Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:FLG · Entity 3855 | Director | January 27, 2026 | January 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,938 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 9,939 · Balance 33,938 F1: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Victory Capital Holdings, Inc.
Report date January 10, 2024 · Filed January 12, 2024
Section 16 reporting ended · disclosed 2024-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 301,946 |
Reported balance
After 2024-01-10 transaction · row 1
1 source rowRow 1 · 2024-01-10 · Grant · Acquired 757 · Balance 301,946 F1: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2024. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 184,231 |
Reported balance
Holding disclosure · report date 2024-01-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 184,231 F2: These securities are held directly by MRB ICBC LLC, an entity which Mr. Berlinski controls. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2024.
F2: These securities are held directly by MRB ICBC LLC, an entity which Mr. Berlinski controls.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2026 Filed Jan 29, 2026 18:15 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 | GrantCommon Stock | 9,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-26-000011 · wk-form4_1769710543.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,938 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 21:50 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 | GrantCommon Stock | 13,542 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000011 · wk-form4_1738360222.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,999 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. F2 · balance_after: On July 11, 2024, the common stock of the Issuer split 1 for 3, resulting in the reporting person's ownership reduction. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 17:38 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | GrantCommon Stock | 31,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-24-000100 · wk-form4_1711733876.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,372 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 23:57 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 757 | $32.99 | $24,973.43 |
DisclosureSEC source: 0001209191-24-001581 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,946 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2024. Read SEC document |
| October 10, 2023 Filed Oct 13, 2023 00:20 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 785 | $31.82 | $24,978.70 |
DisclosureSEC source: 0001209191-23-052729 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,189 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on October 10, 2023. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 23:20 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 758 | $32.94 | $24,968.52 |
DisclosureSEC source: 0001209191-23-042117 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,404 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 10, 2023. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 23:00 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 853 | $29.30 | $24,992.90 |
DisclosureSEC source: 0001209191-23-024174 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,646 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on April 10, 2023. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:58 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 860 | $29.06 | $24,991.60 |
DisclosureSEC source: 0001209191-23-003164 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,793 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2023. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 23:22 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 976 | $25.60 | $24,985.60 |
DisclosureSEC source: 0001209191-22-053502 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,933 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on October 10, 2022. Read SEC document |
| July 11, 2022 Filed Jul 14, 2022 01:15 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 1,059 | $23.60 | $24,992.40 |
DisclosureSEC source: 0001209191-22-042084 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,957 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 11, 2022. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 20:54 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 933 | $26.79 | $24,995.07 |
DisclosureSEC source: 0001209191-22-024294 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,898 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on April 11, 2022. Read SEC document |
| January 10, 2022 Filed Jan 13, 2022 02:18 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 740 | $33.74 | $24,967.60 |
DisclosureSEC source: 0001209191-22-003136 · doc4.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,965 F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2022. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 44,385 | $34.00 | $1,509,090.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 4 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,986,632 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F5 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 737 | $34.00 | $25,058.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 3 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,607 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 38,335 | $34.00 | $1,303,390.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 2 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,579,590 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 46,108 | $34.00 | $1,567,672.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,102,577 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F2 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 294,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 24 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 294,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 184,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 23 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 184,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F8 · ownership.nature: Shares owned directly by MRB ICBC LLC, an entity which Mr. Berlinski controls. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 3,031,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 22 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,031,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 50,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 21 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 50,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 2,617,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 20 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 2,617,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 3,148,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 19 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,148,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 294,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 14 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 184,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 13 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 184,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F8 · ownership.nature: Shares owned directly by MRB ICBC LLC, an entity which Mr. Berlinski controls. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 3,031,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 12 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,031,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 50,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 11 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 2,617,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 10 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,617,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 3,148,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 9 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,148,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 295,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 18 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,031,017 Underlying: Class A Common Stock · 295,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 4,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 17 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,344 Underlying: Class A Common Stock · 4,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 255,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 16 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,617,925 Underlying: Class A Common Stock · 255,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 307,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 15 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,148,685 Underlying: Class A Common Stock · 307,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 295,898 | $34.00 | $10,060,532.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 8 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 4,915 | $34.00 | $167,110.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 7 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 255,571 | $34.00 | $8,689,414.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 6 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 307,385 | $34.00 | $10,451,090.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 5 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 295,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 4 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 295,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 4,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 3 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 255,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 2 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 255,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 307,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 307,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 19:55 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 693 | $36.03 | $24,968.79 |
DisclosureSEC source: 0001209191-21-060346 · doc4.xml · derivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,225 Underlying: Class A Common Stock · 693 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on October 11, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 20:08 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 757 | $33.00 | $24,981.00 |
DisclosureSEC source: 0001209191-21-046660 · doc4.xml · derivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,532 Underlying: Class A Common Stock · 757 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on July 12, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 13:18 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 883 | $28.31 | $24,997.73 |
DisclosureSEC source: 0001209191-21-026586 · doc4.xml · derivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,775 Underlying: Class A Common Stock · 883 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on April 12, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 19:34 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,063 | $23.50 | $24,980.50 |
DisclosureSEC source: 0001209191-21-003389 · doc4.xml · derivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,892 Underlying: Class A Common Stock · 1,063 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on January 11, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 20:55 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,319 | $18.94 | $24,981.86 |
DisclosureSEC source: 0001209191-20-054668 · doc4.xml · derivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,829 Underlying: Class A Common Stock · 1,319 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on October 12, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 20:42 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,333 | $18.75 | $24,993.75 |
DisclosureSEC source: 0001209191-20-042277 · doc4.xml · derivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,510 Underlying: Class A Common Stock · 1,333 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on July 10, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 22:31 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,749 | $14.29 | $24,993.21 |
DisclosureSEC source: 0001209191-20-024533 · doc4.xml · derivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,177 Underlying: Class A Common Stock · 1,749 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on April 13, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Berlinski, shares of Class B Common Stock held by Mr. Berlinski or Mr. Berlinski's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.