07062017.xml · derivative · entry 3

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,491 shares

Expires 2024-01-22

F3 · price: This option, which provided for vesting in of all these options on January 22, 2015, was automatically canceled in exchange for the right to receive 719 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F3 · derivative.exercise_date: This option, which provided for vesting in of all these options on January 22, 2015, was automatically canceled in exchange for the right to receive 719 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 19:39 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerStock Options · Derivative 7,576 Not disclosed Strike: $9.36 Not disclosed
Disclosure

SEC source: 0000895813-17-000051 · xf4_treadwell-07062017.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,576 shares

Expires 2023-01-22

F2 · price: This option, which provided for vesting in of all these options on January 22, 2014, was automatically canceled in exchange for the right to receive 2,227 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F2 · derivative.exercise_date: This option, which provided for vesting in of all these options on January 22, 2014, was automatically canceled in exchange for the right to receive 2,227 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 19:39 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerCommon Stock, par value $0.01 per share 76,155 Not disclosed Not disclosed
Disclosure

SEC source: 0000895813-17-000051 · xf4_treadwell-07062017.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to an agreement and plan of merger among FairPoint Communications, Inc., Consolidated Communications Holdings, Inc. ("Consolidated") and Falcon Merger Sub, Inc. in exchange for 55,593 shares of Consolidated common stock having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:59 UTC VISTEON CORP VC · Entity 4300 GrantRestricted Stock Units · Derivative 1,041 $100.83 $104,964.03
Disclosure

SEC source: 0001209191-17-039525 · doc4.xml · derivative · entry 2

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

F1 · derivative.exercise_date: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

F1 · derivative.expiration_date: These Restricted Stock Units were credited to my account, without payment by me, under the Company's Non-Employee Director Stock Unit Plan. Each Resticted Stock Unit will be converted and distributed to me, without payment, in stock or cash following the termination of board service and based upon the then current market value of a share of Visteon common stock.

Read SEC document
January 23, 2017 Filed Jan 24, 2017 21:11 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 GrantCommon stock, par value $0.01 per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001062613-17-000022 · wf-form4_148529227891259.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,155

F1 · security: Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan on January 23, 2017. All of these restricted shares vest on January 23, 2018. No consideration was paid by the Reporting Person for these restricted shares.

F1 · shares: Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan on January 23, 2017. All of these restricted shares vest on January 23, 2018. No consideration was paid by the Reporting Person for these restricted shares.

F1 · price: Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan on January 23, 2017. All of these restricted shares vest on January 23, 2018. No consideration was paid by the Reporting Person for these restricted shares.

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January 18, 2017 Filed Jan 19, 2017 21:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 3,435 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000012 · wf-form4_148486054501523.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,323

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.